UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KEEFE MANAGERS
Address: 375 PARK AVENUE
NEW YORK, N.Y. 10152
13 File Number: 28-3478
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form
Person Signing this Report on Behalf of Reporting Manager:
Name: HARRY V. KEEFE
Title: CEO
Phone: 212-754-2000
Signature, Place and Date of Signing:
HARRY V. KEEFE November 11, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: 364171
List of Other Included Managers:
No. 13F File Number Name
01 RAINBOW MANAGERS (New York)
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- --------
D 9P999GYT4 4028 277778 SH SOLE 00 0 277778 0
D ACE LTD COM COMMON STOCK G0070K103 2090 123400 SH SOLE 00 123400 0 0
D AFLAC INC USD.10 COM OPTIONS - CALLS 0010550KI 2093 50000 SH CALL SOLE 00 50000 0 0
D ALLIED IRISH BK SPONSORED ADR ADRS STOCKS 019228402 4189 164700 SH SOLE 00 164700 0 0
D ALLSTATE CORP COM OPTIONS - CALLS 0200020JG 1745 70000 SH CALL SOLE 00 70000 0 0
D AMER EXPRESS CO COM COMMON STOCK 025816109 4725 35000 SH SOLE 00 35000 0 0
D AMER INTL GROUP INC COM COMMON STOCK 026874107 1738 20000 SH SOLE 00 20000 0 0
D AMER INTL GROUP INC COM OPTIONS - PUTS 0268740WQ 5216 60000 SH PUT SOLE 00 60000 0 0
D AMSOUTH BANCOPORATION COM COMMON STOCK 032165102 858 36600 SH SOLE 00 36600 0 0
D ASTORIA FINL CORP COM COMMON STOCK 046265104 996 32400 SH SOLE 00 32400 0 0
D ASTORIA FINL CORP COM OPTIONS - CALLS 0462650JI 1691 55000 SH CALL SOLE 00 55000 0 0
D AXA FINANCIAL INC COM STKUSD0. COMMON STOCK 002451102 1116 20000 SH SOLE 00 20000 0 0
D BANK NEW YORK INC COM COMMON STOCK 064057102 5339 159700 SH SOLE 00 159700 0 0
D BANK NEW YORK INC COM OPTIONS - CALLS 0640570JG 1671 50000 SH CALL SOLE 00 50000 0 0
D BANK OF AMERICA CORP COM STK OPTIONS - CALLS 0605050JL 2227 40000 SH CALL SOLE 00 40000 0 0
D BANK ONE CORP COM COMMON STOCK 06423A103 3049 87600 SH SOLE 00 87600 0 0
D BANK ONE CORP COM OPTIONS - CALLS 06423AEJI 2088 60000 SH CALL SOLE 00 60000 0 0
D BANK UTD CORP CL A COM COMMON STOCK 065412108 5212 161000 SH SOLE 00 161000 0 0
D BANKBOSTON CORP COM COMMON STOCK 06605R106 4203 96900 SH SOLE 00 96900 0 0
D BAY VIEW CAP CORP CALIF COMMON STOCK 07262L101 2180 164600 SH SOLE 00 164600 0 0
D BAY VIEW CAP CORP CALIF COMMON STOCK 07262L101 333 25200 SH DEFINED 01 25200 0 0
D CAPITAL ONE FINL CORP COM COMMON STOCK 14040H105 3131 80300 SH SOLE 00 80300 0 0
D CAPITAL ONE FINL CORP COM OPTIONS - CALLS 14040H0JH 1950 50000 SH CALL SOLE 00 50000 0 0
D CAPITAL ONE FINL CORP COM OPTIONS - CALLS 14040H0KH 3900 100000 SH CALL SOLE 00 100000 0 0
D CAROLINA FIRST CORP COM COMMON STOCK 143877108 604 30500 SH DEFINED 01 30500 0 0
D CCBT BANCORP INC COM STK COMMON STOCK 12487S105 736 48300 SH SOLE 00 48300 0 0
D CCBT BANCORP INC COM STK COMMON STOCK 12487S105 198 13000 SH DEFINED 01 13000 0 0
D CENTURA BKS INC COM COMMON STOCK 15640T100 1518 36700 SH SOLE 00 36700 0 0
D CENTURA BKS INC COM COMMON STOCK 15640T100 1063 25700 SH DEFINED 01 25700 0 0
D CHARTER ONE FINL INC COM COMMON STOCK 160903100 4226 182760 SH SOLE 00 182760 0 0
D CHARTER ONE FINL INC COM COMMON STOCK 160903100 428 18520 SH DEFINED 01 18520 0 0
D CHASE MANHATTAN CORP COM NEW COMMON STOCK 16161A108 6030 80000 SH SOLE 00 80000 0 0
D CITIGROUP INC COM STK COMMON STOCK 172967101 3740 85000 SH SOLE 00 85000 0 0
D CITIGROUP INC COM STK OPTIONS - PUTS 1729671VV 4400 100000 SH PUT SOLE 00 100000 0 0
D CITIGROUP INC COM STK OPTIONS - CALLS 172967NJI 3080 70000 SH CALL SOLE 00 70000 0 0
D CITY NATL CORP COM OPTIONS - CALLS 1785660KG 1678 50000 SH CALL SOLE 00 50000 0 0
D COLONIAL BANCGROUP INC COM COMMON STOCK 195493309 1084 96900 SH DEFINED 01 96900 0 0
D COMERICA INC COM COMMON STOCK 200340107 1519 30000 SH SOLE 00 30000 0 0
D COMERICA INC COM OPTIONS - CALLS 2003400JL 7593 150000 SH CALL SOLE 00 150000 0 0
D COMMERCE BANCORP INC N J COM COMMON STOCK 200519106 830 20000 SH DEFINED 01 20000 0 0
D COMMERCIAL FED CORP COM COMMON STOCK 201647104 4590 233900 SH SOLE 00 233900 0 0
D COMMERCIAL FED CORP COM COMMON STOCK 201647104 1558 79400 SH DEFINED 01 79400 0 0
D CONSECO INC COM OPTIONS - CALLS 2084640JF 950 50000 SH CALL SOLE 00 50000 0 0
D CONSECO INC COM OPTIONS - CALLS 2084640KX 1140 60000 SH CALL SOLE 00 60000 0 0
D COUNTRYWIDE CR INDS INC COM OPTIONS - CALLS 2223720JI 1290 40000 SH CALL SOLE 00 40000 0 0
D CYBERCASH INC COM COMMON STOCK 232462101 883 120800 SH SOLE 00 120800 0 0
D DIME BANCORP INC NEW, COM COMMON STOCK 25429Q102 5260 300600 SH SOLE 00 300600 0 0
D DIME BANCORP INC NEW, COM OPTIONS - CALLS 25429Q0LD 1400 80000 SH CALL SOLE 00 80000 0 0
D ELDORADO BANCSHARES INC COMMON STOCK 28467W106 642 75000 SH SOLE 00 75000 0 0
D ELDORADO BANCSHARES INC COMMON STOCK 28467W106 1459 170400 SH DEFINED 01 170400 0 0
D ENHANCE FINL SVCS GROUP INC COMMON STOCK 293310108 295 16700 SH SOLE 00 16700 0 0
D FINOVA GROUP INC COM COMMON STOCK 317928109 1825 50000 SH SOLE 00 50000 0 0
D FIRST MUT SVGS BK BELLEVUE WAS COMMON STOCK 320918105 270 26900 SH DEFINED 01 26900 0 0
D FIRSTAR CORPORATION COM STK COMMON STOCK 33763V109 640 25000 SH SOLE 00 25000 0 0
D FLUSHING FINL CORP COM COMMON STOCK 343873105 1704 106100 SH DEFINED 01 106100 0 0
D FRANCHISE MTG ACCEPTANCE CO CO COMMON STOCK 35181D108 5590 784614 SH SOLE 00 784614 0 0
D FRANCHISE MTG ACCEPTANCE CO CO COMMON STOCK 35181D108 1494 209786 SH DEFINED 01 209786 0 0
D GOLDEN STATE BANCORP COM STK COMMON STOCK 381197102 5097 284168 SH SOLE 00 284168 0 0
D GOLDEN STATE BANCORP COM STK COMMON STOCK 381197102 873 48700 SH DEFINED 01 48700 0 0
D GOLDEN STATE BANCORP LITIG WT WARRANTS 381197136 441 371864 SH SOLE 00 371864 0 0
D GOLDEN STATE BANCORP LITIG WT WARRANTS 381197136 152 128136 SH DEFINED 01 128136 0 0
D GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 1525 25000 SH SOLE 00 25000 0 0
D GRANITE ST BANKSHARES INC COMMON STOCK 387472103 1375 63600 SH DEFINED 01 63600 0 0
D GREENPOINT FINL CORP COM COMMON STOCK 395384100 2113 79550 SH SOLE 00 79550 0 0
D GREENPOINT FINL CORP COM OPTIONS - CALLS 3953840JE 1328 50000 SH CALL SOLE 00 50000 0 0
D GREENPOINT FINL CORP COM OPTIONS - CALLS 395384EJF 1859 70000 SH CALL SOLE 00 70000 0 0
D GREENPOINT FINL CORP COM OPTIONS - CALLS 395384EJG 1859 70000 SH CALL SOLE 00 70000 0 0
D HAMBRECHT & QUIST GROUP INC OPTIONS - CALLS 4065450KI 1706 35000 SH CALL SOLE 00 35000 0 0
D HARTFORD FIANANCIAL SERVICES G OPTIONS - CALLS 4165150LJ 2861 70000 SH CALL SOLE 00 70000 0 0
D HARTFORD FIANANCIAL SERVICES G OPTIONS - CALLS 4165150LK 4905 120000 SH CALL SOLE 00 120000 0 0
D HOUSEHOLD INTL CORP COM COMMON STOCK 441815107 1003 25000 SH SOLE 00 25000 0 0
D HUDSON UNITED BANCORP COMMON STOCK 444165104 2465 80000 SH SOLE 00 80000 0 0
D IMPERIAL CREDIT INDS INC COMMON STOCK 452729106 1159 265000 SH SOLE 00 265000 0 0
D INDEPENDENT BANK CORP MICH COMMON STOCK 453838104 437 28560 SH DEFINED 01 28560 0 0
D INDEPENDENT BANK CORP (MASS) C COMMON STOCK 453836108 1014 77700 SH DEFINED 01 77700 0 0
D INDYMAC MTG HOLDINGS COM STK COMMON STOCK 456607100 2314 154300 SH SOLE 00 154300 0 0
D INDYMAC MTG HOLDINGS COM STK COMMON STOCK 456607100 160 10700 SH DEFINED 01 10700 0 0
D INTERCHANGE FINL SVCS CORP COMMON STOCK 458447109 624 36710 SH DEFINED 01 36710 0 0
D INTERWEST BANCORP INC COM COMMON STOCK 460931108 585 28200 SH DEFINED 01 28200 0 0
D JEFFBANKS INC COM COMMON STOCK 472317106 1305 45200 SH DEFINED 01 45200 0 0
D KANSAS CITY SOUTHN INDS INC CO COMMON STOCK 485170104 2185 47000 SH SOLE 00 47000 0 0
D LABRANCHE & CO INC COM COMMON STOCK 505447102 559 50000 SH DEFINED 01 50000 0 0
D LEHMAN BROTHERS HLDGS INC COM OPTIONS - CALLS 524908JAL 2918 50000 SH CALL SOLE 00 50000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870AJ 2817 75000 SH CALL SOLE 00 75000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870JJ 1878 50000 SH CALL SOLE 00 50000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870JK 751 20000 SH CALL SOLE 00 20000 0 0
D LONG BEACH FIANACIAL CORP COM COMMON STOCK 542446109 2376 149700 SH SOLE 00 149700 0 0
D LONG BEACH FIANACIAL CORP COM COMMON STOCK 542446109 646 40700 SH DEFINED 01 40700 0 0
D MAF BANCORP INC COM COMMON STOCK 55261R108 556 28000 SH DEFINED 01 28000 0 0
D MBNA CORP COM COMMON STOCK 55262L100 4024 176400 SH SOLE 00 176400 0 0
D MBNA CORP COM COMMON STOCK 55262L100 447 19600 SH DEFINED 01 19600 0 0
D MBNA CORP COM OPTIONS - CALLS 55262L0JE 684 30000 SH CALL SOLE 00 30000 0 0
D MCM CAP GROUP INC COM STK COMMON STOCK 55269B105 324 68400 SH DEFINED 01 68400 0 0
D MECH FINANCIAL INC COM COMMON STOCK 583492103 795 24100 SH DEFINED 01 24100 0 0
D MEDFORD BANCORP INC COM STK COMMON STOCK 584131106 1768 115000 SH DEFINED 01 115000 0 0
D MELLON BK CORP COM COMMON STOCK 585509102 2690 80000 SH SOLE 00 80000 0 0
D MERCANTILE BANKSHRS CORP COM COMMON STOCK 587405101 396 12800 SH SOLE 00 12800 0 0
D MERRILL LYNCH & CO INC USD1.33 OPTIONS - CALLS 5901880JP 1010 15000 SH CALL SOLE 00 15000 0 0
D METRIS COMPANIES INC COM COMMON STOCK 591598107 722 24500 SH SOLE 00 24500 0 0
D MORGAN J P & CO INC COM OPTIONS - CALLS 6168800JF 5712 50000 SH CALL SOLE 00 50000 0 0
D MORGAN J P & CO INC COM OPTIONS - CALLS 6168800JH 5712 50000 SH CALL SOLE 00 50000 0 0
D MORGAN STANLEY DEAN WITTER & C COMMON STOCK 617446448 4013 45000 SH SOLE 00 45000 0 0
D MORGAN STANLEY DEAN WITTER & C OPTIONS - PUTS 617446JVQ 4459 50000 SH PUT SOLE 00 50000 0 0
D NATIONAL CITY CORP COM COMMON STOCK 635405103 603 22600 SH SOLE 00 22600 0 0
D NATIONAL COMM BANCORPORATION COMMON STOCK 635449101 1098 50000 SH SOLE 00 50000 0 0
D NEW ENG CMNTY BANCORP INC COMMON STOCK 643890106 509 19600 SH DEFINED 01 19600 0 0
D NORTH FORK BANCORPORATION COMMON STOCK 659424105 5887 301900 SH SOLE 00 301900 0 0
D NORTH FORK BANCORPORATION COMMON STOCK 659424105 1092 56000 SH DEFINED 01 56000 0 0
D PACIFIC CENTURY FINL CORP COMMON STOCK 694058108 1250 61200 SH SOLE 00 61200 0 0
D PAINE WEBBER GROUP INC COM OPTIONS - CALLS 6956290JI 2900 80000 SH CALL SOLE 00 80000 0 0
D PAMRAPO BANCORP INC COM COMMON STOCK 697738102 452 20000 SH DEFINED 01 20000 0 0
D PEOPLES HERITAGE SVGS BK PORTL COMMON STOCK 711147108 5486 330000 SH SOLE 00 330000 0 0
D PEOPLES HERITAGE SVGS BK PORTL COMMON STOCK 711147108 947 57000 SH DEFINED 01 57000 0 0
D PMI GROUP INC COM OPTIONS - CALLS 69344M0LH 2043 50000 SH CALL SOLE 00 50000 0 0
D PROGRESSIVE CORP OHIO OPTIONS - PUTS 7433150WQ 10210 125000 SH PUT SOLE 00 125000 0 0
D PROVIDENT BANKSHARES CORP COMMON STOCK 743859100 497 23400 SH SOLE 00 23400 0 0
D PROVIDENT BANKSHARES CORP COMMON STOCK 743859100 1283 60300 SH DEFINED 01 60300 0 0
D PROVIDIAN FINL CORP COM COMMON STOCK 74406A102 2375 30000 SH SOLE 00 30000 0 0
D PROVIDIAN FINL CORP COM OPTIONS - CALLS 74406A3LS 2771 35000 SH CALL SOLE 00 35000 0 0
D PROVIDIAN FINL CORP COM OPTIONS - CALLS 74406AEJT 6335 80000 SH CALL SOLE 00 80000 0 0
D PROVIDIAN FINL CORP COM OPTIONS - CALLS 74406AEKR 7126 90000 SH CALL SOLE 00 90000 0 0
D RADIAN GROUP INC COM COMMON STOCK 750236101 4774 111200 SH SOLE 00 111200 0 0
D RADIAN GROUP INC COM COMMON STOCK 750236101 802 18700 SH DEFINED 01 18700 0 0
D RADIAN GROUP INC COM OPTIONS - CALLS 7502360KJ 1288 30000 SH CALL SOLE 00 30000 0 0
D REDWOOD EMPIRE BANCORP COMMON STOCK 757897103 765 41100 SH DEFINED 01 41100 0 0
D RELIANCE BANCORP INC COMMON STOCK 759451107 4417 117400 SH SOLE 00 117400 0 0
D RELIANCE BANCORP INC COMMON STOCK 759451107 2054 54600 SH DEFINED 01 54600 0 0
D RELIASTAR FINL CORP COM OPTIONS - CALLS 75952U0AI 1662 50000 SH CALL SOLE 00 50000 0 0
D REPUBLIC SVGS FINL CORP COM COMMON STOCK 760758102 547 63000 SH DEFINED 01 63000 0 0
D RESOURCE AMER INC CL A COM NEW COMMON STOCK 761195205 144 19400 SH SOLE 00 19400 0 0
D RESOURCE AMER INC CL A COM NEW COMMON STOCK 761195205 313 42190 SH DEFINED 01 42190 0 0
D RESOURCE AMERICA INC CL A COM COMMON STOCK 761195999 4368 587310 SH SOLE 00 587310 0 0
D RESOURCE ASSET INVT TRUST COMMON STOCK 761196104 2979 267800 SH SOLE 00 267800 0 0
D RICHMOND COUNTY FINL CORP COM COMMON STOCK 764556106 1341 71300 SH SOLE 00 71300 0 0
D RICHMOND COUNTY FINL CORP COM COMMON STOCK 764556106 398 21200 SH DEFINED 01 21200 0 0
D SAFECO CORP OPTIONS - CALLS 7864290AG 1400 50000 SH CALL SOLE 00 50000 0 0
D SLM HOLDING CORP COM COMMON STOCK 78442A109 2502 58200 SH SOLE 00 58200 0 0
D SLM HOLDING CORP COM OPTIONS - CALLS 78442A0JI 2472 57500 SH CALL SOLE 00 57500 0 0
D SOUTHWEST BANCORP INC OKLA COMMON STOCK 844767103 909 41800 SH DEFINED 01 41800 0 0
D ST PAUL BANCORP INC COM COMMON STOCK 792848103 9273 405400 SH SOLE 00 405400 0 0
D ST PAUL BANCORP INC COM COMMON STOCK 792848103 798 34900 SH DEFINED 01 34900 0 0
D ST PAUL COS INC USD COM NPV OPTIONS - PUTS 7928600VF 1375 50000 SH PUT SOLE 00 50000 0 0
D STERLING BANCSHARES INC COM COMMON STOCK 858907108 654 57200 SH SOLE 00 57200 0 0
D STERLING BANCSHARES INC COM COMMON STOCK 858907108 1215 106300 SH DEFINED 01 106300 0 0
D SUN BANCORP INC N J COM COMMON STOCK 86663B102 1472 92000 SH SOLE 00 92000 0 0
D SUN BANCORP INC N J COM COMMON STOCK 86663B102 528 33000 SH DEFINED 01 33000 0 0
D SUNTRUST BKS INC COM OPTIONS - CALLS 8679140JM 6575 100000 SH CALL SOLE 00 100000 0 0
D TEAM FINL INC COM STK COMMON STOCK 87815X109 961 95000 SH DEFINED 01 95000 0 0
D TELEBANC FINL CORP COM COMMON STOCK 87925R109 575 25000 SH SOLE 00 25000 0 0
D TEXAS REGL BANCSHARES INC COMMON STOCK 882673106 1608 65000 SH DEFINED 01 65000 0 0
D TRICO BANCSHARES COM COMMON STOCK 896095106 3161 172050 SH SOLE 00 172050 0 0
D TRICO BANCSHARES COM COMMON STOCK 896095106 270 14700 SH DEFINED 01 14700 0 0
D UCBH HOLDINGS INC COM COMMON STOCK 90262T308 2535 138929 SH SOLE 00 138929 0 0
D UCBH HOLDINGS INC COM COMMON STOCK 90262T308 2072 113571 SH DEFINED 01 113571 0 0
D UST CORP COM COMMON STOCK 902900109 1774 57700 SH SOLE 00 57700 0 0
D UST CORP COM COMMON STOCK 902900109 531 17300 SH DEFINED 01 17300 0 0
D VISTA BANCORP INC COM COMMON STOCK 92830R103 569 33000 SH DEFINED 01 33000 0 0
D WACHOVIA CORP NEW COM COMMON STOCK 929771103 1965 25000 SH SOLE 00 25000 0 0
D WASHINGTON MUT INC COM COMMON STOCK 939322103 2261 77300 SH SOLE 00 77300 0 0
D WASHINGTON MUT INC COM COMMON STOCK 939322103 663 22700 SH DEFINED 01 22700 0 0
D WASHINGTON MUT INC COM OPTIONS - CALLS 9393224JH 4387 150000 SH CALL SOLE 00 150000 0 0
D WEBSTER FINL CORP WATERBURY CO OPTIONS - CALLS 9478900JF 599 23500 SH CALL SOLE 00 23500 0 0
D WELLS FARGO COMPANY COMMON STOCK 949746101 5943 150000 SH SOLE 00 150000 0 0
D WELLS FARGO COMPANY OPTIONS - CALLS 9497460JH 2179 55000 SH CALL SOLE 00 55000 0 0
D WILMINGTON TR CORP COM COMMON STOCK 971807102 2695 55500 SH SOLE 00 55500 0 0
D WILMINGTON TR CORP COM COMMON STOCK 971807102 801 16500 SH DEFINED 01 16500 0 0
D WSFS FINL CORP COM COMMON STOCK 929328102 635 45000 SH DEFINED 01 45000 0 0
S REPORT SUMMARY 140 DATA RECORDS 364171 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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