SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
SMARTSERV ONLINE, INC.
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(Name of Issuer)
Common Stock, $.01 par value
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(Title of Class of Securities)
83169 M 203
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(CUSIP Number)
January 23, 2000
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act.
<PAGE>
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CUSIP No. 83169 M 203 Page 2 of 6
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1. NAME OF REPORTING PERSON
Kevin B. Kimberlin
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States Citizen
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NUMBER OF 5. SOLE VOTING POWER 539,500
SHARES ----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 0
OWNED BY ----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER 539,500
REPORTING ----------------------------------------------------------------
PERSON WITH 8. SHARED DISPOSITIVE POWER 0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
539,500
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
19.2%
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12. TYPE OF REPORTING PERSON
IN
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Page 3 of 6
Item 1.
(a) Name of Issuer:
SmartServ Online, Inc.
(b) Address of Issuer's Principal Executive Offices:
1 Station Place
Stamford, CT 06902
Item 2.
(a) Name of Person Filing:
Kevin B. Kimberlin
(b) Address of Principal Business Office:
c/o 535 Madison Avenue, 18th Floor
New York, NY 10022
(c) Citizenship:
Kevin B. Kimberlin is a citizen of the United
States.
(d) Title of Class of Securities:
Common Stock, $.01 par value
(e) CUSIP Number:
83169 M 203
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Page 4 of 6
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b)
or (c), check the status of the person filing
Not applicable.
Item 4. Ownership
(a) Amount beneficially owned:
539,500
(b) Percent of class:
19.2%
(c) Number of shares as to which the person has
(i) Sole power to vote or to direct the vote:
539,500
(ii) Shared power to vote or direct the vote:
0
(iii) Sole power to dispose or direct the
disposition of:
539,500
(iv) Shared power to dispose or to direct the
disposition of:
0
Pursuant to a Settlement Agreement, dated June 28, 1999 (the
"Settlement Agreement"), among SmartServ Online, Inc., Spencer
Trask Securities, Inc. and Kevin Kimberlin Partners, L.P. ("KKP"),
and prior agreements referred to in the Settlement Agreement, KKP,
a Delaware limited partnership, of which the reporting person is
the sole general partner, received, on January 23, 2000, a direct
issuance of 427,500 warrants from the Issuer to purchase common
stock of the Issuer.
Pursuant to the Settlement Agreement, Spencer Trask Holdings, Inc.,
a Delaware corporation ("STHI"), of which the reporting person is
the controlling shareholder, received, on January 25, 2000, a
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Page 5 of 6
direct issuance of 112,000 warrants from the Issuer to purchase
common stock of the Issuer.(1)
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control
Person
Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are not
held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
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(1) The reporting person erroneously reported in the original Schedule 13G,
filed March 9, 2000, that the reporting person received, on January 25, 2000, a
direct issuance of 50,000 warrants from the Issuer to purchase common stock of
the Issuer.
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Page 6 of 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: August 9, 2000
Kevin B. Kimberlin
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Kevin B. Kimberlin
