UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[XX] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kornitzer Capital Management, Inc.
Address:5420 W 61st Place
Shawnee Mission, KS 66205
13F File Number: 028-03620
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John C. Kornitzer
Title: President
Phone: 913-677-7778
Signature, Place, and Date of Signing:
John C. Kornitzer Overland Park, KS November 6, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 213
Form 13F Information Table Value Total: 595,794
<TABLE><C><C>
KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
September 30, 2000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 3498 73550 SH SOLE 67050 6500
ADVENT SOFTWARE COM 007974108 1481 21200 SH SOLE 21200
AFFYMETRIX INC COM 00826T108 1202 24100 SH SOLE 24100
AFLAC INCORPORATED COM 001055102 4343 67800 SH SOLE 67600 200
AHL SERVICES INC COM 001296102 604 70000 SH SOLE 70000
ALLSTATE CORP COM 020002101 2154 62000 SH SOLE 52400 9600
ALZA CORP CLASS A COM 022615108 554 6400 SH SOLE 1300 5100
AMERICAN EXPRESS COMPANY COM 025816109 4412 72625 SH SOLE 70675 1950
AMERICAN HOME PRODS COM 026609107 6451 114050 SH SOLE 106150 7900
AMERICAN INTERNATIONAL GROUP I COM 026874107 4960 51831 SH SOLE 51269 562
AMVESCAP PLC-SPONSORED ADR COM 03235E100 704 6350 SH SOLE 5650 700
ANALOG DEVICES COM 032654105 8589 104032 SH SOLE 102432 1600
AON CORP COM 037389103 483 12300 SH SOLE 5100 7200
APOLLO EDUCATION GROUP COM 037604105 591 14825 SH SOLE 14300 525
APPLIED MATERIALS COM 038222105 11245 189596 SH SOLE 184521 5075
APPLIED SCIENCE & TECHNOLOGY COM 038236105 2451 166200 SH SOLE 166100 100
ARGOSY GAMING CO COM 040228108 20223 1115750 SH SOLE 888100 227650
ATMEL CORP COM 049513104 6050 398350 SH SOLE 382800 15550
AXYS PHARMACEUTICALS COM 054635107 235 34500 SH SOLE 34500
BANK OF AMERICA CORP COM 060505104 2622 50069 SH SOLE 44600 5469
BARNES & NOBLE INC COM 067774109 1808 91850 SH SOLE 85400 6450
BEST FOODS COM 08658U101 4026 55340 SH SOLE 53700 1640
BLOCK H&R INC COM 093671105 823 22200 SH SOLE 22200
BOEING CO. COM 097023105 4386 69624 SH SOLE 47924 21700
BOSTON SCIENTIFIC CORPORATION COM 101137107 309 18800 SH SOLE 15300 3500
BP AMOCO, INC COM 055622104 3776 71254 SH SOLE 9456 61798
BRISTOL MYERS SQUIBB CO COM 110122108 6266 109694 SH SOLE 103650 6044
BRUNSWICK CORP COM 117043109 1214 66500 SH SOLE 66500
CADENCE DESIGN SYSTEMS, INC COM 127387108 9005 350550 SH SOLE 341400 9150
CALLON PETROLEUM CO COM 13123X102 697 44100 SH SOLE 44100
CARNIVAL CORP CLASS A COM 143658102 3491 141750 SH SOLE 134250 7500
CELL GENESYS INC COM 150921104 612 20400 SH SOLE 20400
CENTEX CONSTRUCTION PRODUCTS I COM 15231R109 261 10500 SH SOLE 5000 5500
CHEVRON CORP COM 166751107 2562 30050 SH SOLE 9800 20250
CHUBB CORP COM 171232101 269 3400 SH SOLE 2000 1400
CISCO SYS INC COM COM 17275R102 14437 261306 SH SOLE 246258 15048
CITRIX COM 177376100 3366 167800 SH SOLE 158650 9150
COACHMEN INDUSTRIES INC COM 189873102 1203 115300 SH SOLE 115300
COASTAL CORP COM 190441105 1268 17100 SH SOLE 1600 15500
COCA-COLA COM 191216100 3572 64800 SH SOLE 61825 2975
COMPAQ COMPUTER CORP COM 204493100 2115 76700 SH SOLE 69500 7200
COMPASS BANCSHARES INC COM 20449H109 1000 51300 SH SOLE 51300
COMPUGEN COM M25722105 344 25000 SH SOLE 25000
COPPER MOUNTAIN NETWORK COM 217510106 3595 95875 SH SOLE 92275 3600
DAIMLERCHRYSLER COM D1668R123 2302 51852 SH SOLE 20504 31348
DALLAS SEMICONDUCTOR COM 235204104 3088 93925 SH SOLE 92800 1125
DEVRY INC. COM 251893103 354 9400 SH SOLE 9200 200
DIAL CORP. NEW COM 25247D101 1053 90620 SH SOLE 90620
DIEBOLD INC COM 253651103 4163 156725 SH SOLE 138125 18600
DILLARD'S INC CLASS A COMMON COM 254067101 117 11000 SH SOLE 11000
E I DUPONT DE NEMOURS & CO COM 263534109 267 6455 SH SOLE 3855 2600
EAGLE GEOPHYSICAL COM 269524104 1 25000 SH SOLE 25000
EDUCATION MANAGEMENT CORP COM 28139T101 3937 146150 SH SOLE 142700 3450
EDUTREK ITERNATIONAL CL A COM 28164K108 952 371500 SH SOLE 371500
EL PASO ENERGY CORPORATION COM 283905107 6679 108375 SH SOLE 69475 38900
ELAN CORP PLC ADR COM 284131208 1867 34100 SH SOLE 6100 28000
ELCOR CORP COM 284443108 3301 227625 SH SOLE 220550 7075
ENRON CORP COM 293561106 10482 119625 SH SOLE 53250 66375
ETHAN ALLEN INTERIORS INC COM 297602104 5387 190275 SH SOLE 182100 8175
EVEREST RE GROUP LTD COM G3223R108 1277 25800 SH SOLE 25800
EXIDE CORP COM 302051107 456 50300 SH SOLE 50000 300
EXXON MOBIL CORP COM COM 30231G102 872 9786 SH SOLE 4508 5278
FAIRFIELD COMMUNITIES INC NEW COM 304231301 446 44017 SH SOLE 42617 1400
FEDEX CORPORATION COM 31428X106 3893 87800 SH SOLE 78500 9300
FIRSTSERVICE CORPORATION COM 33761N109 2278 175200 SH SOLE 175000 200
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 2485 63725 SH SOLE 61000 2725
FORD MOTOR CO COM 345370860 592 23385 SH SOLE 20174 3211
FRONTIER OIL CO COM 35914P105 17825 2417000 SH SOLE 1909300 507700
GABELLI ASSET MANAGEMENT COM 36239Y102 615 20500 SH SOLE 20400 100
GALEN HOLDINGS COM 363240102 2966 65186 SH SOLE 64000 1186
GENERAL ELECTRIC COM 369604103 491 8509 SH SOLE 3109 5400
GENERAL MOTORS CORP CLASS H COM 370442832 1305 35110 SH SOLE 3240 31870
GENERAL MOTORS CORPORATION COM 370442105 2928 45053 SH SOLE 14104 30949
GIANT INDUSTRIES INC COM 374508109 97 18500 SH SOLE 4400 14100
GILLETTE CO COM 375766102 2519 81575 SH SOLE 77850 3725
GLOBAL MARINE INC NEW COM 379352404 3605 116750 SH SOLE 69100 47650
GOODYEAR TIRE & RUBBER COMPANY COM 382550101 1479 82150 SH SOLE 58800 23350
HALLIBURTON CO. COM 406216101 969 19800 SH SOLE 5300 14500
HARRAH'S ENTERTAINMENT COM 413619107 2344 85225 SH SOLE 82700 2525
HARTFORD FINANCIAL SVC GROUP I COM 416515104 408 5600 SH SOLE 2600 3000
HEADWAY CORPORATE RESOURCES COM 422101105 42 16000 SH SOLE 16000
HELLER FINANCIAL INC COM 423328103 1237 43300 SH SOLE 43300
HMT TECHNOLOGY COM 403917107 2967 855400 SH SOLE 797600 57800
HOLLINGER INTERNATIONAL COM 435569108 1809 108000 SH SOLE 108000
HUMAN GENOME SCIENCES INC COM 444903108 8120 46900 SH SOLE 46900
ICO HOLDINGS, INC. COM 449293109 1919 959600 SH SOLE 949100 10500
INT'L BUSINESS MACHINES COM 459200101 2160 19200 SH SOLE 12200 7000
INTEL CORP COM 458140100 6349 152755 SH SOLE 140980 11775
INTERFACE INC. COM 458665106 2585 324400 SH SOLE 320900 3500
INTEVAC COM 461148108 1556 296300 SH SOLE 279400 16900
ITT EDUCATION COM 45068B109 3926 144750 SH SOLE 141600 3150
JOHNSON & JOHNSON COM 478160104 7955 84687 SH SOLE 81462 3225
JUPITER MEDIA METRIX INC COM 48206U104 282 17700 SH SOLE 14100 3600
K MART CORP COM 482584109 476 79300 SH SOLE 47600 31700
KEY ENERGY SERVICES INC COM 492914106 252 25641 SH SOLE 25641
KING PHARMACEUTICALS INC COM 495582108 4226 126375 SH SOLE 117200 9175
KORN/FERRY INTERNATIONAL COM 500643200 2537 67100 SH SOLE 67000 100
LEAR CORP COM 521865105 3619 176000 SH SOLE 171000 5000
LILLY ELI & CO COM COM 532457108 236 2906 SH SOLE 2906
LIZ CLAIBORNE INC COM 539320101 622 16150 SH SOLE 16150
LOCKHEED MARTIN CORP COM 539830109 2607 79100 SH SOLE 36500 42600
LUCENT TECHNOLOGIES INC COM 549463107 279 9134 SH SOLE 3200 5934
MAXIM INTERGRATED PRODUCTS INC COM 57772K101 1673 20800 SH SOLE 20200 600
MCDERMOTT INTL COM 580037109 5576 506900 SH SOLE 352900 154000
MCDONALD'S CORP COM 580135101 5425 179715 SH SOLE 170640 9075
MERCK & CO COM 589331107 4384 58901 SH SOLE 54577 4324
MERCURY GENERAL CORP. COM 589400100 689 24350 SH SOLE 16000 8350
META GROUP COM 591002100 1602 129450 SH SOLE 127800 1650
MICRON TECHNOLOGY COM 595112103 6761 146976 SH SOLE 141876 5100
MICROSOFT CORP COM 594918104 7294 120930 SH SOLE 113230 7700
MIDWEST EXPRESS HOLDINGS COM 597911106 1834 91125 SH SOLE 90800 325
MODEM MEDIA POPPE TYSON COM 607533106 169 39100 SH SOLE 32000 7100
MOTOROLA INC COM 620076109 2950 104429 SH SOLE 96054 8375
MYLAN LABS COM 628530107 307 11403 SH SOLE 2003 9400
NABORS INDUSTRIES INC COM 629568106 1834 35000 SH SOLE 35000
NATIONAL SEMICONDUCTOR COM 637640103 8673 215475 SH SOLE 207700 7775
NICOR INC COM 654086107 246 6800 SH SOLE 6800
NORTHERN TRUST CORP COM 665859104 1381 15539 SH SOLE 11100 4439
NORTHROP GRUMMAN CORP COM 666807102 1193 13125 SH SOLE 5100 8025
NOVA MEASURING INSTRUMENTS LTD COM M7516K103 353 35300 SH SOLE 35300
OCEAN ENERGY INC COM 67481E106 574 37200 SH SOLE 7200 30000
PACTIV CORPORATION COM 695257105 162 14500 SH SOLE 5900 8600
PE CORP - CELERA GENOMICS GRP COM 69332S201 1696 17025 SH SOLE 17000 25
PE CORP - PE BIOSYSTEMS GROUP COM 69332S102 1433 12300 SH SOLE 12300
PECO II COM 705221109 1170 25000 SH SOLE 25000
PEPSICO INC. COM 713448108 3646 79255 SH SOLE 63580 15675
PFIZER COM 717081103 925 20582 SH SOLE 3175 17407
PNC FINANCIAL SERVICES GROUP COM 693475105 2489 38300 SH SOLE 36950 1350
PRAXAIR INC COM 74005P104 2168 58000 SH SOLE 58000
PROCTER & GAMBLE CO COM 742718109 3415 50975 SH SOLE 47875 3100
PURINA MILLS COM 746276104 3800 389779 SH SOLE 288916 100863
QUESTAR CORP COM 748356102 3960 142400 SH SOLE 101800 40600
QUINTILES TRANSNATIONAL CORP COM 748767100 5054 317100 SH SOLE 307300 9800
RAYTHEON CLASS A COM 755111309 599 21880 SH SOLE 8200 13680
ROCKWELL INTERNATIONAL CORP NE COM 773903109 520 17200 SH SOLE 3900 13300
ROYAL CARIBBEAN COM V7780T103 2486 96600 SH SOLE 95000 1600
ROYAL DUTCH PETROLEUM COMPANY COM 780257804 2489 41530 SH SOLE 23100 18430
SARA LEE COM 803111103 4850 238750 SH SOLE 234550 4200
SCHERING-PLOUGH COM 806605101 8250 177428 SH SOLE 168278 9150
SCHLUMBERGER LTD COM 806857108 3469 42150 SH SOLE 2475 39675
SCIENTIFIC ATLANTA INC COM 808655104 6070 95408 SH SOLE 76725 18683
SERVICE CORP INTERNATIONAL COM 817565104 27 10900 SH SOLE 10400 500
SERVICEMASTER COMPANY COM 81760N109 1715 173650 SH SOLE 166000 7650
SIGMA ALDRICH CORP COM 826552101 2323 70400 SH SOLE 70400
SILICON VALLEY GROUP INC COM 827066101 429 16300 SH SOLE 16300
SOUTHERN MINERALS CORP. COM 843367301 229 69144 SH SOLE 69144
SOUTHWEST AIRLINES COM 844741108 10693 440942 SH SOLE 281363 159579
STAMPS.COM INC COM 852857101 208 54000 SH SOLE 54000
STANCORP FINANCIAL GROUP COM 852891100 1154 27000 SH SOLE 27000
STILWELL FINANCIAL, INC COM 860831106 2546 58525 SH SOLE 54050 4475
STRAYER EDUCATION COM 863236105 3712 169700 SH SOLE 164200 5500
SUNGARD DATA SYSTEMS INC COM 867363103 4706 109910 SH SOLE 104700 5210
SUNOCO INC. COM 86764P109 620 23000 SH SOLE 23000
SUNTRUST BANKS INC COM 867914103 249 5000 SH SOLE 5000
SUSQUEHANNA BANCSHARES INC COM 869099101 494 32400 SH SOLE 32400
TELEFLEX INC. COM 879369106 1743 50700 SH SOLE 50700
TEXACO INCORPORATED COM 881694103 3878 73859 SH SOLE 34225 39634
TEXAS INDUSTRIES INC COM 882491103 5597 175600 SH SOLE 118500 57100
TRINITY INDUSTRIES COM 896522109 874 37400 SH SOLE 15400 22000
TRITON ENERGY LIMITED CL A COM G90751101 10397 266600 SH SOLE 169300 97300
TTM TECHNOLOGIES COM 87305R109 235 10000 SH SOLE 10000
TYCO INTERNATIONAL LTD COM 902124106 1654 31886 SH SOLE 30200 1686
UNION PLANTERS CORP COM 908068109 727 22000 SH SOLE 10600 11400
UNITED TECHNOLOGIES CORP COM 913017109 4792 69200 SH SOLE 30200 39000
UNIVERSITY OF PHOENIX ONLINE COM 037604204 815 40000 SH SOLE 40000
UNUMPROVIDENT CORP COM 91529Y106 545 20000 SH SOLE 8000 12000
VANDERBILT GOLD DO NOT SELL COM 921786109 0 43000 SH SOLE 43000
VERIZON COMMUNICATIONS COM 92343V104 426 8795 SH SOLE 5680 3115
VIAD CORPORATION COM 92552R109 1055 39720 SH SOLE 39720
WADDELL & REED CLASS B COM 930059209 441 15200 SH SOLE 15000 200
WADDELL & REED FINANCIAL COM 930059100 998 32200 SH SOLE 27600 4600
WAL MART STORES INC. COM 931142103 289 6000 SH SOLE 6000
WASHINGTON MUTUAL COM 939322103 4018 100915 SH SOLE 46000 54915
WESTERN DIGITAL CORP COM 958102105 527 89700 SH SOLE 88700 1000
WILLIAMS COS. COM 969457100 3686 87235 SH SOLE 58728 28507
WILMINGTON TRUST CORP COM 971807102 2561 47750 SH SOLE 47350 400
WIND RIV SYS INC COM 973149107 4791 99950 SH SOLE 95900 4050
WRIGLEY WM JR CO COM 982526105 3154 42125 SH SOLE 40600 1525
BETHLEHEM STEEL CONV PREF $3.5 PFD CV 087509501 546 44600 SH SOLE 41750 2850
CARRIAGE SRV CAP TRUST 7% PFD CV 14444T309 220 10000 SH SOLE 10000
ICO HOLDINGS, INC. $1.6875 SE PFD CV 449293307 12213 1017770 SH SOLE 721070 296700
K MART FINANCING 7.75% PFD CV 498778208 1496 48050 SH SOLE 46975 1075
LOMAK FINANCING TRUST 5.75% PFD CV 541505400 323 14870 SH SOLE 14870
LOMAK FINANCING TRUST 5.75% 14 PFD CV 541505202 565 26000 SH SOLE 26000
TESORO PETROLEUM CONV PRFD 7.2 PFD CV 881609408 504 48000 SH SOLE 48000
TEXAS INDUSTRIES INC 5.500% PFD CV 873119200 4674 152300 SH SOLE 51600 100700
UNOCAL CORP 6.25% CONV PREF PFD CV 91528T207 822 17000 SH SOLE 17000
ALLEGHENY BEV CORP (ESC FOR FU CONV 0172668J9 0 10000 PRN SOLE 10000
ALLWASTE INC *4 7.25% COUPON CONV 020047AA4 484 6051000 PRN SOLE 5897000 154000
EDO CORP *0 CONV 281347AB0 1149 1492000 PRN SOLE 50000 1442000
EXIDE CORP 144A UNREGISTERED * CONV 302051AF4 1289 2742000 PRN SOLE 2742000
HEXCEL CORP CONV 428291AA6 1380 1365000 PRN SOLE 40000 1325000
HEXCEL CORPORATION CONV 428290AA8 588 766000 PRN SOLE 10000 756000
HILTON HOTELS CONV 432848AL3 3901 4610000 PRN SOLE 1535000 3075000
HMT TECHNOLOGY *9 CONV 403917AD9 8929 21009000 PRN SOLE 14860000 6149000
HMT TECHNOLOGY 144A *3 CONV 403917AB3 637 1500000 PRN SOLE 1500000
INTEVAC *2 CONV 461148AC2 7663 15287000 PRN SOLE 8860000 6427000
INTEVAC 144A REGISTERED UPON S CONV 461148AA6 812 1620000 PRN SOLE 1620000
KERR-MCGEE CORP CONV 492386AL1 4530 4593000 PRN SOLE 936000 3657000
KEY ENERGY SERVICES, INC CONV 492914AF3 17758 21525000 PRN SOLE 11950000 9575000
KEY ENERGY SERVICES, INC 144A CONV 492914AD8 1031 1250000 PRN SOLE 1250000
LOMAK PETROLEUM CONV 541509AF2 3693 5411000 PRN SOLE 5371000 40000
MORAN ENERGY INC *1 CONV 616457AC1 4919 5466000 PRN SOLE 1529000 3937000
OHM(ITX)CORP SUB DEB CONV *7 CONV 670839AA7 7068 8207000 PRN SOLE 3658000 4549000
PARKER DRILLING CO. CONV 701081AD3 85 100000 PRN SOLE 100000
SCAN TRON CORP SUB DEB CONV CONV 805894AA3 18 23000 PRN SOLE 23000
SIMULA, INC CONV 829206AB7 215 586000 PRN SOLE 586000
SOUTHERN MINERALS CONV 843367AA1 103 300000 PRN SOLE 300000
SUNRISE ASSISTED LIVING CONV 86768KAC0 7564 8440000 PRN SOLE 3970000 4470000
SWIFT ENERGY CONV 870738AB7 2034 1550000 PRN SOLE 1480000 70000
TRANS-LUX CORP CONV 893247AD8 1155 1485000 PRN SOLE 1485000
UROMED CORP CONV 917274AC6 341 650000 PRN SOLE 650000
WESTERN DIGITAL - 5.25% INCRE CONV 958102AH8 384 1500000 PRN SOLE 1500000
REPORT SUMMARY 213 DATA RECORDS 595794 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
