UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
13F
Form 13F COVER PAGE
Report for the Calendar Year of Quarter ended: DECEMBER 31,1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAVID A. ROCKER
Address: 45 ROCKEFELLER PLAZA
NEW YORK, NY 10111
Form 13F File Number: 28-3470
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report
Is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statement, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. ROCKER
Title: GENERAL PARTNER
Phone: 212-397-1220
Signature, Place, and Date of Signing:
David A. Rocker NEW YORK, NY FEBRUARY 7, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE.(Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting managers(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $ 172,412
(thousands)
List of Other Inlcluded Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
heading and list entries.]
No. Form 13F File Number Name
1 28-3470 MARC C. COHODES
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALLDSCRETN MANAGERS SOLE SHARED NONE
- ----------------------------------------------------- --------- ------------------------------------------------------ --------
ANCOR COMM COM 03332K108 2,817 41,500 SH OTHER 01 41,500
Brookstone Inc. COM 114537103 10,741 611,600 SH OTHER 01 611,600
BOWNE COM 103043105 18,348 1,359,100 SH OTHER 01 1,359,100
BOWNE CALL 103043905 1,350 100,000 SH CALL OTHER 01 100,000
CASY GENERAL STORES COM 147528103 28,596 2,739,700 SH OTHER 01 2,739,700
CAMPBELL RESOURCES INC COM 134422104 2,42614,117,500 SH OTHER 01 14,117,500
CANADAIGUA BRAND CL A 137219200 1,336 26,200 SH OTHER 01 26,200
CENTEX CORP. COM 152312104 2,397 97,100 SH OTHER 01 97,100
C-CUBE MICROSYTEMS INC. COM 125015107 9,792 157,300 SH OTHER 01 157,300
CHILDRENS PLACE RETAIL COM 168905107 1,137 69,200 SH OTHER 01 14,000 55,200
DATA TRANSMISSION NETWORK COM 238017107 527 30,549 SH OTHER 01 0 30,549
DEER & CO. COM 244199105 7,196 165,900 SH OTHER 01 165,900
EINSTEIN NOAH BAGELS CORP COM 282577105 26 64,000 SH OTHER 01 64,000
GENESIS MICROCHIP COM 371933102 3,133 148,300 SH OTHER 01 0 148,300
LHS GROUP COM 501938104 1,938 78,900 SH OTHER 01 0 78,900
LHS GROUP PUT 501938954 3,684 150,000 SH PUT OTHER 01 150,000
LERNOUT & HAUSPIE SPEECH P COM B5628B104 426 9,200 SH OTHER 01 0 9,200
MASCO CORP COM 574599106 3,997 157,500 SH OTHER 01 157,500
NVIDIA CORP COM 67066G104 1,779 37,900 SH OTHER 01 37,900
OPTA Food Ingredients Inc. COM 68381N105 3,378 1,080,900 SH OTHER 01 1,080,900
OPEN TEXT CORP COM 683715106 932 51,800 SH OTHER 01 0 51,800
OPEN TEXT CORP PUT 683715956 990 55,000 SH PUT OTHER 01 55,000
RUBIO'S RESTAURANTS INC COM 78116B102 4,218 527,300 SH OTHER 01 527,300
S THREE INC COM 784849101 2,699 233,400 SH OTHER 01 233,400
SOMERA COMMUNICATIONS COM 834458101 187 15,000 SH OTHER 01 15,000
STANDARD PACIFIC CORP COM 85375C101 3,766 342,400 SH OTHER 01 342,400
STONE & WEBSTER COM 861572105 5,232 311,200 SH OTHER 01 311,200
3DFX INTERACTIVE INC COM 88553X103 3,611 368,050 SH OTHER 01 368,050
TII INDUSTRIES COM 872479209 397 326,000 SH OTHER 01 326,000
THE STREET.COM COM 88368Q103 23,526 1,226,093 SH OTHER 01 1,156,093 70,000
UAL CORP. COM 902549500 4,700 60,600 SH OTHER 01 60,600
UNITEDGLOBALCOM CL A 913247508 13,673 193,600 SH OTHER 01 193,600
WALMART PUT 931142953 3,456 50,000 SH PUT OTHER 01 50,000
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