<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Amendment No. 3
iXOS Software Aktiengesellschaft
- -------------------------------------------------------------------------------
(Name of Issuer)
Bearer Ordinary Shares
- -------------------------------------------------------------------------------
(Title of Class of Securities)
46600V108
--------------------------------------------
(CUSIP Number)
David J. Greenwald, Esq.
Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
(212) 902-1000
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 23, 1999
- -------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ]
Page 1 of 47 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-WC-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
New York
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
2,160,620
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
2,160,620
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
2,160,620
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.2%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
BD-PN-IA
- ------------------------------------------------------------------------------
Page 2 of 47 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
The Goldman Sachs Group, Inc.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
2,160,620
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
2,160,620
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
2,160,620
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
11.2%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
HC-CO
- ------------------------------------------------------------------------------
Page 3 of 47 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
1,329,125
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
1,329,125
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,329,125
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
6.9%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 4 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
1,329,125
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
1,329,125
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,329,125
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
6.9%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 5 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II Offshore, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Cayman Islands
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
528,385
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
528,385
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
528,385
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
2.7%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 6 of 47 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors II (Cayman), L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Cayman Islands
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
528,385
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
528,385
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
528,385
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
2.7%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 7 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II (Germany) Civil Law Partnership
(with limitation of liability)
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
49,025
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
49,025
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
49,025
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 8 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co. oHG
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
49,025
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
49,025
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
49,025
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 9 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street Fund 1997, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
142,600
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
142,600
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
142,600
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.7%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 10 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Bridge Street Fund 1997, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
69,235
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
69,235
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
69,235
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.4%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 11 of 47 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street 1997, L.L.C.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
211,835
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
211,835
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
211,835
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
1.1%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
OO
- ------------------------------------------------------------------------------
Page 12 of 47 pages
<PAGE>
AMENDMENT NO. 3 TO
SCHEDULE 13D
RELATING TO THE BEARER ORDINARY SHARES OF
IXOS SOFTWARE AKTIENGESELLSCHAFT
GS Capital Partners II, L.P. ("GS Capital II"), GS Capital Partners II
Offshore, L.P. ("GS Offshore"), GS Capital Partners II (Germany) Civil Law
Partnership ("GS Germany"), Stone Street Fund 1997, L.P. ("1997 Stone") and
Bridge Street Fund 1997, L.P. ("1997 Bridge" and together with GS Capital II, GS
Offshore, GS Germany and 1997 Stone, the "Limited Partnerships"), Stone Street
1997, L.L.C.. ("Stone GP"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors,
L.P. ("GS Advisors"), GS Advisors II (Cayman), L.P. ("GS Advisors Cayman"),
Goldman, Sachs & Co. oHG ("GS oHG") and The Goldman Sachs Group, Inc. ("GS
Group" and, together with Goldman Sachs, GS Advisors, GS Advisors Cayman, GS
oHG, Stone Asset and the Limited Partnerships, the "Filing Persons")/(1) hereby
amend and supplement the statement on Schedule 13D filed with respect to the
Bearer Ordinary Shares, no par value (the "Bearer Ordinary Shares") and the
American Depositary Shares, each (since December 21, 1999, when the Company
effected a five-for-one stock split of the Bearer Ordinary Shares) representing
one Bearer Ordinary Share (the "ADSs", and together with the Bearer Ordinary
Shares, the "Shares"), of iXOS Software Aktiengesellschaft, a German stock
corporation (the "Company"), as most recently amended by Amendment No. 2 thereto
filed August 6, 1999 (as amended, the "Schedule 13D"). Goldman Sachs and GS
Group may be deemed, for purposes of this Statement, to beneficially own Bearer
Ordinary Shares through the Limited Partnerships. Goldman Sachs and GS Group
each disclaims beneficial ownership of Bearer Ordinary Shares beneficially owned
by the Limited Partnerships to the extent of partnership interests in the
Limited Partnerships held by persons other than Goldman Sachs, GS Group or their
affiliates. In addition, Goldman Sachs and GS Group may be deemed to
beneficially own Shares held in client accounts with respect to which Goldman
Sachs or employees of Goldman Sachs have voting or investment discretion, or
both ("Managed Accounts"). Goldman Sachs and GS Group disclaim beneficial
ownership of Shares held in Managed Accounts. Goldman Sachs and GS Group may
also be deemed to beneficially own from time to time Shares acquired in ordinary
course trading activities by Goldman Sachs. Unless otherwise indicated, all
capitalized terms used but not defined herein shall have the same meaning
ascribed to them in the Schedule 13D.
This Amendment No. 3 is being filed to report a decrease in the percentage
of the outstanding Bearer Ordinary Shares which may be deemed to be beneficially
owned by certain of the Filing Persons, which change was as a result of an
increase in the number of Bearer Ordinary Shares reported to be outstanding by
the Company and a decrease in the number of Shares held in Managed Accounts.
- ------------------
/1/ Neither the present filing nor anything contained herein shall be
construed as an admission that any Filing Person constitutes a "person" for any
purposes other than Section 13(d) of the Securities Exchange Act of 1934.
Page 13 of 47 pages
<PAGE>
Item 2 is hereby amended and restated as follows:
Item 2. Identity and Background.
------------------------
Each of GS Capital II, a Delaware limited partnership, GS Offshore, a Cayman
Islands exempted limited partnership, and GS Germany, a German civil law
partnership, was formed for the purpose of investing in equity and
equity-related securities primarily acquired or issued in leveraged
acquisitions, reorganizations and other private equity transactions. GS
Advisors, a Delaware limited partnership, is the sole general partner of GS
Capital II. GS Advisors Cayman, a Cayman Islands exempted limited partnership,
is the sole general partner of GS Offshore. GS oHG is the sole managing partner
of GS Germany. 1997 Stone and 1997 Bridge, each a Delaware limited partnership,
were formed for the purpose of investing in equity and equity-related securities
primarily acquired or issued in leveraged acquisitions, reorganizations and
other private equity transactions and in other financial instruments. Stone GP,
a Delaware limited liability company and the successor by merger to Stone Street
Asset Corp., is the sole general partner of 1997 Stone and the sole managing
general partner of 1997 Bridge. Goldman Sachs, a New York limited partnership,
is an investment banking firm and a member of the New York Stock Exchange, Inc.
and other national exchanges. Goldman Sachs is a wholly owned direct and
indirect subsidiary of GS Group. Goldman Sachs also serves as the investment
manager for GS Capital II, GS Offshore and GS Germany and is the manager of
Stone GP. GS Group is a Delaware corporation and a holding company that
(directly or indirectly through subsidiaries or affiliated companies or both) is
a leading investment banking organization. The principal business address of
each Filing Person (other than GS Offshore, GS Advisors Cayman, GS Germany and
GS oHG), is 85 Broad Street, New York, NY 10004. The principal business address
for each of GS Offshore and GS Advisors Cayman is c/o Maples and Calder, P.O.
Box 309, Grand Cayman, Cayman Islands. The principal business address for each
of GS Germany and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany.
The name, business address and present principal occupation or employment
of each director of GS Group are set forth in the amended Schedule I hereto, to
read in its entirety as attached hereto, and are incorporated herein by
reference. The name, business address, present principal occupation or
employment and citizenship of each director and executive officer of GS
Advisors, Inc. and GS Advisors II, Inc., each a Delaware corporation and the
sole general partner of GS Advisors and GS Advisors Cayman, respectively, are
set forth in the amended Schedules II-A-i and II-A-ii hereto, respectively, to
read in their entirety as attached hereto, and are incorporated herein by
reference. The name, business address, present principal occupation or
employment and citizenship of each executive officer of Stone GP, the sole
general partner of 1997 Stone and the managing general partner of 1997 Bridge,
are set forth in Schedule II-B-i hereto, and are incorporated herein by
reference, and the name, business address, present principal occupation or
employment and citizenship of each member of Goldman Sachs' Principal Investment
Area Investment Committee, which exercises Goldman Sachs' authority in managing
Stone GP, are set forth in Schedule II-B-ii hereto, and are incorporated herein
by reference. The name, business address, present principal occupation or
employment and citizenship of each executive officer and director of Goldman,
Sachs & Co. Finanz GmbH, which is the sole managing general partner of GS oHG,
are set forth in the amended Schedule II-C hereto, to read in its entirety as
attached hereto, and are incorporated herein by reference.
Page 14 of 47 pages
<PAGE>
During the last five years, none of the Filing Persons, or, to the
knowledge of each of the Filing Persons, any of the persons listed on Schedules
I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C hereto, (i) has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(ii) has been a party to a civil proceeding of a judicial or administrative body
of competent jurisdiction and as a result of such proceeding was or is subject
to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities
laws, or finding any violation with respect to such laws.
Item 3 is hereby amended as follows:
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
Schedules IV-A and IV-B set forth the transactions in the ADSs and Bearer
Ordinary Shares, respectively, which have been effected during the period from
October 24, 1999 through December 23, 1999, all of which were effected in the
ordinary course of business of Goldman Sachs or another Goldman Sachs operating
entity. The transactions in the ADSs and Bearer Ordinary Shares, described in
Schedules IV-A and IV-B, respectively, were effected on the NASDAQ National
Market and on the Neuer Markt trading segment of the Frankfurt Stock Exchange.
The aggregate consideration (exclusive of commissions) for the ADSs and Bearer
Ordinary Shares purchased during the period from October 24, 1999 through
December 23, 1999 was $381,113.43 and EUR31,289,611.34, respectively.
Item 5 is hereby amended as follows:
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) As of December 23, 1999, GS Capital II beneficially owned, and GS
Advisors may be deemed to have beneficially owned, an aggregate of 1,329,125
Bearer Ordinary Shares, representing in the aggregate approximately 6.9% of the
Shares reported to be outstanding as of December 22, 1999 by the Company (as
disclosed in a press release issued by the Company on December 22, 1999).
As of December 23, 1999, GS Offshore beneficially owned, and GS Advisors
Cayman may be deemed to have beneficially owned, an aggregate of 528,385 Bearer
Ordinary Shares, representing in the aggregate approximately 2.7% of the Shares
reported to be outstanding as of December 22, 1999 by the Company.
As of December 23, 1999, GS Germany beneficially owned, and GS oHG may be
deemed to have beneficially owned, an aggregate of 49,025 Bearer Ordinary
Shares, representing in the aggregate approximately 0.3% of the Shares reported
to be outstanding as of December 22, 1999 by the Company.
As of December 23, 1999, 1997 Stone beneficially owned an aggregate of
142,600 Bearer Ordinary Shares, representing in the aggregate approximately 0.7%
of the Shares reported to be outstanding as of December 22, 1999 by the Company.
As of December 23, 1999, 1997 Bridge beneficially owned an aggregate of
69,235 Bearer Ordinary Shares, representing in the aggregate approximately 0.4%
of the Shares reported to be outstanding as of December 22, 1999 by the Company.
As of December 23, 1999, Stone GP may be deemed to have beneficially owned
an aggregate of 211,835 Bearer Ordinary Shares, which are owned by 1997 Stone
and 1997 Bridge as described above, representing in the aggregate approximately
1.1% of the Shares reported to be outstanding as of December 22, 1999 by the
Company.
Page 15 of 47 pages
<PAGE>
As of December 23, 1999, each of Goldman Sachs and GS Group may be deemed
to beneficially own an aggregate of 2,160,620 Shares, including (i) 2,118,370
Bearer Ordinary Shares beneficially owned by the Limited Partnerships as
described above, (ii) 1,400 Bearer Ordinary Shares and 2,350 ADSs acquired by
Goldman Sachs in ordinary course trading activities, and (iii) 38,500 ADSs held
in Managed Accounts, representing in the aggregate approximately 11.2% of the
Shares reported to be outstanding as of December 22, 1999 by the Company.
Goldman Sachs and GS Group disclaim beneficial ownership of (i) the Bearer
Ordinary Shares beneficially owned by the Limited Partnerships to the extent of
partnership interests in the Limited Partnerships held by persons other than
Goldman Sachs, GS Group or their affiliates and (ii) the ADSs held in Managed
Accounts.
None of the Filing Persons or, to the knowledge of the Filing Persons, any
of the persons listed on Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C
hereto, beneficially owns any Shares other than as set forth herein.
(c) Schedules IV-A and IV-B set forth the transactions in the ADSs and
Bearer Ordinary Shares, respectively, which have been effected during the period
from October 24, 1999 through December 23, 1999, all of which were effected in
the ordinary course of business of Goldman Sachs or another Goldman Sachs
operating entity. The transactions in the ADSs and Bearer Ordinary Shares,
described in Schedules IV-A and IV-B, respectively, were effected on the NASDAQ
National Market and on the Neuer Markt trading segment of the Frankfurt Stock
Exchange. The aggregate consideration (exclusive of commissions) for the ADSs
and Bearer Ordinary Shares purchased during the period from October 24, 1999
through December 23, 1999, 1999 was $381,113.43 and EUR31,289,611.34,
respectively.
Except as set forth in Schedules IV-A and IV-B, no transactions in the
Shares were effected by the Filing Persons, or, to the knowledge of any of the
Filing Persons, any of the persons listed on Schedules I, II-A-i, II-A-ii, II-B
or II-C hereto, during the period from October 24, 1999 through December 23,
1999.
Item 7 is hereby amended as follows:
Item 7. Material to be Filed as Exhibits.
---------------------------------
Exhibit No. Exhibit
- ----------- -------
99.1 Power of Attorney, dated December 16, 1999, relating to
Stone Street Fund 1997, L.P.
99.2 Power of Attorney, dated December 16, 1999, relating to
Bridge Street Fund 1997, L.P.
99.3 Power of Attorney, dated December 16, 1999, relating to
Stone Street 1997, L.L.C.
99.4 Joint Filing Agreement
Page 16 of 47 pages
<PAGE>
<TABLE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: December 30, 1999
<S> <C>
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II, L.P. GS ADVISORS, L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II OFFSHORE, L.P. GS ADVISORS II (CAYMAN), L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
(with limitation of liability)
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET FUND 1997, L.P. BRIDGE STREET FUND 1997, L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET 1997, L.L.C.
By:/s/ Hans L. Reich
- ---------------------------------
Name: Hans L. Reich
Title: Attorney-in-fact
</TABLE>
Page 17 of 47 pages
<PAGE>
SCHEDULE I
----------
<TABLE>
The name of each director of The Goldman Sachs Group, Inc. is set forth below.
The business address of each person listed below except John L. Thornton, Sir John Browne,
James A. Johnson and John H. Bryan is 85 Broad Street, New York, NY 10004. The business address
of John L. Thornton is 133 Fleet Street, London EC4A 2BB, England. The business address of Sir
John Browne is BP Amoco plc, Brittanic House, 1 Finsbury Circus, London EC2M, England. The
business address of James A. Johnson is Fannie Mae, 3900 Wisconsin Avenue NW, Washington, D.C.
20016. The business address of John H. Bryan is Three First National Plaza, Chicago, IL
60602-4260. Each person is a citizen of the United States of America except for Sir John Browne,
who is a citizen of the United Kingdom. The present principal occupation or employment of each
of the listed persons is set forth below.
<CAPTION>
Name Present Principal Occupation
-------------------------------------------------------------------------------------------------
<S> <C>
Henry M. Paulson, Jr. Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
Robert J. Hurst Vice Chairman of The Goldman Sachs Group, Inc.
John A. Thain President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
John L. Thornton President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
Sir John Browne Group Chief Executive of BP Amoco plc
James A. Johnson Chairman of the Executive Committee of the Board of Fannie Mae
John H. Bryan Chairman and Chief Executive Officer of Sara Lee Corporation
John L. Weinberg Senior Chairman of The Goldman Sachs Group, Inc.
</TABLE>
Page 18 of 47 pages
<PAGE>
SCHEDULE II-A-i
---------------
<TABLE>
The name, position and present principal occupation of each director and executive officer of GS
Advisors, Inc., the sole general partner of GS Advisors, L.P., which is the sole general partner of GS Capital
Partners II, L.P., are set forth below.
The business address for all the executive officers and directors listed below except Barry S. Volpert
is 85 Broad Street, New York, New York 10004. The business address of Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All executive officers and directors listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman, Sachs & Co.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Assistant Secretary Managing Director of Goldman, Sachs & Co.
James B. McHugh Assistant Secretary Vice President of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Dan H. Jester Assistant Treasurer Managing Director of Goldman, Sachs & Co.
David A. Viniar Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President/Secretary Vice President of Goldman, Sachs & Co.
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
Katherine L. Nissenbaum Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 19 of 47 pages
<PAGE>
SCHEDULE II-A-ii
----------------
<TABLE>
The name, position and present principal occupation of each director and executive officer of GS
Advisors II, Inc., the sole general partner of GS Advisors II (Cayman), L.P., which is the sole general partner
of GS Capital Partners II Offshore, L.P., are set forth below.
The business address for all the executive officers and directors listed below except Barry S. Volpert
is 85 Broad Street, New York, New York 10004. The business address of Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All executive officers and directors listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman, Sachs & Co.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Assistant Secretary Managing Director of Goldman, Sachs & Co.
James B. McHugh Assistant Secretary Vice President of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Dan H. Jester Assistant Treasurer Managing Director of Goldman, Sachs & Co.
David A. Viniar Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President/Secretary Vice President of Goldman, Sachs & Co.
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
Katherine L. Nissenbaum Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 20 of 47 pages
<PAGE>
SCHEDULE II-B-i
---------------
<TABLE>
The name, position and present principal occupation of each executive officer of Stone Street 1997, L.L.C.,
the sole general partner of Stone Street Fund 1997, L.P. and the managing general partner of Bridge Street Fund
1997, L.P., are set forth below.
The business address for each of the executive officers listed below is 85 Broad Street, New York, New York
10004.
All executive officers listed below except Sanjeev K. Mehra are United States citizens. Sanjeev K. Mehra is a
citizen of India.
<CAPTION>
Name Position Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Vice President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Vice President Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Vice President Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
Peter G. Sachs Vice President Senior Director of The Goldman Sachs Group, Inc.
Peter M. Sacerdote President Advisory Director of Goldman, Sachs & Co.
David J. Greenwald Vice President Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Eve M. Gerriets Vice President Vice President of Goldman, Sachs & Co.
Katherine B. Enquist Vice President/Secretary Vice President of Goldman, Sachs & Co.
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
Katherine L. Nissenbaum Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 21 of 47 pages
<PAGE>
SCHEDULE II-B-ii
----------------
<TABLE>
The name and principal occupation of each member of the Principal Investment Area Investment Committee of
Goldman, Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in managing Stone Street 1997,
L.L.C., the sole general partner of Stone Street Fund 1997, L.P. and the managing general partner of Bridge
Street Fund 1997, L.P., are set forth below.
The business address for each member listed below except Gene T. Sykes, Richard Sharp and Barry S. Volpert
is 85 Broad Street, New York, New York 10004. The business address of Gene T. Sykes is 2765 Sand Hill Road,
Menlo Park, CA 94025. The business address of Richard Sharp and Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All members listed below except Richard S. Sharp and Sanjeev K. Mehra are United States citizens. Richard
S. Sharp is a citizen of the United Kingdom and Sanjeev K. Mehra is a citizen of India.
<CAPTION>
Name Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C>
Peter M. Sacerdote Advisory Director of Goldman, Sachs & Co.
Richard A. Friedman Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Managing Director of Goldman, Sachs & Co.
Robin Neustein Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Managing Director of Goldman, Sachs & Co.
Gene T. Sykes Managing Director of Goldman, Sachs & Co.
Henry Cornell Managing Director of Goldman, Sachs & Co.
Robert V. Delaney Managing Director of Goldman, Sachs & Co.
Richard S. Sharp Managing Director of Goldman Sachs International
Barry S. Volpert Managing Director of Goldman Sachs International
Sanjeev K. Mehra Managing Director of Goldman, Sachs & Co.
Muneer A. Satter Managing Director of Goldman, Sachs & Co.
</TABLE>
Page 22 of 47 pages
<PAGE>
SCHEDULE II-C
-------------
<TABLE>
The name, position and present principal occupation of each executive officer and director of Goldman,
Sachs & Co. Finanz GmbH which is the sole managing general partner of Goldman, Sachs & Co. oHG are set forth
below.
The business address for each of the executive officers and directors listed below is MesseTurm, 60308
Frankfurt am Main, Germany.
Of the directors and executive officers listed below, Stefan J. Jentzsch and Timothy C. Plaut are citizens
of Germany, Gregory T. Hoogkamp is a citizen of the United States and Paul M. Achleitner and Rudolf W. Ferscha
are citizens of Austria.
<CAPTION>
Name Position Present Principal Occupation
- -----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Paul M. Achleitner Managing Director Managing Director of Goldman, Sachs & Co. oHG
Stefan J. Jentzsch Managing Director Managing Director of Goldman, Sachs & Co. oHG
Gregory T. Hoogkamp Managing Director Managing Director of Goldman, Sachs & Co. oHG
Rudolf W. Ferscha Managing Director Executive Director of Goldman, Sachs & Co. oHG
Timothy C. Plaut Managing Director Managing Director of Goldman, Sachs & Co. oHG
</TABLE>
Page 23 of 47 pages
<PAGE>
<TABLE>
SCHEDULE IV-A
-------------
iXOS Software AG
American Depositary Shares
Cusip No. 46600V108
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,000 30.62500 26-Oct-99 29-Oct-99
1,000 26.37500 29-Oct-99 3-Nov-99
1,000 26.87500 3-Nov-99 8-Nov-99
1,600 26.81250 3-Nov-99 8-Nov-99
500 28.25000 4-Nov-99 9-Nov-99
500 27.50000 5-Nov-99 10-Nov-99
1,000 27.87500 5-Nov-99 10-Nov-99
300 27.50000 11-Nov-99 16-Nov-99
300 27.37500 11-Nov-99 16-Nov-99
300 27.50000 11-Nov-99 16-Nov-99
600 25.87500 17-Nov-99 22-Nov-99
150 26.23330 29-Nov-99 2-Dec-99
50 26.37500 29-Nov-99 2-Dec-99
300 24.00000 30-Nov-99 3-Dec-99
600 24.00000 30-Nov-99 3-Dec-99
100 24.00000 30-Nov-99 3-Dec-99
1,000 23.87500 30-Nov-99 3-Dec-99
2,350 23.76860 30-Nov-99 30-Nov-99
1,000 24.12500 30-Nov-99 3-Dec-99
548 25.01774 1-Dec-99 6-Dec-99
400 28.75000 13-Dec-99 16-Dec-99
700 29.25000 13-Dec-99 16-Dec-99
200 29.00000 13-Dec-99 16-Dec-99
400 29.12500 13-Dec-99 16-Dec-99
1,000 28.00000 13-Dec-99 16-Dec-99
1,250 28.50000 17-Dec-99 22-Dec-99
200 29.75000 17-Dec-99 22-Dec-99
700 29.75000 17-Dec-99 22-Dec-99
1,000 34.65000 23-Dec-99 29-Dec-99
1,000 35.65000 23-Dec-99 29-Dec-99
548 25.01774 1-Dec-99 6-Dec-99
300 27.37500 11-Nov-99 16-Nov-99
300 27.50000 11-Nov-99 16-Nov-99
300 27.50000 11-Nov-99 16-Nov-99
2,000 27.00000 10-Nov-99 16-Nov-99
1,000 27.00000 10-Nov-99 16-Nov-99
1,000 27.00000 10-Nov-99 16-Nov-99
1,500 24.50000 30-Nov-99 3-Dec-99
500 24.50000 30-Nov-99 3-Dec-99
500 24.75000 30-Nov-99 3-Dec-99
500 24.25000 30-Nov-99 3-Dec-99
1,250 28.50000 17-Dec-99 22-Dec-99
1,000 26.37500 29-Oct-99 3-Nov-99
</TABLE>
Page 24 of 47 pages
<PAGE>
<TABLE>
SCHEDULE IV-B
-------------
iXOS Software AG
Bearer Ordinary Shares
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,000 151.90240 20-Dec-99 22-Dec-99
1,000 151.69000 20-Dec-99 22-Dec-99
31 148.31000 25-Oct-99 27-Oct-99
1,000 149.69000 25-Oct-99 27-Oct-99
71 150.00000 25-Oct-99 27-Oct-99
200 152.18000 25-Oct-99 27-Oct-99
1,000 150.00000 25-Oct-99 27-Oct-99
100 142.00000 26-Oct-99 28-Oct-99
500 136.00000 26-Oct-99 28-Oct-99
20 138.00000 26-Oct-99 28-Oct-99
1,000 139.00000 26-Oct-99 28-Oct-99
100 139.78000 26-Oct-99 28-Oct-99
100 138.00000 26-Oct-99 28-Oct-99
140 137.00000 26-Oct-99 28-Oct-99
60 137.00000 26-Oct-99 28-Oct-99
200 139.00000 26-Oct-99 28-Oct-99
53 140.00000 26-Oct-99 28-Oct-99
100 141.00000 26-Oct-99 28-Oct-99
100 139.78000 26-Oct-99 28-Oct-99
500 139.00000 26-Oct-99 28-Oct-99
500 138.00000 26-Oct-99 28-Oct-99
500 137.00000 26-Oct-99 28-Oct-99
20 138.00000 26-Oct-99 28-Oct-99
1,000 136.30000 26-Oct-99 28-Oct-99
200 138.00000 26-Oct-99 28-Oct-99
200 139.00000 26-Oct-99 28-Oct-99
500 137.50000 26-Oct-99 28-Oct-99
200 138.77000 26-Oct-99 28-Oct-99
13 138.00000 26-Oct-99 28-Oct-99
125 140.00000 27-Oct-99 29-Oct-99
200 140.50000 27-Oct-99 29-Oct-99
25 140.99000 27-Oct-99 29-Oct-99
200 139.72000 27-Oct-99 1-Nov-99
80 140.46000 27-Oct-99 29-Oct-99
107 140.46000 27-Oct-99 29-Oct-99
13 140.46000 27-Oct-99 29-Oct-99
200 140.00000 27-Oct-99 29-Oct-99
50 140.00000 27-Oct-99 29-Oct-99
873 137.62000 28-Oct-99 1-Nov-99
310 137.07142 28-Oct-99 2-Nov-99
23 137.50000 28-Oct-99 1-Nov-99
200 138.00000 28-Oct-99 1-Nov-99
161 138.96000 28-Oct-99 1-Nov-99
5 139.00000 28-Oct-99 1-Nov-99
10 137.00000 28-Oct-99 1-Nov-99
15 139.00000 28-Oct-99 1-Nov-99
120 137.50000 28-Oct-99 1-Nov-99
50 136.58900 28-Oct-99 1-Nov-99
289 137.00000 28-Oct-99 1-Nov-99
100 138.10000 28-Oct-99 1-Nov-99
11 137.00000 28-Oct-99 1-Nov-99
Page 25 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
300 137.50000 28-Oct-99 1-Nov-99
7 135.04000 29-Oct-99 2-Nov-99
193 135.04000 29-Oct-99 2-Nov-99
15 124.98000 29-Oct-99 2-Nov-99
10 127.90000 29-Oct-99 2-Nov-99
2 130.33119 29-Oct-99 2-Nov-99
29 127.80000 29-Oct-99 2-Nov-99
100 131.50000 29-Oct-99 2-Nov-99
200 128.10000 29-Oct-99 2-Nov-99
27 127.90000 29-Oct-99 2-Nov-99
200 127.34480 29-Oct-99 3-Nov-99
200 128.48430 29-Oct-99 3-Nov-99
100 124.98000 29-Oct-99 2-Nov-99
14 127.90000 29-Oct-99 2-Nov-99
200 134.55000 29-Oct-99 2-Nov-99
25 126.79000 29-Oct-99 2-Nov-99
200 126.79000 29-Oct-99 2-Nov-99
40 135.92000 29-Oct-99 2-Nov-99
100 127.50000 29-Oct-99 2-Nov-99
200 127.60000 29-Oct-99 2-Nov-99
50 127.90000 29-Oct-99 2-Nov-99
21 127.90000 29-Oct-99 2-Nov-99
61 126.91000 1-Nov-99 3-Nov-99
200 126.00000 1-Nov-99 3-Nov-99
139 126.91000 1-Nov-99 3-Nov-99
200 126.00000 1-Nov-99 3-Nov-99
20 127.30000 1-Nov-99 3-Nov-99
115 126.00000 1-Nov-99 3-Nov-99
200 126.00000 1-Nov-99 3-Nov-99
15 125.10000 1-Nov-99 3-Nov-99
19 127.50000 1-Nov-99 3-Nov-99
200 126.91000 1-Nov-99 3-Nov-99
159 127.80000 2-Nov-99 4-Nov-99
40 129.32000 2-Nov-99 4-Nov-99
200 128.14000 2-Nov-99 4-Nov-99
200 128.40000 2-Nov-99 4-Nov-99
200 128.14000 2-Nov-99 4-Nov-99
200 131.86000 3-Nov-99 5-Nov-99
10 137.00000 4-Nov-99 8-Nov-99
200 137.54000 4-Nov-99 8-Nov-99
16 138.00000 4-Nov-99 8-Nov-99
174 138.50000 4-Nov-99 8-Nov-99
70 136.00000 4-Nov-99 8-Nov-99
9 136.00000 4-Nov-99 8-Nov-99
17 142.00000 5-Nov-99 9-Nov-99
200 136.00000 5-Nov-99 9-Nov-99
29 139.00000 5-Nov-99 9-Nov-99
50 138.96000 5-Nov-99 9-Nov-99
99 143.00000 5-Nov-99 9-Nov-99
21 138.99000 5-Nov-99 9-Nov-99
16 138.50000 5-Nov-99 9-Nov-99
25 128.50000 8-Nov-99 10-Nov-99
Page 26 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
100 129.80000 8-Nov-99 10-Nov-99
100 135.00000 8-Nov-99 10-Nov-99
50 137.01000 8-Nov-99 10-Nov-99
200 136.90000 8-Nov-99 10-Nov-99
20 132.50000 8-Nov-99 10-Nov-99
20 131.90000 8-Nov-99 10-Nov-99
10 131.90000 8-Nov-99 10-Nov-99
50 132.00000 8-Nov-99 10-Nov-99
33 131.00000 8-Nov-99 10-Nov-99
40 131.90000 8-Nov-99 10-Nov-99
100 130.00000 8-Nov-99 10-Nov-99
30 131.90000 8-Nov-99 10-Nov-99
34 132.00000 8-Nov-99 10-Nov-99
26 132.00000 8-Nov-99 10-Nov-99
200 136.96000 8-Nov-99 10-Nov-99
200 134.94000 8-Nov-99 10-Nov-99
150 132.49460 9-Nov-99 12-Nov-99
200 131.86000 9-Nov-99 11-Nov-99
12 133.00000 9-Nov-99 11-Nov-99
100 132.87000 9-Nov-99 11-Nov-99
100 133.50000 10-Nov-99 12-Nov-99
450 132.30000 10-Nov-99 12-Nov-99
300 132.00000 10-Nov-99 12-Nov-99
100 132.38000 10-Nov-99 12-Nov-99
19 130.00000 10-Nov-99 12-Nov-99
30 130.00000 10-Nov-99 12-Nov-99
100 130.00000 10-Nov-99 12-Nov-99
20 132.00000 11-Nov-99 15-Nov-99
179 133.00000 11-Nov-99 15-Nov-99
200 133.89000 11-Nov-99 15-Nov-99
200 134.00000 11-Nov-99 15-Nov-99
50 132.02000 11-Nov-99 15-Nov-99
700 132.69384 11-Nov-99 16-Nov-99
10 131.86000 11-Nov-99 15-Nov-99
20 132.00000 11-Nov-99 15-Nov-99
200 134.00000 11-Nov-99 15-Nov-99
80 132.00000 11-Nov-99 15-Nov-99
200 133.95000 11-Nov-99 15-Nov-99
100 131.80000 12-Nov-99 16-Nov-99
180 131.80000 12-Nov-99 16-Nov-99
330 131.25941 12-Nov-99 17-Nov-99
150 132.50000 12-Nov-99 16-Nov-99
79 130.00000 12-Nov-99 16-Nov-99
100 131.00000 15-Nov-99 17-Nov-99
35 131.50000 15-Nov-99 17-Nov-99
100 131.00000 15-Nov-99 17-Nov-99
60 131.50000 15-Nov-99 17-Nov-99
100 131.00000 15-Nov-99 17-Nov-99
55 131.00000 15-Nov-99 17-Nov-99
45 131.00000 15-Nov-99 17-Nov-99
100 131.00000 15-Nov-99 17-Nov-99
35 131.92000 15-Nov-99 17-Nov-99
Page 27 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
600 130.75563 15-Nov-99 17-Nov-99
200 130.00000 16-Nov-99 18-Nov-99
50 130.00000 16-Nov-99 18-Nov-99
50 131.00000 16-Nov-99 18-Nov-99
200 128.19000 16-Nov-99 18-Nov-99
200 131.00000 16-Nov-99 18-Nov-99
300 130.50000 16-Nov-99 18-Nov-99
200 131.00000 16-Nov-99 18-Nov-99
300 130.00000 16-Nov-99 18-Nov-99
100 132.00000 16-Nov-99 18-Nov-99
50 130.00000 16-Nov-99 18-Nov-99
200 131.00000 16-Nov-99 18-Nov-99
100 131.00000 16-Nov-99 18-Nov-99
100 130.00000 16-Nov-99 18-Nov-99
36 126.30000 16-Nov-99 18-Nov-99
400 130.00000 16-Nov-99 18-Nov-99
400 129.56577 16-Nov-99 19-Nov-99
200 130.05000 16-Nov-99 18-Nov-99
80 131.86000 16-Nov-99 18-Nov-99
200 130.11000 16-Nov-99 18-Nov-99
200 128.13000 16-Nov-99 18-Nov-99
50 130.00000 16-Nov-99 18-Nov-99
200 130.00000 16-Nov-99 18-Nov-99
200 130.00000 16-Nov-99 18-Nov-99
400 131.00000 16-Nov-99 18-Nov-99
100 130.00000 16-Nov-99 18-Nov-99
2,673 130.36000 16-Nov-99 18-Nov-99
500 130.50000 16-Nov-99 18-Nov-99
100 130.00000 16-Nov-99 18-Nov-99
11 130.00000 17-Nov-99 19-Nov-99
122 130.00000 17-Nov-99 19-Nov-99
200 127.35000 17-Nov-99 19-Nov-99
100 131.00000 17-Nov-99 19-Nov-99
89 130.00000 17-Nov-99 19-Nov-99
300 130.00000 17-Nov-99 19-Nov-99
20 130.00000 17-Nov-99 19-Nov-99
17 130.00000 17-Nov-99 19-Nov-99
300 130.00000 17-Nov-99 19-Nov-99
22 131.92000 17-Nov-99 19-Nov-99
1,100 130.11000 17-Nov-99 19-Nov-99
300 130.00000 17-Nov-99 19-Nov-99
78 130.00000 17-Nov-99 19-Nov-99
100 115.00000 18-Nov-99 22-Nov-99
500 119.00000 18-Nov-99 22-Nov-99
20 117.51000 18-Nov-99 22-Nov-99
200 121.00000 18-Nov-99 22-Nov-99
200 119.27000 18-Nov-99 22-Nov-99
500 118.00000 18-Nov-99 22-Nov-99
500 118.00000 18-Nov-99 22-Nov-99
20 117.00000 18-Nov-99 22-Nov-99
200 117.00000 18-Nov-99 22-Nov-99
20 115.20000 18-Nov-99 22-Nov-99
Page 28 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
100 121.00000 18-Nov-99 22-Nov-99
300 117.00000 18-Nov-99 22-Nov-99
200 119.00000 18-Nov-99 22-Nov-99
200 119.00000 18-Nov-99 22-Nov-99
6,000 116.00000 18-Nov-99 22-Nov-99
60 119.21000 18-Nov-99 22-Nov-99
200 116.50000 18-Nov-99 22-Nov-99
100 116.00000 18-Nov-99 22-Nov-99
200 118.00000 18-Nov-99 22-Nov-99
4 120.00000 18-Nov-99 22-Nov-99
500 119.00000 18-Nov-99 22-Nov-99
50 115.00000 18-Nov-99 22-Nov-99
200 118.00000 18-Nov-99 22-Nov-99
11,000 121.12403 18-Nov-99 23-Nov-99
300 119.00000 18-Nov-99 22-Nov-99
25 115.00000 18-Nov-99 22-Nov-99
500 117.75000 18-Nov-99 22-Nov-99
3,773 130.28000 18-Nov-99 22-Nov-99
500 115.00000 18-Nov-99 22-Nov-99
200 117.80000 18-Nov-99 22-Nov-99
500 119.00000 18-Nov-99 22-Nov-99
300 119.00000 18-Nov-99 22-Nov-99
100 114.75000 18-Nov-99 22-Nov-99
25 115.00000 18-Nov-99 22-Nov-99
200 119.27000 18-Nov-99 22-Nov-99
500 119.00000 18-Nov-99 22-Nov-99
1,000 119.00000 18-Nov-99 22-Nov-99
200 120.00000 18-Nov-99 22-Nov-99
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Page 29 of 47 pages
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Page 31 of 47 pages
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Page 32 of 47 pages
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Page 33 of 47 pages
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Page 34 of 47 pages
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3,931 140.12816 15-Dec-99 20-Dec-99
75 140.00000 15-Dec-99 17-Dec-99
425 142.00000 15-Dec-99 17-Dec-99
75 140.00000 15-Dec-99 17-Dec-99
15 140.50000 15-Dec-99 17-Dec-99
20 140.50000 15-Dec-99 17-Dec-99
10 140.00000 15-Dec-99 17-Dec-99
200 140.00000 15-Dec-99 17-Dec-99
500 143.50000 17-Dec-99 21-Dec-99
100 144.00000 17-Dec-99 21-Dec-99
300 144.00000 17-Dec-99 21-Dec-99
123 144.00000 17-Dec-99 21-Dec-99
200 144.00000 17-Dec-99 21-Dec-99
200 144.19000 17-Dec-99 21-Dec-99
1,110 144.50000 17-Dec-99 21-Dec-99
200 144.00000 17-Dec-99 21-Dec-99
83 144.00000 17-Dec-99 21-Dec-99
24 147.00000 17-Dec-99 21-Dec-99
85 144.00000 17-Dec-99 21-Dec-99
500 144.00000 17-Dec-99 21-Dec-99
10 144.20000 17-Dec-99 21-Dec-99
10 144.50000 17-Dec-99 21-Dec-99
500 144.00000 17-Dec-99 21-Dec-99
310 144.00000 17-Dec-99 21-Dec-99
65 144.00000 17-Dec-99 21-Dec-99
1,500 145.00000 17-Dec-99 21-Dec-99
10 144.00000 17-Dec-99 21-Dec-99
3 147.00000 17-Dec-99 21-Dec-99
200 140.00000 17-Dec-99 21-Dec-99
Page 38 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
13,000 144.00000 17-Dec-99 22-Dec-99
30 144.00000 17-Dec-99 21-Dec-99
100 144.00000 17-Dec-99 21-Dec-99
60 144.00000 17-Dec-99 21-Dec-99
1,000 144.10000 17-Dec-99 21-Dec-99
180 144.00000 17-Dec-99 21-Dec-99
200 144.50000 17-Dec-99 21-Dec-99
500 144.50000 17-Dec-99 21-Dec-99
200 145.00000 17-Dec-99 21-Dec-99
90 144.00000 17-Dec-99 21-Dec-99
17 144.00000 17-Dec-99 21-Dec-99
23 144.00000 17-Dec-99 21-Dec-99
200 144.00000 17-Dec-99 21-Dec-99
77 144.00000 17-Dec-99 21-Dec-99
290 144.50000 17-Dec-99 21-Dec-99
190 144.00000 17-Dec-99 21-Dec-99
200 144.00000 17-Dec-99 21-Dec-99
3,500 144.50000 17-Dec-99 21-Dec-99
200 144.50000 17-Dec-99 21-Dec-99
100 144.00000 17-Dec-99 21-Dec-99
317 144.00000 17-Dec-99 21-Dec-99
20 144.00000 17-Dec-99 21-Dec-99
200 146.69000 20-Dec-99 22-Dec-99
19 153.00000 20-Dec-99 22-Dec-99
40 151.50000 20-Dec-99 22-Dec-99
500 151.00000 20-Dec-99 22-Dec-99
1,000 150.00000 20-Dec-99 22-Dec-99
15 146.06000 20-Dec-99 22-Dec-99
185 146.06000 20-Dec-99 22-Dec-99
130 151.50000 20-Dec-99 22-Dec-99
250 144.05716 20-Dec-99 22-Dec-99
36 152.00000 20-Dec-99 22-Dec-99
598 151.50000 20-Dec-99 22-Dec-99
13 152.00000 20-Dec-99 22-Dec-99
200 148.11000 20-Dec-99 22-Dec-99
10 151.50000 20-Dec-99 22-Dec-99
63 152.00000 20-Dec-99 22-Dec-99
100 148.00000 20-Dec-99 22-Dec-99
20 151.50000 20-Dec-99 22-Dec-99
2,353 150.78000 20-Dec-99 22-Dec-99
13 151.13000 21-Dec-99 23-Dec-99
5 151.78000 21-Dec-99 23-Dec-99
5 151.13000 21-Dec-99 23-Dec-99
12 150.00000 21-Dec-99 23-Dec-99
10 151.13000 21-Dec-99 23-Dec-99
30 148.11795 21-Dec-99 23-Dec-99
10 151.13000 21-Dec-99 23-Dec-99
321 35.80000 22-Dec-99 27-Dec-99
200 31.01000 22-Dec-99 27-Dec-99
146 35.66000 22-Dec-99 27-Dec-99
200 35.29000 22-Dec-99 27-Dec-99
100 31.91000 22-Dec-99 27-Dec-99
Page 39 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
50 36.00000 22-Dec-99 27-Dec-99
180 31.13000 22-Dec-99 27-Dec-99
150 35.13000 22-Dec-99 27-Dec-99
200 35.33000 22-Dec-99 27-Dec-99
95 35.66000 22-Dec-99 27-Dec-99
200 32.33000 22-Dec-99 27-Dec-99
150 36.00000 22-Dec-99 27-Dec-99
80 35.98000 23-Dec-99 28-Dec-99
60 34.50000 23-Dec-99 28-Dec-99
200 36.15000 23-Dec-99 28-Dec-99
200 35.00000 23-Dec-99 28-Dec-99
200 35.44000 23-Dec-99 28-Dec-99
60 36.00000 23-Dec-99 28-Dec-99
100 35.50000 23-Dec-99 28-Dec-99
200 35.00000 23-Dec-99 28-Dec-99
140 34.50000 23-Dec-99 28-Dec-99
100 36.98000 23-Dec-99 28-Dec-99
95 36.47000 23-Dec-99 28-Dec-99
140 36.00000 23-Dec-99 28-Dec-99
200 35.50000 23-Dec-99 28-Dec-99
200 35.00000 23-Dec-99 28-Dec-99
200 35.98000 23-Dec-99 28-Dec-99
2,000 150.14469 25-Oct-99 28-Oct-99
2,000 150.14470 25-Oct-99 28-Oct-99
200 139.72000 27-Oct-99 1-Nov-99
200 139.72000 27-Oct-99 1-Nov-99
1,560 137.23330 28-Oct-99 2-Nov-99
1,250 137.27334 28-Oct-99 2-Nov-99
310 137.07142 28-Oct-99 2-Nov-99
150 130.73800 29-Oct-99 3-Nov-99
440 127.29040 29-Oct-99 3-Nov-99
150 130.73800 29-Oct-99 3-Nov-99
440 127.29040 29-Oct-99 3-Nov-99
240 127.24500 29-Oct-99 3-Nov-99
200 127.34480 29-Oct-99 3-Nov-99
150 132.49460 9-Nov-99 12-Nov-99
150 132.49460 9-Nov-99 12-Nov-99
450 131.69764 10-Nov-99 15-Nov-99
450 131.69764 10-Nov-99 15-Nov-99
300 132.69384 11-Nov-99 16-Nov-99
700 132.69384 11-Nov-99 16-Nov-99
400 132.69384 11-Nov-99 16-Nov-99
600 130.75563 15-Nov-99 17-Nov-99
600 130.75230 15-Nov-99 17-Nov-99
400 129.56577 16-Nov-99 19-Nov-99
400 129.56577 16-Nov-99 19-Nov-99
6,000 116.00000 18-Nov-99 22-Nov-99
6,000 116.00000 18-Nov-99 22-Nov-99
300 124.37500 22-Nov-99 25-Nov-99
300 124.37500 22-Nov-99 25-Nov-99
2,560 120.07144 23-Nov-99 26-Nov-99
2,560 120.07144 23-Nov-99 26-Nov-99
Page 40 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
78 129.64500 25-Nov-99 30-Nov-99
78 129.64500 25-Nov-99 30-Nov-99
77 130.65000 25-Nov-99 30-Nov-99
77 130.65000 25-Nov-99 30-Nov-99
78 128.64000 26-Nov-99 1-Dec-99
78 128.64000 26-Nov-99 1-Dec-99
300 129.63775 29-Nov-99 2-Dec-99
300 129.63775 29-Nov-99 2-Dec-99
80 126.63000 30-Nov-99 3-Dec-99
79 127.63500 30-Nov-99 3-Dec-99
80 126.63000 30-Nov-99 3-Dec-99
79 127.63500 30-Nov-99 3-Dec-99
392 117.91745 6-Dec-99 9-Dec-99
392 117.91745 6-Dec-99 9-Dec-99
800 139.46800 14-Dec-99 17-Dec-99
800 139.46800 14-Dec-99 17-Dec-99
2,000 150.14469 25-Oct-99 28-Oct-99
1,000 149.69000 25-Oct-99 27-Oct-99
1,000 150.00000 25-Oct-99 27-Oct-99
27 137.00000 28-Oct-99 1-Nov-99
300 138.00000 28-Oct-99 1-Nov-99
873 137.62000 28-Oct-99 1-Nov-99
120 137.50000 28-Oct-99 1-Nov-99
1,250 137.27334 28-Oct-99 2-Nov-99
120 137.00000 28-Oct-99 1-Nov-99
50 136.58900 28-Oct-99 1-Nov-99
240 127.24500 29-Oct-99 3-Nov-99
150 130.73800 29-Oct-99 3-Nov-99
150 131.00000 29-Oct-99 2-Nov-99
2 130.11000 29-Oct-99 2-Nov-99
2 130.33119 29-Oct-99 2-Nov-99
240 127.50000 29-Oct-99 2-Nov-99
450 131.69764 10-Nov-99 15-Nov-99
450 132.30000 10-Nov-99 12-Nov-99
20 132.00000 11-Nov-99 15-Nov-99
20 131.86000 11-Nov-99 15-Nov-99
1,150 124.65000 17-Nov-99 19-Nov-99
1,150 124.27605 17-Nov-99 22-Nov-99
2,600 120.61454 22-Nov-99 25-Nov-99
1,700 120.41000 22-Nov-99 24-Nov-99
900 123.21000 22-Nov-99 24-Nov-99
77 130.65000 25-Nov-99 30-Nov-99
77 130.00000 25-Nov-99 29-Nov-99
79 127.00000 30-Nov-99 2-Dec-99
79 127.63500 30-Nov-99 3-Dec-99
2,673 130.36000 16-Nov-99 18-Nov-99
1,100 130.11000 17-Nov-99 19-Nov-99
3,773 130.28000 18-Nov-99 22-Nov-99
200 128.48430 29-Oct-99 3-Nov-99
200 128.48430 29-Oct-99 3-Nov-99
330 131.25941 12-Nov-99 17-Nov-99
330 131.25941 12-Nov-99 17-Nov-99
Page 41 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,150 124.27605 17-Nov-99 22-Nov-99
1,150 124.27605 17-Nov-99 22-Nov-99
5,000 121.12403 18-Nov-99 23-Nov-99
1,000 121.12403 18-Nov-99 23-Nov-99
5,000 121.12403 18-Nov-99 23-Nov-99
11,000 121.12403 18-Nov-99 23-Nov-99
230 122.79660 19-Nov-99 24-Nov-99
440 121.89300 19-Nov-99 24-Nov-99
250 120.70574 19-Nov-99 24-Nov-99
230 122.79660 19-Nov-99 24-Nov-99
250 120.70574 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
460 120.94996 19-Nov-99 24-Nov-99
890 121.19418 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
890 121.19418 19-Nov-99 24-Nov-99
460 120.94996 19-Nov-99 24-Nov-99
740 120.23937 22-Nov-99 25-Nov-99
170 120.23937 22-Nov-99 25-Nov-99
980 119.24400 22-Nov-99 25-Nov-99
730 120.23937 22-Nov-99 25-Nov-99
2,600 120.61454 22-Nov-99 25-Nov-99
370 120.23937 22-Nov-99 25-Nov-99
290 120.75869 22-Nov-99 25-Nov-99
190 120.23937 22-Nov-99 25-Nov-99
560 120.23937 22-Nov-99 25-Nov-99
820 120.23937 22-Nov-99 25-Nov-99
1,420 120.75869 22-Nov-99 25-Nov-99
2,540 120.75869 22-Nov-99 25-Nov-99
830 120.75869 22-Nov-99 25-Nov-99
7,000 129.20217 26-Nov-99 1-Dec-99
7,000 129.20217 26-Nov-99 1-Dec-99
5,450 128.82421 29-Nov-99 2-Dec-99
5,450 128.82421 29-Nov-99 2-Dec-99
1,372 125.57588 30-Nov-99 3-Dec-99
1,372 125.57588 30-Nov-99 3-Dec-99
4,200 120.05166 1-Dec-99 6-Dec-99
4,200 120.05166 1-Dec-99 6-Dec-99
3,500 117.02703 2-Dec-99 7-Dec-99
3,500 117.02703 2-Dec-99 7-Dec-99
4,044 119.46137 3-Dec-99 8-Dec-99
4,044 119.46137 3-Dec-99 8-Dec-99
1,880 118.93461 6-Dec-99 9-Dec-99
1,880 118.93461 6-Dec-99 9-Dec-99
2,554 119.50264 7-Dec-99 10-Dec-99
2,554 119.50264 7-Dec-99 10-Dec-99
8,200 135.57931 13-Dec-99 16-Dec-99
8,200 135.57931 13-Dec-99 16-Dec-99
10,250 150.28664 14-Dec-99 17-Dec-99
1,300 152.53315 14-Dec-99 17-Dec-99
Page 42 of 47 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
10,250 150.28664 14-Dec-99 17-Dec-99
300 152.53315 14-Dec-99 17-Dec-99
1,000 152.53315 14-Dec-99 17-Dec-99
3,931 140.12816 15-Dec-99 20-Dec-99
3,931 140.12816 15-Dec-99 20-Dec-99
330 131.25941 12-Nov-99 17-Nov-99
730 120.23937 22-Nov-99 25-Nov-99
460 120.94996 19-Nov-99 24-Nov-99
890 121.19418 19-Nov-99 24-Nov-99
820 120.23937 22-Nov-99 25-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
740 120.23937 22-Nov-99 25-Nov-99
370 120.23937 22-Nov-99 25-Nov-99
190 120.23937 22-Nov-99 25-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
110 121.89300 19-Nov-99 24-Nov-99
250 120.70574 19-Nov-99 24-Nov-99
230 122.79660 19-Nov-99 24-Nov-99
170 120.23937 22-Nov-99 25-Nov-99
1,420 120.75869 22-Nov-99 25-Nov-99
290 120.75869 22-Nov-99 25-Nov-99
830 120.75869 22-Nov-99 25-Nov-99
560 120.23937 22-Nov-99 25-Nov-99
Page 43 of 47 pages
<PAGE>
Exibit (99.1)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that STONE STREET FUND 1997, L.P. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted ceases to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
STONE STREET FUND 1997, L.P.
By: Stone Street 1997, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 44 of 47 pages
<PAGE>
Exibit (99.2)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that BRIDGE STREET FUND 1997, L.P. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted ceases to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
BRIDGE STREET FUND 1997, L.P.
By: Stone Street 1997, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 45 of 47 pages
<PAGE>
Exibit (99.3)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that STONE STREET 1997, L.L.C. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted ceases to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
STONE STREET 1997, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 46 of 47 pages
<PAGE>
Exibit (99.4)
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) promulgated under the Securities
Exchange Act of 1934, the undersigned agree to the joint filing of a Statement
on Schedule 13D (including any and all amendments thereto) with respect to the
Bearer Ordinary Shares of iXOS Software Aktiengesellschaft and further agree
that this Joint Filing Agreement be included as an Exhibit thereto. In addition,
each party to this Agreement expressly authorizes each other party to this
Agreement to file on its behalf any and all amendments to such Statement.
Date: December 30, 1999
<S> <C>
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II, L.P. GS ADVISORS, L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II OFFSHORE, L.P. GS ADVISORS II (CAYMAN), L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
(with limitation of liability)
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET FUND 1997, L.P. BRIDGE STREET FUND 1997, L.P.
By:/s/ Hans L. Reich By:/s/ Hans L. Reich
- --------------------------------- ---------------------------------
Name: Hans L. Reich Name: Hans L. Reich
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET 1997, L.L.C.
By:/s/ Hans L. Reich
- ---------------------------------
Name: Hans L. Reich
Title: Attorney-in-fact
Page 47 of 47 pages
</TABLE>
