EXPRESS AMERICA HOLDINGS CORP
8-K, 1997-04-29
MORTGAGE BANKERS & LOAN CORRESPONDENTS
Previous: EXPRESS AMERICA HOLDINGS CORP, 10-C, 1997-04-29
Next: COVA VARIABLE ANNUITY ACCOUNT FOUR, 485BPOS, 1997-04-29



                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549


                                    Form 8-K

                                 CURRENT REPORT


                     Pursuant to Section 13 or 15(d) of the
                         Securities Exchange Act of 1934




Date of Report (Date of earliest event reported)     April 25,1997
                                                  ------------------------------


                       Pilgrim America Capital Corporation
- --------------------------------------------------------------------------------
             (Exact name of registrant as specified in its charter)



Delaware                             0-19799                      86-0670679
- --------------------------------------------------------------------------------
(State or other jurisdiction       (Commission                (IRS Employer
of incorporation)                 File Number)               Identification No.)



Two Renaissance Square, 40 North Central Avenue,
Suite 1200, Phoenix, Arizona                                            85004
- --------------------------------------------------------------------------------
(Address of principal executive offices)                              (Zip Code)



Registrant's telephone number, including area code    (602) 417-8100
                                                    ----------------------------


                      Express America Holdings Corporation
- --------------------------------------------------------------------------------
         (Former name or former address, if changed since last report.)
<PAGE>
Item 1.        Changes in Control of Registrant.

               N/A

Item 2.        Acquisition or Disposition of Assets.

               N/A

Item 3.        Bankruptcy or Receivership.

               N/A

Item 4.        Changes in Registrant's Certifying Accountants.

               N/A

Item 5.        Other Events.

               On April  25,  1997,  Express  America  Holdings  Corporation,  a
Delaware  corporation  (the  "Registrant")  changed its name to Pilgrim  America
Capital Corporation.

               The Registrant provides investment management related services to
Pilgrim America Funds, a family of six open-end and two closed-end mutual funds,
through its Pilgrim America subsidiaries.

Item 6.        Resignation of Registrant's Directors.

               N/A

Item 7.        Financial Statements and Exhibits.

               N/A

Item 8.        Change in Fiscal Year.

               N/A

Item 9.        Sales of Equity Securities Pursuant to Regulation S.

               N/A
<PAGE>
                                   SIGNATURES

         Pursuant to the  requirements  of the Securities  Exchange Act of 1934,
the  Registrant  has duly  caused  this report to be signed on its behalf by the
undersigned hereunto duly authorized.


                                        PILGRIM AMERICA CAPITAL CORPORATION




Date  April 28, 1997                    By: /s/ James R. Reis
                                           -------------------------------------
                                                 James R. Reis
                                        Its:     Vice Chairman, Chief Financial
                                                 Officer


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission