SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-C
Report by Issuer of Securities Quoted on NASDAQ
Interdealer Quotation System
Filed pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 and Rule 13a-17
or 15d-17 thereunder
Pilgrim America Capital Corporation
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(Exact name of issuer as specified in charter)
Two Renaissance Square, 40 North Central Avenue,
Suite 1200, Phoenix, Arizona 85004
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(Address of principal executive offices)
Issuer's telephone number, including area code (602) 417-8100
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I. CHANGE IN NUMBER OF SHARES OUTSTANDING
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Indicate any change (increase or decrease) of 5% or more in the number of shares
outstanding:
1. Title of security: N/A
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2. Number of shares outstanding before the change: N/A
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3. Number of shares outstanding after the change: N/A
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4. Effective date of change: N/A
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5. Method of change: N/A
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Specify method (such as merger, acquisition, exchange,
distribution, stock split, reverse split, acquisition of stock for
treasury, etc.)
Give brief description of transaction: N/A
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II. CHANGE IN NAME OF ISSUER
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1. Name prior to change: Express America Holdings Corporation
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2. Name after change: Pilgrim America Capital Corporation
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3. Effective date of charter amendment changing name: April 25, 1997
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4. Date of shareholder approval of change, if required: Not required
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PILGRIM AMERICA HOLDINGS CORPORATION
DATE: April 28, 1997 By: /s/ James R. Reis
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James R. Reis
Its: Vice Chairman, Chief Financial
Officer
