|
|
|
|
|
|
|
|
|
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 12/31/99
If amended report check here: [_]
Name of Institutional Manager:
Nicholas A. Grace
- ---------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Nicholas A. Grace (617)951-7203
- ---------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is sigend represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exhange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 9th day of
February, 2000.
Nicholas A. Grace
--------------------------
--------------------------
Name and 13F file numbers of all Institutional Investment Managers with respest
to which this schedule is filed (other than the one filing this report):
1. Francis L. Coolidge 28-3602
2. Robert N. Shapiro 28-5288
3. Susan R. Shapiro 28-5292
4. Edward P. Lawrence 28-4738
5. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 1,286,370.32 35425 X 35425 0 0
4,236,688.36 116673 X 0 116673 0
2,012,366.12 55418 X 1 0 55418 0
530,162.50 14600 X 2 0 14600 0
23,966.25 660 X 4 0 660 0
189,660.19 5223 X 5 0 5223 0
----------------- -------------- ------------- ---------- ----------
8,279,213.74 227999 35425 192574 0
AIR PRODS & CHEMS INC 009158106 291,993.75 8700 X 8700 0 0
791,235.96 23575 X 0 23575 0
652,455.00 19440 X 1 0 19440 0
67,125.00 2000 X 2 0 2000 0
----------------- -------------- ------------- ---------- ----------
1,802,809.71 53715 8700 45015 0
AMERICAN EXPRESS CO 025816109 1,199,493.75 7215 X 0 7215 0
191,187.50 1150 X 1 0 1150 0
33,250.00 200 X 2 0 200 0
33,250.00 200 X 3 0 200 0
24,937.50 150 X 4 0 150 0
----------------- -------------- ------------- ---------- ----------
1,482,118.75 8915 0 8915 0
AMERICAN HOME PRODS CORP 026609107 1,030,116.25 26245 X 26245 0 0
4,540,479.25 115681 X 0 113681 2000
2,172,212.75 55343 X 1 0 55343 0
666,072.50 16970 X 2 0 16970 0
211,950.00 5400 X 3 0 5400 0
158,962.50 4050 X 4 0 4050 0
147,187.50 3750 X 5 0 3750 0
----------------- -------------- ------------- ---------- ----------
8,926,980.75 227439 26245 199194 2000
AMERICAN INTL GROUP INC 026874107 2,725,290.65 25205 X 25205 0 0
11,537,262.13 106703 X 0 105203 1500
7,362,771.96 68095 X 1 0 68095 0
901,221.91 8335 X 2 0 8335 0
245,984.38 2275 X 3 0 2275 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 43,263,653.98 728681 95575 629606 3500
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
341,891.25 3162 X 4 0 3162 0
329,240.64 3045 X 5 0 3045 0
----------------- -------------- ------------- ---------- ----------
23,443,662.92 216820 25205 190115 1500
ARCHSTONE CMNTYS TR 039581103 500,712.50 24425 X 24425 0 0
1,869,702.50 91205 X 0 91205 0
744,150.00 36300 X 1 0 36300 0
217,300.00 10600 X 2 0 10600 0
97,887.50 4775 X 3 0 4775 0
149,650.00 7300 X 4 0 7300 0
85,382.50 4165 X 5 0 4165 0
----------------- -------------- ------------- ---------- ----------
3,664,785.00 178770 24425 154345 0
AT&T CORP 001957109 182,467.69 3591 X 3591 0 0
377,282.82 7425 X 0 7425 0
38,109.38 750 X 2 0 750 0
----------------- -------------- ------------- ---------- ----------
597,859.89 11766 3591 8175 0
ATLANTIC RICHFIELD CO 048825103 398,246.00 4604 X 4094 0 510
1,130,209.00 13066 X 0 13066 0
249,120.00 2880 X 1 0 2880 0
173,865.00 2010 X 2 0 2010 0
34,600.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ----------
1,986,040.00 22960 4094 18356 510
AUTOMATIC DATA PROCESSING 053015103 107,750.00 2000 X 2000 0 0
1,508,500.01 28000 X 0 28000 0
1,101,258.89 20441 X 1 0 20441 0
592,625.00 11000 X 2 0 11000 0
----------------- -------------- ------------- ---------- ----------
3,310,133.90 61441 2000 59441 0
BELL ATLANTIC CORP 077853109 869,508.81 14124 X 14124 0 0
2,700,069.76 43859 X 0 43859 0
478,463.78 7772 X 1 0 7772 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 14,277,993.03 346899 48234 298155 510
</TABLE>
3
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
505,920.63 8218 X 2 0 8218 0
106,380.00 1728 X 3 0 1728 0
318,524.38 5174 X 4 0 5174 0
114,260.01 1856 X 5 0 1856 0
----------------- -------------- ------------- ---------- ----------
5,093,127.37 82731 14124 68607 0
BERKSHIRE HATHAWAY INC CL B 084670207 56,730.00 31 X 31 0 0
602,070.00 329 X 0 329 0
475,800.00 260 X 1 0 260 0
----------------- -------------- ------------- ---------- ----------
1,134,600.00 620 31 589 0
BESTFOODS 08658U101 294,350.00 5600 X 0 5600 0
BRISTOL MYERS SQUIBB CO 110122108 1,065,512.50 16600 X 15400 0 1200
2,770,974.40 43170 X 0 41370 1800
4,173,086.13 65014 X 1 0 65014 0
1,405,706.25 21900 X 2 0 21900 0
64,187.50 1000 X 3 0 1000 0
400,530.00 6240 X 4 0 6240 0
----------------- -------------- ------------- ---------- ----------
9,879,996.78 153924 15400 135524 3000
CABOT CORP 127055101 5,015,326.63 246151 X 0 246151 0
CABOT OIL & GAS CORP CL A 127097103 454,568.75 28300 X 0 28300 0
CARNIVAL CRUISE LINES A 143658102 200,812.50 4200 X 0 4200 0
CHASE MANHATTAN CORP NEW 16161A108 637,037.50 8200 X 0 8200 0
CHEVRON CORP 166751107 2,373,265.13 27397 X 0 27397 0
294,525.00 3400 X 1 0 3400 0
557,691.75 6438 X 2 0 6438 0
365,557.50 4220 X 4 0 4220 0
----------------- -------------- ------------- ---------- ----------
3,591,039.38 41455 0 41455 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 22,252,816.56 505426 15431 486995 3000
</TABLE>
4
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CISCO SYS INC 17275R102 2,493,120.13 23273 X 23273 0 0
11,304,472.76 105526 X 0 105526 0
8,245,732.65 76973 X 1 0 76973 0
1,778,167.88 16599 X 2 0 16599 0
219,606.25 2050 X 3 0 2050 0
160,687.50 1500 X 4 0 1500 0
955,555.00 8920 X 5 0 8920 0
----------------- -------------- ------------- ---------- ----------
25,157,342.17 234841 23273 211568 0
CITIGROUP INC 172967101 1,423,316.85 25559 X 25559 0 0
5,273,160.91 94692 X 0 94692 0
2,657,519.00 47722 X 1 0 47722 0
529,643.83 9511 X 2 0 9511 0
173,243.83 3111 X 3 0 3111 0
83,531.25 1500 X 4 0 1500 0
202,479.76 3636 X 5 0 3636 0
----------------- -------------- ------------- ---------- ----------
10,342,895.43 185731 25559 160172 0
COCA COLA CO 191216100 40,309.00 692 X 692 0 0
1,063,062.50 18250 X 0 16750 1500
128,150.00 2200 X 1 0 2200 0
58,250.00 1000 X 2 0 1000 0
----------------- -------------- ------------- ---------- ----------
1,289,771.50 22142 692 19950 1500
CORNING INC 219350105 361,025.00 2800 X 0 2800 0
DISNEY WALT CO 254687106 232,537.50 7950 X 6300 0 1650
6,505,346.25 222405 X 0 217217 5188
1,851,525.00 63300 X 1 0 63300 0
282,993.75 9675 X 2 0 9675 0
77,512.50 2650 X 3 0 2650 0
20,182.50 690 X 4 0 690 0
13,162.50 450 X 5 0 450 0
----------------- -------------- ------------- ---------- ----------
8,983,260.00 307120 6300 293982 6838
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 46,134,294.10 752634 55824 688472 8338
</TABLE>
5
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOW CHEM CO 260543103 130,685.25 978 X 978 0 0
559,220.64 4185 X 0 4185 0
130,284.38 975 X 2 0 975 0
13,362.50 100 X 5 0 100 0
----------------- -------------- ------------- ---------- ----------
833,552.77 6238 978 5260 0
DU PONT E I DE NEMOURS 263534109 393,603.15 5975 X 5975 0 0
3,221,616.92 48905 X 0 48905 0
1,809,915.65 27475 X 1 0 27475 0
161,393.76 2450 X 2 0 2450 0
166,334.38 2525 X 3 0 2525 0
98,812.50 1500 X 4 0 1500 0
125,162.50 1900 X 5 0 1900 0
----------------- -------------- ------------- ---------- ----------
5,976,838.86 90730 5975 84755 0
DUKE ENERGY CORP 264399106 166,665.63 3325 X 3325 0 0
291,978.13 5825 X 0 5825 0
271,928.13 5425 X 1 0 5425 0
----------------- -------------- ------------- ---------- ----------
730,571.89 14575 3325 11250 0
EMERSON ELEC CO 291011104 215,156.25 3750 X 0 3750 0
385,101.00 6712 X 1 0 6712 0
----------------- -------------- ------------- ---------- ----------
600,257.25 10462 0 10462 0
EQUITY OFFICE PPTYS TR 294741103 309,339.29 12562 X 0 12562 0
EXXON MOBIL CORPORATION 30231G102 1,630,907.26 20244 X 19244 0 1000
13,074,246.57 162287 X 0 160887 1400
7,978,023.81 99029 X 1 0 99029 0
2,559,148.38 31766 X 2 0 31766 0
363,175.75 4508 X 3 0 4508 0
512,377.50 6360 X 4 0 6360 0
345,774.25 4292 X 5 0 4292 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 34,914,213.58 463053 29522 431131 2400
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
26,463,653.52 328486 19244 306842 2400
FEDERAL HOME LN MTG CORP 313400301 352,968.77 7500 X 0 7500 0
FEDERAL NATL MTG ASSN 313586109 154,532.82 2475 X 2475 0 0
2,179,818.06 34912 X 0 34912 0
954,669.39 15290 X 1 0 15290 0
310,626.57 4975 X 2 0 4975 0
88,973.44 1425 X 3 0 1425 0
31,218.75 500 X 4 0 500 0
84,290.63 1350 X 5 0 1350 0
----------------- -------------- ------------- ---------- ----------
3,804,129.66 60927 2475 58452 0
FIRST DATA CORP 319963104 212,043.75 4300 X 4300 0 0
93,249.95 1891 X 0 1891 0
29,587.50 600 X 2 0 600 0
----------------- -------------- ------------- ---------- ----------
334,881.20 6791 4300 2491 0
GANNETT INC 364730101 48,937.50 600 X 600 0 0
1,402,467.20 17195 X 0 15695 1500
----------------- -------------- ------------- ---------- ----------
1,451,404.70 17795 600 15695 1500
GENERAL DYNAMICS CORP 369550108 263,750.00 5000 X 0 5000 0
GENERAL ELEC CO 369604103 4,851,567.25 31351 X 31351 0 0
26,583,264.50 171782 X 0 170082 1700
16,375,026.00 105816 X 1 0 105816 0
3,659,837.50 23650 X 2 0 23650 0
591,918.75 3825 X 3 0 3825 0
758,275.00 4900 X 4 0 4900 0
688,637.50 4450 X 5 0 4450 0
----------------- -------------- ------------- ---------- ----------
53,508,526.50 345774 31351 312723 1700
GENERAL MLS INC 370334104 695,766.50 19462 X 0 19462 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 60,411,427.33 463249 38726 421323 3200
</TABLE>
7
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
516,659.00 14452 X 1 0 14452 0
116,187.50 3250 X 2 0 3250 0
----------------- -------------- ------------- ---------- ----------
1,328,613.00 37164 0 37164 0
GILLETTE CO 375766102 650,024.54 15782 X 0 15782 0
GTE CORP 362320103 352,883.07 5001 X 0 5001 0
63,506.25 900 X 2 0 900 0
----------------- -------------- ------------- ---------- ----------
416,389.32 5901 0 5901 0
HANNAFORD BROS CO 410550107 270,318.76 3900 X 0 3900 0
HEWLETT PACKARD CO 428236103 944,125.00 8300 X 8300 0 0
4,102,166.25 36063 X 0 36063 0
3,188,640.00 28032 X 1 0 28032 0
857,675.00 7540 X 2 0 7540 0
----------------- -------------- ------------- ---------- ----------
9,092,606.25 79935 8300 71635 0
HOME DEPOT INC 437076102 928,228.14 13502 X 11138 0 2364
6,224,109.42 90533 X 0 90533 0
4,254,662.54 61886 X 1 0 61886 0
489,843.75 7125 X 2 0 7125 0
61,875.00 900 X 3 0 900 0
61,875.00 900 X 4 0 900 0
407,343.75 5925 X 5 0 5925 0
----------------- -------------- ------------- ---------- ----------
12,427,937.60 180770 11138 167269 2364
HONEYWELL INTERNATIONAL INC 438516106 580,913.15 10070 X 0 10070 0
IBM CORP 459200101 333,981.00 3096 X 3096 0 0
4,587,276.50 42524 X 0 42524 0
----------------- -------------- ------------- ---------- ----------
4,921,257.50 45620 3096 42524 0
ILLINOIS TOOL WKS INC 452308109 54,050.00 800 X 800 0 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 29,046,343.62 360480 23334 334783 2364
</TABLE>
8
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,070,865.64 15850 X 0 15850 0
452,668.75 6700 X 1 0 6700 0
81,075.00 1200 X 2 0 1200 0
----------------- -------------- ------------- ---------- ----------
1,658,659.39 24550 800 23750 0
INTEL CORP 458140100 1,166,772.60 14175 X 14175 0 0
6,240,484.28 75815 X 0 75815 0
3,352,156.20 40725 X 1 0 40725 0
557,663.80 6775 X 2 0 6775 0
203,722.20 2475 X 3 0 2475 0
205,780.00 2500 X 4 0 2500 0
65,849.60 800 X 5 0 800 0
----------------- -------------- ------------- ---------- ----------
11,792,428.68 143265 14175 129090 0
JOHNSON & JOHNSON 478160104 640,068.00 6864 X 0 6864 0
475,575.00 5100 X 1 0 5100 0
----------------- -------------- ------------- ---------- ----------
1,115,643.00 11964 0 11964 0
KIMBERLY CLARK CORP 494368103 664,190.67 10150 X 10150 0 0
3,600,829.45 55027 X 0 55027 0
1,536,145.40 23475 X 1 0 23475 0
347,145.94 5305 X 2 0 5305 0
170,137.52 2600 X 3 0 2600 0
80,160.94 1225 X 4 0 1225 0
189,114.38 2890 X 5 0 2890 0
----------------- -------------- ------------- ---------- ----------
6,587,724.30 100672 10150 90522 0
LILLY ELI & CO 532457108 1,021,240.50 15357 X 0 15357 0
372,400.00 5600 X 1 0 5600 0
----------------- -------------- ------------- ---------- ----------
1,393,640.50 20957 0 20957 0
LOWES COS INC 548661107 346,550.00 5800 X 0 5800 0
LUCENT TECHNOLOGIES INC 549463107 253,500.00 3380 X 3380 0 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 23,094,095.87 309788 27705 282083 0
</TABLE>
9
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,938,975.00 25853 X 0 25853 0
315,000.00 4200 X 1 0 4200 0
60,000.00 800 X 2 0 800 0
197,700.00 2636 X 5 0 2636 0
----------------- -------------- ------------- ---------- ----------
2,765,175.00 36869 3380 33489 0
MAY DEPT STORES CO 577778103 148,350.00 4600 X 4600 0 0
268,416.75 8323 X 0 8323 0
366,779.25 11373 X 1 0 11373 0
176,568.75 5475 X 2 0 5475 0
72,562.50 2250 X 3 0 2250 0
83,205.00 2580 X 4 0 2580 0
----------------- -------------- ------------- ---------- ----------
1,115,882.25 34601 4600 30001 0
MBNA CORP 55262L100 402,618.75 14775 X 0 14775 0
MCDONALDS CORP 580135101 928,195.32 23025 X 23025 0 0
2,463,053.46 61099 X 0 61099 0
1,644,387.20 40791 X 1 0 40791 0
471,656.25 11700 X 2 0 11700 0
24,187.50 600 X 3 0 600 0
36,281.25 900 X 4 0 900 0
121,945.31 3025 X 5 0 3025 0
----------------- -------------- ------------- ---------- ----------
5,689,706.29 141140 23025 118115 0
MCI WORLDCOM INC 55268B106 621,488.73 11713 X 11713 0 0
2,371,871.56 44700 X 0 44700 0
1,832,628.91 34538 X 1 0 34538 0
376,076.94 7088 X 2 0 7088 0
7,959.30 150 X 3 0 150 0
151,226.70 2850 X 5 0 2850 0
----------------- -------------- ------------- ---------- ----------
5,361,252.14 101038 11713 89325 0
MEDIAONE GROUP INC 58440J104 212,309.75 2764 X 2764 0 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 15,293,444.18 327807 42102 285705 0
</TABLE>
10
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDTRONIC INC 585055106 524,700.00 14400 X 0 14400 0
MERCK & CO INC 589331107 551,878.14 8214 X 8214 0 0
5,476,923.45 81517 X 0 81517 0
3,580,018.76 53284 X 1 0 53284 0
409,843.75 6100 X 2 0 6100 0
215,000.00 3200 X 3 0 3200 0
107,634.38 1602 X 5 0 1602 0
----------------- -------------- ------------- ---------- ----------
10,341,298.48 153917 8214 145703 0
MICROSOFT CORP 594918104 897,223.75 7685 X 6685 0 1000
8,487,141.25 72695 X 0 72695 0
4,214,675.00 36100 X 1 0 36100 0
872,706.25 7475 X 2 0 7475 0
183,881.25 1575 X 3 0 1575 0
157,612.50 1350 X 4 0 1350 0
107,993.75 925 X 5 0 925 0
----------------- -------------- ------------- ---------- ----------
14,921,233.75 127805 6685 120120 1000
MINNESOTA MNG & MFG CO 604059105 137,025.00 1400 X 1400 0 0
1,518,041.26 15510 X 0 15510 0
171,281.25 1750 X 1 0 1750 0
41,499.00 424 X 2 0 424 0
197,707.50 2020 X 4 0 2020 0
----------------- -------------- ------------- ---------- ----------
2,065,554.01 21104 1400 19704 0
MORGAN J P & CO INC 616880100 177,275.00 1400 X 1400 0 0
720,876.13 5693 X 0 5693 0
29,123.75 230 X 1 0 230 0
196,268.75 1550 X 2 0 1550 0
126,625.00 1000 X 4 0 1000 0
12,662.50 100 X 5 0 100 0
----------------- -------------- ------------- ---------- ----------
1,262,831.13 9973 1400 8573 0
MOTOROLA INC 620076109 272,412.50 1850 X 0 1850 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 29,388,029.87 329049 17699 310350 1000
</TABLE>
11
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NEWPORT NEWS SHIPBUILDING 652228107 308,000.00 11200 X 0 11200 0
NORFOLK SOUTHERN CORP 655844108 184,500.00 9000 X 9000 0 0
73,800.00 3600 X 0 3600 0
----------------- -------------- ------------- ---------- ----------
258,300.00 12600 9000 3600 0
NORTHERN TR CORP 665859104 286,200.00 5400 X 0 5400 0
OAK INDS INC 671400505 1,910,250.00 18000 X 1 0 18000 0
PEPSICO INC 713448108 193,875.00 5500 X 0 5500 0
17,625.00 500 X 2 0 500 0
----------------- -------------- ------------- ---------- ----------
211,500.00 6000 0 6000 0
PFIZER INC 717081103 1,179,103.13 36350 X 36350 0 0
6,048,945.05 186480 X 0 182280 4200
2,320,676.08 71543 X 1 0 71543 0
821,317.50 25320 X 2 0 25320 0
19,462.50 600 X 4 0 600 0
87,581.25 2700 X 5 0 2700 0
----------------- -------------- ------------- ---------- ----------
10,477,085.51 322993 36350 282443 4200
PROCTER & GAMBLE CO 742718109 1,180,974.19 10779 X 0 9579 1200
610,263.13 5570 X 1 0 5570 0
43,825.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ----------
1,835,062.32 16749 0 15549 1200
SARA LEE CORP 803111103 270,221.51 12248 X 0 12248 0
767,775.00 34800 X 1 0 34800 0
22,062.50 1000 X 2 0 1000 0
15,443.75 700 X 3 0 700 0
----------------- -------------- ------------- ---------- ----------
1,075,502.76 48748 0 48748 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 16,361,900.59 441690 45350 390940 5400
</TABLE>
12
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SBC COMMUNICATIONS INC 78387G103 1,016,778.75 20857 X 20857 0 0
3,920,280.00 80416 X 0 80416 0
2,113,653.75 43357 X 1 0 43357 0
669,727.50 13738 X 2 0 13738 0
131,625.00 2700 X 3 0 2700 0
34,125.00 700 X 4 0 700 0
160,875.00 3300 X 5 0 3300 0
----------------- -------------- ------------- ---------- ----------
8,047,065.00 165068 20857 144211 0
SEALED AIR CORP NEW 81211K100 227,975.02 4400 X 0 4400 0
ST PAUL COS INC 792860108 387,406.25 11500 X 0 11500 0
STRYKER CORP 863667101 494,337.50 7100 X 0 7100 0
SUN MICROSYSTEMS INC 866810104 2,168,236.00 28000 X 0 28000 0
SYSCO CORP 871829107 1,424,250.00 36000 X 36000 0 0
567,721.88 14350 X 0 14350 0
1,776,356.25 44900 X 1 0 44900 0
451,012.50 11400 X 2 0 11400 0
----------------- -------------- ------------- ---------- ----------
4,219,340.63 106650 36000 70650 0
DAYTON HUDSON CORP 87612E106 212,968.77 2900 X 0 2900 0
TYCO INTL LTD NEW 902124106 63,375.00 1625 X 1625 0 0
958,230.00 24570 X 0 24570 0
230,568.00 5912 X 1 0 5912 0
----------------- -------------- ------------- ---------- ----------
1,252,173.00 32107 1625 30482 0
UNION PAC CORP 907818108 39,318.75 900 X 900 0 0
258,324.19 5913 X 0 5913 0
236,567.82 5415 X 1 0 5415 0
69,900.00 1600 X 2 0 1600 0
21,843.75 500 X 3 0 500 0
17,475.00 400 X 5 0 400 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 17,652,931.68 372453 59382 313071 0
</TABLE>
13
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
643,429.51 14728 900 13828 0
WACHOVIA CORP NEW 929771103 40,800.00 600 X 600 0 0
393,040.00 5780 X 0 5780 0
235,620.00 3465 X 1 0 3465 0
318,716.00 4687 X 2 0 4687 0
37,400.00 550 X 3 0 550 0
----------------- -------------- ------------- ---------- ----------
1,025,576.00 15082 600 14482 0
WAL MART STORES INC 931142103 1,716,028.13 24825 X 24825 0 0
3,287,170.26 47554 X 0 47554 0
4,111,209.40 59475 X 1 0 59475 0
734,453.13 10625 X 2 0 10625 0
55,300.00 800 X 5 0 800 0
----------------- -------------- ------------- ---------- ----------
9,904,160.92 143279 24825 118454 0
================= ============== ============= ========== ==========
TOTALS FOR COMMON 363,020,881.31 5559570 524308 5005550 29712
================= ============== ============= ========== ==========
GRAND TOTALS 363,020,881.31 5559570 524308 5005550 29712
</TABLE>
14
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
<S> <C>
MGR Client Name
------ ----------------------------------------
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
5 ROBERT SHAPIRO
</TABLE>
15
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/07/2000 at 04:19 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 02/07/2000 R33.110.002
As of 12/31/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.02 were:
<S> <C> <C>
ASOF## = 12/31/1999
BK_LST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 28673/1/1
====================================== End of Report ======================================
</TABLE>
16
|
|