U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 3
INITIAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed Pursuant to Section 16(a) of the Securities
Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company act of 1935 or
Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person: Kimberlin, Kevin B.
535 Madison Avenue, 18th Floor
New York, NY 10022
2. Date of Event Requiring Statement:
(Month/Day/Year) 1/23/2000
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Issuer Name and Ticker or Trading Symbol: SmartServ Online, Inc. SSOL
5. Relationship of Reporting Person to Issuer:
[ ] Director [ x ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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6. If Amendment, Date of Original: 3/9/2000
7. Individual or Joint/Group Filing (check applicable line)
[ x ] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
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1)Title of Security 2) Amount of 3) Ownership 4) Nature of
Securities Form:Direct Indirect
Beneficially (D) or Beneficial
Owned at End Indirect(I) Ownership
of Month
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N/A
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<CAPTION>
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1)Title of Derivative 2) Date Exer- 3)Title & Amount 4) Conversion 5)Ownership 6) Nature of
Security cisable and of Underlying or Exercise form of Indirect
Expiration Securities Price of Derivative Beneficial
Date Derivative Security Ownership
Security Direct (D)
or Indirect(I)
Date Expira- Title Amount or
Exer- tion Number of
cisable Date Shares
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<S> <C> <C> <C> <C> <C> <C> <C>
Warrants to Purchase 1/23/00 11/24/03 Common Stock 427,500 $0.60 I See note (1)
Common Stock
Warrants to Purchase 1/25/00 11/24/03 Common Stock 112,000 $0.60 I See note (2)
Common Stock
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Explanation of Responses:
(1) Kevin Kimberlin Partners, LP, a Delaware limited partnership, of which the
reporting person is the general partner, received a direct issuance, as of
January 23, 2000, of 427,500 warrants from the Issuer to purchase common
stock of the Issuer.
(2) Spencer Trask Holdings, Inc., a Delaware corporation, of which the reporting
person is the controlling shareholder, received, on January 25, 2000, a
direct issuance of 112,000 warrants from the Issuer to purchase common stock
of the Issuer.
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**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
/s/ Kevin B. Kimberlin August 9, 2000
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**Signature of Reporting Person Date
