<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Amendment No. 3
Applied Analytical Industries, Inc.
- -------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.001 par value
- -------------------------------------------------------------------------------
(Title of Class of Securities)
037939105
--------------------------------------------
(CUSIP Number)
David J. Greenwald, Esq.
Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
(212) 902-1000
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
March 28, 2000
- -------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ]
Page 1 of 36 pages
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- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-WC-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
New York
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
2,853,678
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
2,853,678
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
2,853,678
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
16.5%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
BD-PN-IA
- ------------------------------------------------------------------------------
Page 2 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
The Goldman Sachs Group, Inc.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
2,853,678
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
2,853,678
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
2,853,678
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
16.5%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
HC-CO
- ------------------------------------------------------------------------------
Page 3 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
1,428,549
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
1,428,549
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,428,549
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
8.2%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 4 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors, L.L.C.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
1,428,549
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
1,428,549
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,428,549
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
8.2%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
OO
- ------------------------------------------------------------------------------
Page 5 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II Offshore, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Cayman Islands
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
567,908
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
567,908
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
567,908
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
3.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 6 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors II, L.L.C.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
567,908
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
567,908
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
567,908
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
3.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
OO
- ------------------------------------------------------------------------------
Page 7 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II (Germany) Civil Law Partnership
(with limitation of liability)
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
52,691
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
52,691
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
52,691
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 8 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co. oHG
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
52,691
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
52,691
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
52,691
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 9 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street Fund 1995, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
107,132
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
107,132
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
107,132
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.6%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 10 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Bridge Street Fund 1995, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
120,552
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
120,552
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
120,552
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.7%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 11 of 36 pages
<PAGE>
- -----------------------
CUSIP No. 037939105
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street 1995, L.L.C.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
227,684
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
227,684
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
227,684
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
1.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
OO
- ------------------------------------------------------------------------------
Page 12 of 36 pages
<PAGE>
AMENDMENT NO. 3 TO
SCHEDULE 13D
RELATING TO THE COMMON STOCK OF
APPLIED ANALYTICAL INDUSTRIES, INC.
GS Capital Partners II, L.P. ("GSCP"), GS Capital Partners II Offshore,
L.P. ("GSCP II Offshore"), GS Capital Partners II (Germany) Civil Law
Partnership ("GSCP II Germany"), Stone Street Fund 1995, L.P. ("1995 Stone") and
Bridge Street Fund 1995, L.P. ("1995 Bridge" and together with GSCP, GSCP II
Offshore, GSCP II Germany and 1995 Stone, the "Limited Partnerships"), Stone
Street 1995, L.L.C. ("Stone GP"), Goldman, Sachs & Co. ("Goldman Sachs"), GS
Advisors, L.L.C. ("GS Advisors"), GS Advisors II, L.L.C. ("GS Advisors II"),
Goldman, Sachs & Co. oHG ("GS oHG") and The Goldman Sachs Group, Inc. ("GS
Group" and, together with Goldman Sachs, GS Advisors, GS Advisors II, GS oHG,
Stone GP and the Limited Partnerships, the "Filing Persons")/(1) hereby amend
and supplement the statement on Schedule 13D filed with respect to the Common
Stock, $0.001 par value (the "Common Stock"), of Applied Analytical Industries,
Inc., a Delaware corporation (the "Company"), as most recently amended by
Amendment No. 2 thereto filed November 18, 1998 (as amended, the "Schedule
13D"). Goldman Sachs and GS Group may be deemed, for purposes of this Statement,
to beneficially own Common Stock through the Limited Partnerships. Goldman Sachs
and GS Group each disclaims beneficial ownership of Common Stock beneficially
owned by the Limited Partnerships to the extent of partnership interests in the
Limited Partnerships held by persons other than Goldman Sachs, GS Group or their
affiliates. In addition, Goldman Sachs and GS Group may be deemed, for purposes
of this Statement, to beneficially own Common Stock held in client accounts with
respect to which Goldman Sachs or employees of Goldman Sachs have voting or
investment discretion, or both ("Managed Accounts"). Goldman Sachs and GS Group
each disclaims beneficial ownership of Common Stock held in Managed Accounts.
Goldman Sachs and GS Group may also be deemed, for purposes of this Statement,
to beneficially own from time to time Common Stock acquired in ordinary course
trading activities by Goldman Sachs. Unless otherwise indicated, all capitalized
terms used but not defined herein shall have the same meaning ascribed to them
in the Schedule 13D.
This Amendment No. 3 is being filed to report a decrease in the percentage
of the outstanding Common Stock which may be deemed to be beneficially owned by
certain of the Filing Persons, which change was as a result of an increase in
the number of shares of Common Stock reported to be outstanding by the Company
and a decrease in the number of shares of Common Stock held in Managed Accounts.
- ------------------
/1/ Neither the present filing nor anything contained herein shall be
construed as an admission that any Filing Person constitutes a "person" for any
purposes other than Section 13(d) of the Securities Exchange Act of 1934.
Page 13 of 36 pages
<PAGE>
Item 1 is hereby amended and restated as follows:
Item 1. Security and Issuer.
-------------------
This Statement on Schedule 13D relates to the Common Stock of the Company.
The principal executive offices of the Company are located at 2320
Scientific Park Drive, Wilmington, North Carolina 28405.
Item 2 is hereby amended and restated as follows:
Item 2. Identity and Background.
------------------------
Each of GSCP, a Delaware limited partnership, GSCP II Offshore, a Cayman
Islands exempted limited partnership, and GSCP II Germany, a German civil law
partnership, was formed for the purpose of investing in equity and
equity-related securities primarily acquired or issued in leveraged
acquisitions, reorganizations and other private equity transactions. GS
Advisors, a Delaware limited liability company and the successor by merger to GS
Advisors, L.P., is the sole general partner of GSCP. GS Advisors II, a Delaware
limited liability company and the successor to GS Advisors II (Cayman), L.P., is
the sole general partner of GSCP II Offshore. GS oHG is the sole managing
partner of GSCP II Germany. 1995 Stone and 1995 Bridge, each a Delaware limited
partnership, were formed for the purpose of investing in equity and
equity-related securities primarily acquired or issued in leveraged
acquisitions, reorganizations and other private equity transactions and in other
financial instruments. Stone GP, a Delaware limited liability company and the
successor by merger to Stone Street Value Corp., is the sole general partner of
1995 Stone and the sole managing general partner of 1995 Bridge. Goldman Sachs,
a New York limited partnership, is an investment banking firm and a member of
the New York Stock Exchange, Inc. and other national exchanges. Goldman Sachs is
a wholly owned direct and indirect subsidiary of GS Group. Goldman Sachs also
serves as the investment manager for GSCP, GSCP II Offshore and GSCP II Germany
and is the manager of each of GS Advisors, GS Advisors II and Stone GP. As of
May 7, 1999, The Goldman Sachs Group, L.P. was merged with and into GS Group,
with GS Group as the surviving entity. GS Group is a Delaware corporation and a
holding company that (directly or indirectly through subsidiaries or affiliated
companies or both) is a leading investment banking organization. The principal
business address of each Filing Person (other than GSCP II Offshore, GSCP II
Germany and GS oHG), is 85 Broad Street, New York, NY 10004. The principal
business address of GSCP II Offshore is c/o Maples and Calder, P.O. Box 309,
Grand Cayman, Cayman Islands. The principal business address for each of GSCP II
Germany and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany.
The name, business address and present principal occupation or employment
and citizenship of each director of GS Group are set forth in the amended
Schedule I hereto, to read in its entirety as attached hereto, and are
incorporated herein by reference. The name, business address, present principal
occupation or employment and citizenship of each executive officer of GS
Advisors and GS Advisors II are set forth in Schedule II-A-i hereto, to read in
its entirety as attached hereto, and are incorporated herein by reference. The
name, business address, present principal occupation or employment and
citizenship of each member of the Principal Investment Area Investment Committee
of Goldman Sachs, which is responsible for making all investment and management
decisions for GS Advisors and GS Advisors II on behalf of Goldman Sachs, are set
forth in Schedule II-A-ii hereto, to read in its entirety as attached hereto,
and are incorporated herein by reference. The name, business address, present
principal occupation or employment and citizenship of each executive officer of
Stone GP are set forth in Schedule II-B-i hereto, to read in its entirety as
attached hereto, and are incorporated herein by reference. The name, business
address, present principal occupation or employment and citizenship of each
member of the Stone Street Investment Committee of Goldman Sachs, which is
responsible for making all investment and management decisions for Stone GP on
behalf of Goldman Sachs, are set forth in Schedule II-B-ii hereto, to read in
its entirety as attached hereto, and are incorporated herein by reference. The
name, business address, present principal occupation or employment and
citizenship of each executive officer and director of Goldman, Sachs & Co.
Finanz GmbH, which is the sole managing general partner of GS oHG, are set forth
in the amended Schedule II-C hereto, to read in its entirety as attached hereto,
and are incorporated herein by reference.
Page 14 of 36 pages
<PAGE>
During the last five years, none of the Filing Persons, or, to the
knowledge of each of the Filing Persons, any of the persons listed on Schedules
I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C hereto, (i) has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(ii) has been a party to a civil proceeding of a judicial or administrative body
of competent jurisdiction and as a result of such proceeding was or is subject
to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities
laws, or finding any violation with respect to such laws.
The Filing Persons have entered into a Joint Filing Agreement, dated as of
March 30, 2000, a copy of which is attached as an exhibit hereto.
Item 3 is hereby amended as follows:
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
No transactions in the Common Stock were effected by the Filing Persons,
or, to the knowledge of any of the Filing Persons, any of the persons listed on
Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C hereto, during the period
from January 28, 2000 through March 28, 2000.
Item 5 is hereby amended as follows:
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) As of March 28, 2000, GSCP beneficially owned, and GS Advisors may
be deemed to have beneficially owned, an aggregate of 1,428,549 shares of Common
Stock, representing in the aggregate approximately 8.2% of the shares of Common
Stock reported to be outstanding in the Company's Preliminary Proxy Statement on
Schedule 14A filed on March 28, 2000 (the "Proxy Statement").
As of March 28, 2000, GSCP II Offshore beneficially owned, and GS Advisors
II may be deemed to have beneficially owned, an aggregate of 567,908 shares of
Common Stock, representing in the aggregate approximately 3.3% of the shares of
the Common Stock reported to be outstanding in the Proxy Statement.
As of March 28, 2000, GSCP II Germany beneficially owned, and GS oHG may be
deemed to have beneficially owned, an aggregate of 52,691 shares of Common
Stock, representing in the aggregate approximately 0.3% of the shares of the
Common Stock reported to be outstanding in the Proxy Statement.
As of March 28, 2000, 1995 Stone beneficially owned an aggregate of 107,132
shares of Common Stock, representing in the aggregate approximately 0.6% of the
shares of Common Stock reported to be outstanding in the Proxy Statement.
As of March 28, 2000, 1995 Bridge beneficially owned an aggregate of
120,552 shares of Common Stock, representing in the aggregate approximately 0.7%
of the shares of Common Stock reported to be outstanding in the Proxy Statement.
As of March 28, 2000, Stone GP may be deemed to have beneficially owned an
aggregate of 227,684 shares of Common Stock, which are owned by 1995 Stone and
1995 Bridge as described above, representing in the aggregate approximately 1.3%
of the shares of Common Stock reported to be outstanding in the Proxy Statement.
As of March 28, 2000, each of Goldman Sachs and GS Group may be deemed to
have beneficially owned an aggregate of 2,853,678 shares of Common Stock,
including (i) 2,276,832 shares of Common Stock beneficially owned by the Limited
Partnerships as described above, (ii) 97 shares of Common Stock acquired by
Goldman Sachs in ordinary course trading activities, and (iii) 576,749 shares of
Common Stock held in Managed Accounts, representing in the aggregate
approximately 16.5% of the shares of Common Stock reported to be outstanding in
the Proxy Statement. Goldman Sachs and GS Group each disclaim beneficial
ownership of (i) the shares of Common Stock beneficially owned by the Limited
Partnerships to the extent of partnership interests in the Limited Partnerships
held by persons other than Goldman Sachs, GS Group or their affiliates and (ii)
the shares of Common Stock held in Managed Accounts.
Page 15 of 36 pages
<PAGE>
None of the Filing Persons or, to the knowledge of the Filing Persons, any
of the persons listed on Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C
hereto, beneficially owns any Common Stock other than as set forth herein.
(b) Each Filing Person shares the power to vote or direct the vote and
to dispose or to direct the disposition of Shares beneficially owned by such
Filing Person as indicated in pages 2 through 12 above.
(c) No transactions in the Common Stock were effected by the Filing
Persons, or, to the knowledge of any of the Filing Persons, any of the persons
listed on Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C hereto, during
the period from January 28, 2000 through March 28, 2000.
(d) Except for clients of Goldman Sachs who may have the right to receive
or the power to direct the receipt of dividends from, or the proceeds from the
sale of, any Common Stock held in Managed Accounts, no other person is known by
any Filing Person to have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, any Common Stock
beneficially owned by any Filing Person.
Page 16 of 36 pages
<PAGE>
Item 7 is hereby amended as follows:
Item 7. Material to be Filed as Exhibits.
---------------------------------
Exhibit No. Exhibit
- ----------- -------
99.1 Joint Filing Agreement, dated March 30, 2000, between
Goldman, Sachs & Co., The Goldman Sachs Group, Inc., GS
Capital Partners II, L.P., GS Capital Partners II Offshore,
L.P., GS Capital Partners II (Germany) Civil Law Partnership,
GS Advisors, L.L.C., GS Advisors II, L.L.C., Goldman, Sachs &
Co. oHG, Stone Street Fund 1995, L.P., Bridge Street Fund
1995, L.P. and Stone Street 1995, L.L.C.
99.2 Power of Attorney, dated December 21, 1998, relating to
Goldman, Sachs & Co.
99.3 Power of Attorney, dated May 7, 1999, relating to The Goldman
Sachs Group, Inc.
99.4 Power of Attorney, dated January 31, 2000, relating to GS
Capital Partners II, L.P.
99.5 Power of Attorney, dated Janaury 31, 2000, relating to GS
Capital Partners II Offshore, L.P.
99.6 Power of Attorney, dated December 21, 1998, relating to GS
Capital Partners II (Germany) Civil Law Partnership.
99.7 Power of Attorney, dated February 1, 2000, relating to GS
Advisors, L.L.C.
99.8 Power of Attorney, dated February 1, 2000, relating to GS
Advisors II, L.L.C.
99.9 Power of Attorney, dated March 28, 2000, relating to Goldman,
Sachs & Co. oHG
99.10 Power of Attorney, dated December 16, 1999, relating to Stone
Street Fund 1995, L.P.
99.11 Power of Attorney, dated December 16, 1999, relating to
Bridge Street Fund 1995, L.P.
99.12 Power of Attorney, dated December 16, 1999, relating to Stone
Street 1995, L.L.C.
Page 17 of 36 pages
<PAGE>
<TABLE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: March 30, 2000
<S> <C>
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II, L.P. GS ADVISORS, L.L.C.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II OFFSHORE, L.P. GS ADVISORS II, L.L.C.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
(with limitation of liability)
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET FUND 1995, L.P. BRIDGE STREET FUND 1995, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET 1995, L.L.C.
By:/s/ Roger S. Begelman
- ---------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
</TABLE>
Page 18 of 36 pages
<PAGE>
SCHEDULE I
----------
<TABLE>
The name of each director of The Goldman Sachs Group, Inc. is set forth below.
The business address of each person listed below except John L. Thornton, Sir John Browne,
James A. Johnson, John H. Bryan and Ruth J. Simmons is 85 Broad Street, New York, NY 10004. The
business address of John L. Thornton is 133 Fleet Street, London EC4A 2BB, England. The business
address of Sir John Browne is BP Amoco plc, Brittanic House, 1 Finsbury Circus, London EC2M,
England. The business address of James A. Johnson is Fannie Mae, 3900 Wisconsin Avenue NW,
Washington, D.C. 20016. The business address of John H. Bryan is Three First National Plaza,
Chicago, IL 60602-4260. The business address of Ruth J. Simmons is Office of the President,
Smith College, College Hall Room 20, Northhampton, MA 01063. Each person is a citizen of the
United States of America except for Sir John Browne, who is a citizen of the United Kingdom.
The present principal occupation or employment of each of the listed persons is set forth below.
<CAPTION>
Name Present Principal Occupation
-------------------------------------------------------------------------------------------------
<S> <C>
Henry M. Paulson, Jr. Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
Robert J. Hurst Vice Chairman of The Goldman Sachs Group, Inc.
John A. Thain President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
John L. Thornton President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
Sir John Browne Group Chief Executive of BP Amoco plc
James A. Johnson Chairman of the Executive Committee of the Board of Fannie Mae
John H. Bryan Chairman and Chief Executive Officer of Sara Lee Corporation
Ruth J. Simmons President of Smith College
John L. Weinberg Senior Chairman of The Goldman Sachs Group, Inc.
</TABLE>
Page 19 of 36 pages
<PAGE>
SCHEDULE II-A-i
---------------
<TABLE>
The name, position and present principal occupation of each executive officer of GS Advisors, L.L.C., the
sole general partner of GS Capital Partners II, L.P., and the name, position and present principal occupation of
each executive officer of GS Advisors II, L.L.C., the sole general partner of GS Capital Partners II Offshore,
L.P., are set forth below.
The business address for all the executive officers listed below except Barry S. Volpert is 85 Broad
Street, New York, New York 10004. The business address of Barry S. Volpert is 133 Fleet Street, London EC4A 2BB,
England.
All executive officers listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth C. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman, Sachs & Co.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Assistant Secretary Managing Director of Goldman, Sachs & Co.
James B. McHugh Assistant Secretary Vice President of Goldman, Sachs & Co.
Patrick P. Mulvihill Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Sarah Smith Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Dan H. Jester Assistant Treasurer Managing Director of Goldman, Sachs & Co.
David A. Viniar Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President/Secretary Vice President of Goldman, Sachs & Co.
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
Katherine L. Nissenbaum Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 20 of 36 pages
<PAGE>
SCHEDULE II-A-ii
----------------
<TABLE>
The name and principal occupation of each member of the Principal Investment Area Investment Committee of
Goldman, Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in managing GS Advisors, L.L.C. and
GS Advisors II, L.L.C., are set forth below.
The business address for each member listed below except Gene T. Sykes, Richard Sharp and Barry S. Volpert
is 85 Broad Street, New York, New York 10004. The business address of Gene T. Sykes is 2765 Sand Hill Road,
Menlo Park, CA 94025. The business address of Richard Sharp and Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All members listed below except Richard S. Sharp and Sanjeev K. Mehra are United States citizens. Richard
S. Sharp is a citizen of the United Kingdom and Sanjeev K. Mehra is a citizen of India.
<CAPTION>
Name Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C>
Peter M. Sacerdote Advisory Director of Goldman, Sachs & Co.
Richard A. Friedman Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Managing Director of Goldman, Sachs & Co.
Robin Neustein Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Managing Director of Goldman, Sachs & Co.
Gene T. Sykes Managing Director of Goldman, Sachs & Co.
Henry Cornell Managing Director of Goldman, Sachs & Co.
Robert V. Delaney Managing Director of Goldman, Sachs & Co.
Richard S. Sharp Managing Director of Goldman Sachs International
Barry S. Volpert Managing Director of Goldman Sachs International
Sanjeev K. Mehra Managing Director of Goldman, Sachs & Co.
Muneer A. Satter Managing Director of Goldman, Sachs & Co.
</TABLE>
Page 21 of 36 pages
<PAGE>
SCHEDULE II-B-i
---------------
<TABLE>
The name, position and present principal occupation of each executive officer of Stone Street 1995, L.L.C.,
the sole general partner of Stone Street Fund 1995, L.P. and the managing general partner of Bridge Street Fund
1995, L.P., are set forth below.
The business address for each of the executive officers listed below is 85 Broad Street, New York, New York
10004.
All executive officers listed below except Sanjeev K. Mehra are United States citizens. Sanjeev K. Mehra is a
citizen of India.
<CAPTION>
Name Position Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C> <C>
Peter M. Sacerdote President Advisory Director of Goldman, Sachs & Co.
Peter G. Sachs Vice President Senior Director of The Goldman Sachs Group, Inc.
Richard A. Friedman Vice President Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Vice President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Vice President Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
David J. Greenwald Vice President Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co.
Patrick P. Mulvihill Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Sarah Smith Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Elizabeth C. Fascitelli Vice President Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President/Secretary Vice President of Goldman, Sachs & Co.
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
Katherine L. Nissenbaum Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 22 of 36 pages
<PAGE>
SCHEDULE II-B-ii
----------------
<TABLE>
The name and principal occupation of each member of the Stone Street Investment Committee of Goldman,
Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in managing Stone Street 1995, L.L.C., are
set forth below.
The business address for each member listed below is 85 Broad Street, New York, New York 10004.
All members listed below except Sanjeev K. Mehra are United States citizens. Sanjeev K. Mehra is a citizen
of India.
<CAPTION>
Name Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C>
Peter M. Sacerdote Advisory Director of Goldman, Sachs & Co.
Peter G. Sachs Senior Director of The Goldman Sachs Group, Inc.
Richard A. Friedman Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Managing Director of Goldman, Sachs & Co.
</TABLE>
Page 23 of 36 pages
<PAGE>
SCHEDULE II-C
-------------
<TABLE>
The name, position and present principal occupation of each executive officer and director of Goldman,
Sachs & Co. Finanz GmbH which is the sole managing general partner of Goldman, Sachs & Co. oHG are set forth
below.
The business address for each of the executive officers and directors listed below is MesseTurm, 60308
Frankfurt am Main, Germany.
Of the directors and executive officers listed below, Stefan J. Jentzsch, Timothy C. Plaut and Alexander
C. Dibelius are citizens of Germany, Gregory T. Hoogkamp and Daniel W. Stanton are citizens of the United
States and Rudolf W. Ferscha is a citizen of Austria.
<CAPTION>
Name Position Present Principal Occupation
- -----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Stefan J. Jentzsch Managing Director Managing Director of Goldman, Sachs & Co. oHG
Gregory T. Hoogkamp Managing Director Managing Director of Goldman, Sachs & Co. oHG
Rudolf W. Ferscha Managing Director Executive Director of Goldman, Sachs & Co. oHG
Timothy C. Plaut Managing Director Managing Director of Goldman, Sachs & Co. oHG
Daniel W. Stanton Managing Director Managing Director of Goldman, Sachs & Co. oHG
Alexander C. Dibelius Managing Director Managing Director of Goldman, Sachs & Co. oHG
</TABLE>
Page 24 of 36 pages
<PAGE>
<TABLE>
Exhibit (99.1)
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) promulgated under the Securities
Exchange Act of 1934, the undersigned agree to the joint filing of a Statement
on Schedule 13D (including any and all amendments thereto) with respect to the
Common Stock, $0.001 par value per share, of Applied Analytical Industries, Inc.
and further agree that this Joint Filing Agreement be included as an Exhibit
thereto. In addition, each party to this Agreement expressly authorizes each
other party to this Agreement to file on its behalf any and all amendments to
such Statement.
Date: March 30, 2000
<S> <C>
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II, L.P. GS ADVISORS, L.L.C.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II OFFSHORE, L.P. GS ADVISORS II, L.L.C.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
(with limitation of liability)
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET FUND 1995, L.P. BRIDGE STREET FUND 1995, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET 1995, L.L.C.
By:/s/ Roger S. Begelman
- ---------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
</TABLE>
Page 25 of 36 pages
<PAGE>
Exhibit (99.2)
POWER OF ATTORNEY
This power of attorney will expire on December 31, 2000.
KNOW ALL PERSONS BY THESE PRESENTS that GOLDMAN, SACHS & CO. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 21, 1998.
GOLDMAN, SACHS & CO.
By: The Goldman, Sachs & Co. L.L.C.
By:/s/ Robert J. Katz
- ---------------------------------
Name: Robert J. Katz
Title: Executive Vice President
Page 26 of 36 pages
<PAGE>
Exhibit (99.3)
POWER OF ATTORNEY
This power of attorney will expire on May 31, 2001.
KNOW ALL PERSONS BY THESE PRESENTS that THE GOLDMAN SACHS GROUP, INC. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of May 7, 1999.
THE GOLDMAN SACHS GROUP, INC.
By:/s/ Robert J. Katz
- ---------------------------------
Name: Robert J. Katz
Title: Executive Vice President and General Counsel
Page 27 of 36 pages
<PAGE>
Exhibit (99.4)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that GS CAPITAL PARTNERS II, L.P. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of Janaury 31, 2000.
GS CAPITAL PARTNERS II, L.P.
By: GS Advisors, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 28 of 36 pages
<PAGE>
Exhibit (99.5)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that GS CAPITAL PARTNERS II OFFSHORE,
L.P. (the "Company") does hereby make, constitute and appoint each of Hans L.
Reich and Roger S. Begelman, acting individually, its true and lawful attorney,
to execute and deliver in its name and on its behalf whether the Company is
acting individually or as representative of others, any and all filings required
to be made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of Janaury 31, 2000.
GS CAPITAL PARTNERS II OFFSHORE, L.P.
By: GS Advisors II, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 29 of 36 pages
<PAGE>
Exhibit (99.6)
POWER OF ATTORNEY
This power of attorney will expire on December 31, 2000.
KNOW ALL PERSONS BY THESE PRESENTS that GS CAPITAL PARTNERS II (GERMANY)
CIVIL LAW PARTNERSHIP (the "Company") does hereby make, constitute and appoint
each of Hans L. Reich and Roger S. Begelman, acting individually, its true and
lawful attorney, to execute and deliver in its name and on its behalf whether
the Company is acting individually or as representative of others, any and all
filings required to be made by the Company under the Securities Exchange Act of
1934, as amended, giving and granting unto each said attorney-in-fact power and
authority to act in the premises as fully and to all intents and purposes as the
Company might or could do if personally present by one of its authorized
signatories, hereby ratifying and confirming all that said attorney-in-fact
shall lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 21, 1998.
GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
By: The Goldman Sachs Group, L.P.
By: The Goldman Sachs Corporation
By:/s/ Robert J. Katz
- ---------------------------------
Name: Robert J. Katz
Title: Executive Vice President
Page 30 of 36 pages
<PAGE>
Exhibit (99.7)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that GS ADVISORS, L.L.C. (the "Company")
does hereby make, constitute and appoint each of Hans L. Reich and Roger S.
Begelman, acting individually, its true and lawful attorney, to execute and
deliver in its name and on its behalf whether the Company is acting individually
or as representative of others, any and all filings required to be made by the
Company under the Securities Exchange Act of 1934, as amended, giving and
granting unto each said attorney-in-fact power and authority to act in the
premises as fully and to all intents and purposes as the Company might or could
do if personally present by one of its authorized signatories, hereby ratifying
and confirming all that said attorney-in-fact shall lawfully do or cause to be
done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of February 1, 2000.
GS ADVISORS, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 31 of 36 pages
<PAGE>
Exhibit (99.8)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that GS ADVISORS II, L.L.C. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of February 1, 2000.
GS ADVISORS II, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 32 of 36 pages
<PAGE>
Exhibit (99.9)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that GOLDMAN, SACHS & CO. oHG, (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of March 28, 2000.
GOLDMAN, SACHS & CO. oHG
By:/s/ Andreas Kornlein By:/s/ Sabine Mock
- --------------------------------- ---------------------------------
Name: Andreas Kornlein Name: Sabine Mock
Title: Executive Director Title: Executive Director
Page 33 of 36 pages
<PAGE>
Exhibit (99.10)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that STONE STREET FUND 1995, L.P. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
STONE STREET FUND 1995, L.P.
By: Stone Street 1995, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 34 of 36 pages
<PAGE>
Exhibit (99.11)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that BRIDGE STREET FUND 1995, L.P. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
BRIDGE STREET FUND 1995, L.P.
By: Stone Street 1995, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 35 of 36 pages
<PAGE>
Exhibit (99.12)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that STONE STREET 1995, L.L.C. (the
"Company") does hereby make, constitute and appoint each of Hans L. Reich and
Roger S. Begelman, acting individually, its true and lawful attorney, to execute
and deliver in its name and on its behalf whether the Company is acting
individually or as representative of others, any and all filings required to be
made by the Company under the Securities Exchange Act of 1934, as amended,
giving and granting unto each said attorney-in-fact power and authority to act
in the premises as fully and to all intents and purposes as the Company might or
could do if personally present by one of its authorized signatories, hereby
ratifying and confirming all that said attorney-in-fact shall lawfully do or
cause to be done by virtue hereof.
THIS POWER OF ATTORNEY shall remain in full force and effect until either
revoked in writing by the undersigned or until such time as the person or
persons to whom power of attorney has been hereby granted cease(s) to be an
employee of The Goldman Sachs Group, Inc. or one of its affiliates.
IN WITNESS WHEREOF, the undersigned has duly subscribed these presents as
of December 16, 1999.
STONE STREET 1995, L.L.C.
By:/s/ Kaca B. Enquist
- ---------------------------------
Name: Kaca B. Enquist
Title: Vice President
Page 36 of 36 pages
