SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 31, 1999
UWHARRIE CAPITAL CORP
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(Exact name of Registrant as specified in its charter)
NORTH CAROLINA 33-58882 56-1814206
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(State or other jurisdiction (Commission File No.) (IRS Employer
of incorporation) Identification number)
134 NORTH FIRST STREET, ALBEMARLE, NORTH CAROLINA 28001
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(Address of principal executive offices)
Registrant's telephone number, including area code (704) 982-4415
NOT APPLICABLE
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(Former address of principal executive offices)
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ITEM 5 OTHER EVENTS.
As reported in Forms 8-K dated September 21, 1998 and December 31, 1998, the
Registrant, since September 21, 1998, has conducted an offering of a minimum of
300,000 and a maximum of 850,000 shares of its common stock at a purchase price
of $5.50 per share pursuant to its Prospectus dated September 21, 1998 as
supplemented by letter dated January 1, 1999 to current and potential
subscribers from the President and Chief Executive Officer of the Registrant
(the "Offering"). The Offering expired March 31, 1999. As a result of the
Offering 870,493 shares of the Registrant's common stock were sold at a price of
$5.50 per share for gross proceeds of $4,787,711.50. Total expenses of the
Offering equaled $277,712 resulting in net proceeds of the Offering of
$4,509,999. As disclosed in the Prospectus, the proceeds will be used for
general corporate purposes of the Registrant.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
UWHARRIE CAPITAL CORP
By: /s/ Roger L. Dick
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Roger L. Dick
President and Chief Executive Officer
Dated: March 31, 1999
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