UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Barrett Associates, Inc.
Address: 565 Fifth Avenue, 25th Floor
New York, NY 10017
Form 13F File Number: 28-3658
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert E. Harvey
Title: President
Phone: (212) 983-5080
Signature, Place, and Date of Signing:
Robert E. Harvey New York, NY 5/5/1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers.
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Form 13F SUMMARY PAGE
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: 982,358
(thousands)
List of Other Included Managers:
NONE
<PAGE>
<TABLE>
Form 13F INFORMATION TABLE
<CAPTION>
SHS/ VOTING AUTHORITY
TITLE OF VALUE PRN/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Laboratories Com 002824100 9364 200041 SH SOLE 42795 157246
Aegon NV Ord Amer Reg Com 007924103 309 3436 SH SOLE 3436
AirTouch Com 00949T100 11595 119996 SH SOLE 51300 68696
Communications
Albertsons, Inc. Com 013104104 235 4320 SH SOLE 1200 3120
Allied Signal, Inc. Com 019512102 25099 510269 SH SOLE 117894 392375
America Online, Inc. Com 02364J104 7556 51400 SH SOLE 4400 47000
American Express Co. Com 025816109 218 1850 SH SOLE 1600 250
American Home Products Com 026609107 6271 96103 SH SOLE 2403 93700
American International Com 026874107 20655 171232 SH SOLE 44576 126656
Group
American Telephone & Com 001957109 708 8865 SH SOLE 8865
Telegraph Co.
Ameritech Com 030954101 719 12480 SH SOLE 800 11680
Amgen, Inc. Com 031162100 1041 13900 SH SOLE 3600 10300
AMNEX, Inc. Com 031674203 19 75000 SH SOLE 75000
Anadarko Petroleum Com 032511107 11087 293700 SH SOLE 78450 215250
Applied Materials, Com 038222105 1468 23800 SH SOLE 23800
Inc.
Armstrong World Com 042476101 857 18964 SH SOLE 18964
Industries, Inc.
Associates First Cl A 046008108 689 15306 SH SOLE 14488 818
Capital Cl A
Astra AB Cl A ADS ADR A 046298105 350 15280 SH SOLE 15280
Atlantic Richfield Com 048825103 1126 15400 SH SOLE 400 15000
Automatic Data Com 053015103 23261 562201 SH SOLE 94045 468156
Processing
Avon Products, Inc. Com 054303102 226 4800 SH SOLE 4800
Bank of New York, Inc. Com 064057102 373 10380 SH SOLE 10380
Bank One Corp. Com 06423A103 203 3687 SH SOLE 3687
BankAmerica Corp. Com 066050105 716 10134 SH SOLE 1564 8570
(New)
Bellsouth Corp. Com 079860102 944 23572 SH SOLE 524 23048
Berkshire Hathaway, Cl B 084670207 987 420 SH SOLE 105 315
Inc. Cl B
BP Amoco PLC ADS ADR 110889409 9203 91113 SH SOLE 23501 67612
Bristol-Myers Squibb Com 110122108 6631 103410 SH SOLE 10606 92804
Cambridge Technology Com 132524109 4096 295225 SH SOLE 93600 201625
Partners
Cardinal Health, Inc. Com 14149y108 306 4637 SH SOLE 4637
Carnival Corp. Com 143658102 14532 299250 SH SOLE 106630 192620
Charles Schwab Corp. Com 808513105 1370 14250 SH SOLE 14250
Chase Manhattan Com 16161A108 201 2466 SH SOLE 800 1666
Chevron Corp. Com 166751107 1902 21427 SH SOLE 1185 20242
Chubb Corp. Com 171232101 736 12562 SH SOLE 12562
Cisco Systems Com 17275R102 88090 804018 SH SOLE 201215 602803
Citigroup Com 172967101 3748 58674 SH SOLE 14206 44468
Coca Cola Co. Com 191216100 5521 89952 SH SOLE 43052 46900
Colgate-Palmolive Co. Com 194162103 17287 187900 SH SOLE 97700 90200
Computer Associates Com 204912109 19123 537726 SH SOLE 149173 388553
International
Computer Sciences Com 205363104 27763 503070 SH SOLE 117230 385840
Corp.
Conagra, Inc. Com 205887102 206 8044 SH SOLE 4600 3444
Conoco, Inc. Cl A Cl A 208251306 694 28250 SH SOLE 6500 21750
Dayton Hudson Corp Com 239753106 6166 92550 SH SOLE 33400 59150
Dell Computer Corp. Com 247025109 401 9800 SH SOLE 9800
Developers Diversified Com 251591103 1835 128200 SH SOLE 23500 104700
Realty
Dow Chemical Co. Com 260543103 326 3500 SH SOLE 3500
DuPont de Nemours Com 263534109 1873 32255 SH SOLE 2029 30226
Eli Lilly & Co. Com 532457108 18352 216229 SH SOLE 72404 143825
EMC Corp. Com 268648102 319 2500 SH SOLE 2500
Emerson Electric Co. Com 291011104 868 16400 SH SOLE 600 15800
Engelhard Corp. Com 292845104 220 13000 SH SOLE 13000
Equifax, Inc. Com 294429105 5524 160710 SH SOLE 60020 100690
Equity Residential Com 29476L107 10257 248650 SH SOLE 40350 208300
Properties
Europe Fund, Inc. Com 29874M103 329 19550 SH SOLE 8700 10850
Exxon Corp. Com 302290101 26599 376957 SH SOLE 40327 336630
Fannie Mae Com 313586109 14115 203825 SH SOLE 72050 131775
First Data Corp. Com 319963104 4768 111524 SH SOLE 25530 85994
First Union Corp. Com 337358105 1724 32268 SH SOLE 15256 17012
Franklin Resources, Com 354613101 14601 519130 SH SOLE 115720 403410
Inc.
Freddie Mac Com 313400301 338 5900 SH SOLE 4600 1300
General Electric Co. Com 369604103 28617 258689 SH SOLE 46529 212160
Gillette Company Com 375766102 26296 442413 SH SOLE 96500 345913
GTE Co. Com 362320103 2458 40627 SH SOLE 4482 36145
Halliburton Co. Com 406216101 2543 66050 SH SOLE 31600 34450
Heinz Company Com 423074103 391 8250 SH SOLE 750 7500
Hewlett-Packard Co. Com 428236103 2429 35816 SH SOLE 11360 24456
Home Depot, Inc. Com 437076102 1575 25300 SH SOLE 19400 5900
Household Com 441815107 1300 28500 SH SOLE 28500
International
Illinois Took Works, Com 452308109 260 4200 SH SOLE 1000 3200
Inc.
IMS Health, Inc. Com 449934108 618 18650 SH SOLE 6000 12650
Intel Corporation Com 458140100 67885 571059 SH SOLE 117776 453283
International Business Com 459200101 3808 21482 SH SOLE 5380 16102
Machines
International Flavors Com 459506101 240 6381 SH SOLE 6381
& Fragrances
Ipalco Enterprises Com 462613100 235 10700 SH SOLE 2100 8600
J.P. Morgan & Co., Com 616880100 716 5800 SH SOLE 5800
Inc.
Johnson & Johnson Com 478160104 15061 161081 SH SOLE 40200 120881
Kellogg Company Com 487836108 216 6400 SH SOLE 6400
Kinder Morgan Energy UT Ltd 494550106 208 6004 SH SOLE 6004
UT Ltd Partnership Ptr
KLA-Tencor Corp. Com 482480100 238 4900 SH SOLE 4900
Knight-Ridder, Inc. Com 499040103 200 4000 SH SOLE 4000
Lone Star Liquidating Com cs54229r1 4 10403 SH SOLE 10403
Trust 09
Lucent Technologies Com 549463107 968 8960 SH SOLE 884 8076
Marsh & Mclennan Co. Com 571748102 423 5700 SH SOLE 5700
May Dept. Stores Com 577778103 261 6669 SH SOLE 2619 4050
McDonalds Corp. Com 580135101 2352 51900 SH SOLE 11300 40600
McGraw Hill Companies, Com 580645109 362 6640 SH SOLE 4400 2240
Inc.
MCI Worldcom, Inc. Com 55268B106 10461 118117 SH SOLE 51362 66755
Medtronic, Inc. Com 585055106 29522 410736 SH SOLE 89880 320856
Mellon Bank Corp. Com 585509102 584 8300 SH SOLE 1050 7250
Merck & Co., Inc. Com 589331107 17040 212672 SH SOLE 40672 172000
Merrill Lynch & Co., Com 590188108 752 8500 SH SOLE 8500
Inc.
MGIC Investment Corp. Com 552848103 1420 40500 SH SOLE 17350 23150
Microsoft Corp. Com 594918104 105187 117363 SH SOLE 222520 951110
0
Minnesota Mining & Com 604059105 453 6396 SH SOLE 700 5696
Manufacturing
Mobil Corp. Com 607059102 9053 102876 SH SOLE 3684 99192
Monsanto Co. Com 611662107 248 5400 SH SOLE 1500 3900
National City Corp. Com 635405103 409 6166 SH SOLE 6166
Nokia Corp. Sponsored ADR 654902204 2302 14783 SH SOLE 13800 983
ADR
Northern States Power Com 665772109 654 28200 SH SOLE 28200
Oracle Corp. Com 68389X105 4555 172720 SH SOLE 61149 111571
Peapack-Gladstone Com 704692102 1627 30561 SH SOLE 30561
Financial Corp.
Peoplesoft, Inc. Com 712713106 12266 838700 SH SOLE 195250 643450
PepsiCo Com 713448108 1946 49660 SH SOLE 10010 39650
Pfizer, Inc. Com 717081103 38339 276318 SH SOLE 67981 208337
Philip Morris Cos. Com 718154107 1537 43680 SH SOLE 5630 38050
PPG Industries, Inc. Com 693506107 273 5332 SH SOLE 5332
Procter & Gamble Co. Com 742718109 2460 25113 SH SOLE 3500 21613
Providian Financial Com 744061102 1436 13050 SH SOLE 12300 750
Corp. (New)
Quaker Oats Co. Com 747402105 498 8000 SH SOLE 8000
Raychem Corp. Com 754603108 2313 102520 SH SOLE 45850 56670
Reuters Group PLC ADR ADR 76132m102 275 3160 SH SOLE 258 2902
Royal Dutch Petroleum Com 780257705 858 16504 SH SOLE 3440 13064
Co.
Sap Aktiengesellschaft ADR 803054204 442 16800 SH SOLE 15300 1500
Sponsored ADR
Sara Lee Corp. Com 803111103 383 15480 SH SOLE 2680 12800
SBC Communications, Com 78387G103 446 9460 SH SOLE 1832 7628
Inc.
Schering-Plough Corp. Com 806605101 33203 600959 SH SOLE 210587 390372
Schlumberger Ltd. Com 806857108 841 13978 SH SOLE 2900 11078
Seligman Common Stock Com 816332100 1078 69399 SH SOLE 69399
Fund
Sigma Aldrich Corp. Com 826552101 1934 66132 SH SOLE 11000 55132
Staples, Inc. Com 855030102 596 18133 SH SOLE 17083 1050
State Street Corp. Com 857477103 37878 460525 SH SOLE 88800 371725
Stryker Corp. Com 863667101 227 4500 SH SOLE 4500
Tellabs, Inc. Com 879664100 420 4300 SH SOLE 4300
Textron, Inc. Com 883203101 248 3200 SH SOLE 3200
Time Warner, Inc. Com 887315109 3853 54418 SH SOLE 17920 36498
TOTAL S A Sponsored ADR 89151E109 250 4100 SH SOLE 4100
ADR
Transaction Systems Cl A 893416107 9277 257700 SH SOLE 85900 171800
Architects Cl A
Unilever N.V. Com 904784501 890 13400 SH SOLE 13400
United Technologies Com 913017109 339 2500 SH SOLE 2500
Corp.
Vodafone Group PLC ADR ADR 92857T107 9404 50090 SH SOLE 17390 32700
Wal-Mart Stores Com 931142103 678 7350 SH SOLE 2000 5350
Walt Disney Co. Com 254687106 16908 543232 SH SOLE 96060 447172
Warner-Lambert Co. Com 934488107 1239 18700 SH SOLE 15600 3100
Wells Fargo & Co. Com 669380107 252 7200 SH SOLE 7200
Weyerhaeuser Co. Com 962166104 1288 23208 SH SOLE 23208
Williams Cos., Inc. Com 969457100 735 18600 SH SOLE 17400 1200
Xerox Corp. Com 984121103 281 5400 SH SOLE 5400
XL Capital Ltd. Com G3242A102 1227 20200 SH SOLE 20200
Zions Bancorp Com 889701108 15809 237725 SH SOLE 56350 181375
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