SECURITIES AND EXCHANGE COMMISSION
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED MARCH 31, 2000
Check here if Amendment [ ]; Amendment No.
This Amendment
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: WYNNEFIELD CAPITAL MANAGEMENT, LLC
Address: ONE PENN PLAZA, NEW YORK, NEW YORK 10119
================================================================================
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Joshua H. Landes
Title: Member, General Partner
Phone: (212) 760-0814
/s/ JOSHUA H. LANDES
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New York, New York
May 15, 2000
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
FORM 13F File Number 28-7006
Name: WYNNEFIELD CAPITAL, INC.
Page 1 of 8
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FORM 13F Summary Page
Report Summary:
Number of Other Managers: 1
Form 13F Information Table Entry Total: 103
Form 13F Information Table Value Total: $ 148,607,000
List of Other Included Managers:
Provide a numbered list of the names and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "none" and omit the column headings and list entries.]
No. 1
Form 13F File Number 28-7006
Name: WYNNEFIELD CAPITAL, INC.
Page 2 of 8
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FORM 13F
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(SEC USE ONLY)
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Name of Reporting Manager WYNNEFIELD CAPITAL MANAGEMENT, LLC
Name of Manager #1 WYNNEFIELD CAPITAL, INC.
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADE Corp. Mass COM 00089C107 386,000 18,150 X Filer + #1 X
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Royal Olympic COM V7780Z109 828,000 348,500 X Filer + #1 X
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Cruise Lines Inc.
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Airgas Inc. COM 009363102 1,733,000 210,000 X Filer + #1 X
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Ambassadors Intl COM 023178106 3,015,000 241,200 Filer + #1 X
Inc.
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Ampal Amern Israel CL A 032015109 1,155,000 700,000 X Filer + #1 X
Corp.
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Assisted Living COM 04543L109 311,000 207,000 X Filer + #1 X
Concepts Inc.
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Audiovox Corp. CL A 050757103 744,000 18,600 X Filer + #1
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Autotote Corp CL A 053323101 1,568,000 380,000 X Filer + #1 X
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Avalon Hldgs Corp. CL A 05343P109 90,000 19,400 X Filer + #1 X
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Aviall Inc. New COM 05366B102 3,451,000 406,000 X Filer + #1 X
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BI Incorporated COM 055467203 2,285,000 315,125 X Filer + #1 X
NEW
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BTG Inc. COM 05576J101 608,000 65,700 X Filer + #1 X
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Baker J Inc. COM 057232100 4,981,000 759,000 X Filer + #1 X
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Baker J. Inc. SUB HT 057232AA8 277,000 350,000 X Filer + #1 X
CONV
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Barrett Business COM 068463100 3,740,000 626,686 X Filer + #1 X
Services Inc.
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Beverly Enterprises COM 087851309 249,000 70,000 X Filer + #1 X
Inc. NEW
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Blonder Tongue COM 093698108 2,660,000 343,200 X Filer + #1 X
Labs Inc.
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TOTAL 28,481,000 5,078,561
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</TABLE>
Page 3 of 8
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Brush Wellman Inc. COM 117421107 1,415,000 80,000 X Filer + #1 X
- ------------------------------------------------------------------------------------------------------------------------------------
Calton Inc. New COM 131380206 75,000 25,500 X Filer + #1 X
NEW
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Channell Coml Corp. COM 159186105 508,000 37,300 X Filer + #1 X
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CTB Intl Corp. COM 125960104 3,328,000 484,000 X Filer + #1 X
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Coastcast Corp. COM 19057T108 1,029,000 62,600 X Filer + #1 X
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Commonwealth Tel COM 203349105 5,443,000 112,375 X Filer + #1 X
Enterprises
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Connective Inc. COM 206829103 344,000 20,000 X Filer + #1 X
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Continental COM 211497102 81,000 34,000 X Filer + #1 X
Information Sys
New
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CN Energy Group COM 12541M102 307,000 10,000 X Filer + #1 X
Inc.
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Crestline Cap Corp. COM 226153104 1,313,000 75,000 X Filer + #1 X
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Crown Group Inc. COM 228359105 173,000 29,200 Filer + #1 X
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Crown Crafts Inc. COM 228309100 533,000 387,700 X Filer + #1 X
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Datametrics Corp COM 238085104 101,000 115,000 X Filer + #1 X
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Delta & Pine Lo Co COM 247357106 4,732,000 245,000 X Filer + #1 X
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Denali Inc. COM 248221103 163,000 50,000 X Filer + #1 X
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Ducommun Inc. Del COM 264147109 1,190,000 126,900 X Filer + #1 X
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Dwyer Group Inc. COM 267455103 43,000 15,000 X Filer + #1 X
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Ellis Perry Intl Inc.COM 208853104 2,200,000 200,000 X Filer + #1 X
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Farrel Corp NEW COM 311667109 121,000 64,700 X Filer + #1 X
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Find SVP Inc. COM NEW 317718302 69,000 26,300 X Filer + #1 X
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Firearms Training CL A 318120102 6,000 10,000 X Filer + #1 X
Sys Inc.
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First Aviation Svcs COM 31865M108 10,215,000 1,857,192 X Filer + #1 X
Inc.
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Foster L.B. Co. COM 350060109 145,000 36,200 X Filer + #1 X
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Gatx Corp COM 361448103 1,828,000 50,000 X Filer + #1 X
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TOTAL 34,333,000 4,153,967
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</TABLE>
Page 4 of 8
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
G-III ApparelGroup COM 36237H101 958,000 207,132 X Filer + #1 X
Ltd
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General CL A 369385109 3,994,000 751,840 X Filer + #1 X
Communication Inc.
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Genzyme Corp COM 372917609 251,000 20,000 X Filer + #1 X
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Government Tech- COM 383750106 519,000 166,175 X Filer + #1
nology Svcs Inc.
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Guess Inc. COM 401617105 921,000 30,000 X Filer + #1 X
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Halsey Drug Co. COM 406369108 32,000 18,500 X Filer + #1 X
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Harsco Corp COM 415864107 1,328,000 46,000 X Filer + #1 X
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Hello Direct Inc. COM 423402106 3,106,000 251,000 X Filer + #1 X
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ICO Hldgs Inc. COM 449293109 501,000 314,200 X Filer + #1 X
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IT Group Inc. COM 465266104 499,000 67,700 X Filer + #1 X
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JPS Packaging Co. COM 46623H102 523,000 167,250 X Filer + #1 X
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Jo-Ann Stores Inc. CL B 47758P208 1,173,000 182,200 X Filer + #1 X
Non-tg
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LTV Corp. New COM 501921100 69,000 20,000 X Filer + #1 X
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Layne Christensen COM 521050104 673,000 149,500 X Filer + #1 X
Co.
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Ladish Inc. COM 505754200 1,819,000 291,017 X Filer + #1 X
NEW
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Marisa Christina Inc.COM 570268102 89,000 52,600 X Filer + #1 X
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Mark IV Inds. Inc. COM 570387100 869,000 39,600 X Filer + #1 X
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Mattel Inc. COM 577081102 109,000 10,000 X Filer + #1
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Monmouth Cap Corp. COM 609524105 78,000 30,275 X Filer + #1
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Monro Muffler Brake COM 610236101 2,987,000 362,100 X Filer + #1 X
Inc.
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TOTAL 20,498,000 3,177,089
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</TABLE>
Page 5 of 8
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Morton Industrial CL A 619328107 551,000 113,010 X Filer + #1 X
Group
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MS Group Inc. COM 628916108 156,000 10,000 X Filer + #1 X
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NASDAQ Unite 631100104 2,046,000 20,000 X Filer + #1 X
Ser 1
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Niagara Corp COM 653349100 1,158,000 280,619 X Filer + #1 X
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Noodle Kidoodle Inc. COM 655370104 238,000 50,000 X Filer + #1 X
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Opticare Health Sys COM 68386P105 1,201,000 343,005 X Filer + #1 X
Inc.
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Pboc Hldgs Inc COM 69316G108 1,323,000 141,100 X Filer + #1 X
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Penn Va Corp. COM 707882106 218,000 13,000 X Filer + #1
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PMR Corp. COM 693451106 97,000 21,600 X Filer + #1 X
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Packaged Ice Inx COM 695148106 102,000 24,700 X Filer + #1 X
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Phillips Van Heusen COM 718592108 298,000 38,200 X Filer + #1 X
Corp
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Phoenix Gold Intl COM 719068108 1,014,000 415,950 X Filer + #1 X
Inc.
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Pinnacle Global COM 723465100 61,000 18,000 X Filer + #1 X
Group Inc.
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Pricesmart Inc.E COM 741511109 11,869,000 293,050 X Filer + #l
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Primark Corp COM 741903108 1,945,000 80,000 X Filer + #1 X
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RCN Corp COM 749361101 366,000 7,150 X Filer + #1 X
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Rankin Automotive COM 753050103 49,000 52,575 X Filer + #1 X
Group Inc.
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SCP Pool COM 784020102 2,930,000 103,700 X Filer + #1
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Safety 1st; Inc. COM 786475103 6,337,000 603,550 X Filer + #1
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Scheid Vineyards CL A 806403101 388,000 100,000 X Filer + #1 X
Inc.
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Sequa Corporation CL A 817320104 3,088,000 75,000 X Filer + #1 X
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Sequa Corporation CL B 817320203 358,000 7,300 X Filer + #1 X
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TOTAL 35,789,000 2,811,509
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</TABLE>
Page 6 of 8
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Simon Transn Svcs CL A 828813105 2,277,000 467,000 X Filer + #1 X
Inc.
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SOS Staffing Svcs COM 78462X104 712,000 165,000 X Filer + #1 X
Inc.
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Sola Intl Inc. COM 834092108 175,000 26,900 X Filer + #1 X
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Specialty Catalog COM 84748Q103 1,200,000 436,399 X Filer + #1 X
Corp
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Sunsource Inc. COM 867948101 105,000 40,000 X Filer + #1 X
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Sylvan Inc. COM 871371100 8,445,000 1,055,586 X Filer + #1 X
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Syntellect Inc. COM 8761L105 1,010,000 248,700 X Filer + #1 X
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Tasty Baking Co. COM 876553306 4,329,000 409,861 X Filer + #1
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TBC CORP COM 872180104 318,000 63,500 X Filer + #1 X
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Tropical Sportswear COM 89708P102 1,103,000 91,000 X Filer + #1 X
Intl Corp.
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Tyler Technologies COM 902252105 255,000 40,000
Inc.
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US Home & Garden COM 902939107 416,000 110,000
Inc.
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US Liquids Inc. COM 902974104 450,000 75,000 X Filer + #1 X
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US Inds Inc. New COM 912080108 1,966,000 170,000 X Filer + #1 X
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Ventas Inc. COM 92276F100 1,164,000 351,500 X Filer + #1 X
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Veterinary Ctrs COM 925514101 1,636,000 120,100 X Filer + #1 X
Amer Inc.
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WHX Corp COM 929248102 309,000 45,000 X Filer + #1
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TOTAL 25,870,000 3,915,546
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</TABLE>
Page 7 of 8
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<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Wackenhut Corp. COM 929794303 191,000 20,000 X Filer + #1 X
Ser B
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Westmoreland Coal COM 960878106 2,843,000 733,700 X Filer + #1 X
Co
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Weston Roy F Inc. Cl A 961137106 81,000 38,000 X Filer + #1 X
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Woodhead COM 979438100 521,000 30,400 X Filer + #1 X
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TOTAL 3,636,000 822,100
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GRAND TOTAL $148,607,000.00 19,958,772
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</TABLE>
