UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY May 15, 2000
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/00
RUN DATE: 5/15/00 11:17 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 270
FORM 13F INFORMATION TABLE VALUE TOTAL: $737,078,709.26
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
<C> <C>
SHUFRO ROSE & CO LLC PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
IRT PROPERTY CV 7.30% CONV PFD 450058AA0 1580 1674000 PRN SOLE 1674000
PARK ELECTROCHM 5.5% 3-1-CONV PFD 700416AB6 1921 2294000 PRN SOLE 2294000
TRANSMEDIA NETWORK CONV PFD 893767400 143 28161 PRN SOLE 28161
ABBOTT LABORATORIES COM 002824100 11712 357610 SH SOLE 357610
ACME UNITED COM 004816104 56 28000 SH SOLE 28000
AGRIUM INC COM 008916108 10524 1211315 SH SOLE 1211315
ALEXANDER & BALDWIN COM 014482103 3594 175600 SH SOLE 175600
ALLSTATE COM 020002101 453 23227 SH SOLE 23227
AMERICAN EXPRESS COM 025816109 357 2660 SH SOLE 2660
AMERICAN HOME PRODUCTS COM 026609107 15347 352811 SH SOLE 352811
AMERICAN INTERNATIONAL GRCOM 026874107 277 3128 SH SOLE 3128
AMGEN INC COM 031162100 242 3560 SH SOLE 3560
APARTMENT INVESTMENT & MGCOM 03748R101 326 8800 SH SOLE 8800
APRIA HEALTH GROUP COM 037933108 303 21275 SH SOLE 21275
ARROW ELECTRONICS COM 042735100 3479 115000 SH SOLE 115000
ASTROSYSTEMS COM 046465100 51 128000 SH SOLE 128000
AT & T CORP COM 001957109 1982 40086 SH SOLE 40086
ATCHISON CASTING COM 046613105 379 45900 SH SOLE 45900
ATLANTIC RICHFIELD COM 048825103 2669 37590 SH SOLE 37590
AT & T LIBERTY MEDIA GROUCOM 001957208 291 5566 SH SOLE 5566
AUDIOVOX CL A COM 050757103 272 4210 SH SOLE 4210
AUTODESK COM 052769106 6869 153700 SH SOLE 153700
AUTOTOTE COM 053323101 1167 270610 SH SOLE 270610
AVANT CORP COM 053487104 444 29955 SH SOLE 29955
BAKER HUGHES COM 057224107 2306 89139 SH SOLE 89139
BALDWIN TECHNOLOGY COM 058264102 1414 753900 SH SOLE 753900
BELL ATLANTIC COM 077853109 995 20341 SH SOLE 20341
BELLSOUTH COM 079860102 1147 28150 SH SOLE 28150
BERKLEY W R COM 084423102 4798 298690 SH SOLE 298690
BERKSHIRE HATHAWAY CL B COM 084670207 5862 4071 SH SOLE 4071
BETHLEHEM STEEL COM 087509105 5671 997021 SH SOLE 997021
BHC COMMUNICATIONS COM 055448104 4283 26850 SH SOLE 26850
BOEING CO COM 097023105 229 6220 SH SOLE 6220
BOMBAY COM 097924104 6316 1742480 SH SOLE 1742480
BP AMOCO COM 055622104 3056 65016 SH SOLE 65016
BRAZILIAN EQUITY FUND COM 105884100 576 95000 SH SOLE 95000
BRIDGFORD FOOD CORP COM 108763103 313 34540 SH SOLE 34540
BRISTOL-MYERS SQUIBB COM 110122108 2616 46048 SH SOLE 46048
BUDGET GROUP COM 119003101 151 25750 SH SOLE 25750
BURLINGTON RESOURCES COM 122014103 1695 61340 SH SOLE 61340
CALGON CARBON COM 129603106 252 35100 SH SOLE 35100
CARNIVAL CRUISE LINES COM 143658102 1370 47550 SH SOLE 47550
CASH AMERICA INTL COM 14754D100 8249 733250 SH SOLE 733250
CATERPILLAR COM 149123101 409 11678 SH SOLE 11678
CELERA GENOMICS GROUP COM 69332S201 293 1200 SH SOLE 293
CENTRAL SECURITIES COM 155123102 221 7339 SH SOLE 7339
CHARMING SHOPPES COM 161133103 2515 419200 SH SOLE 419200
CH ENERGY GROUP COM 12541M102 4792 167760 SH SOLE 167760
CHEVRON COM 166751107 2169 29035 SH SOLE 29035
CHRIS-CRAFT INDUSTRIESCLBCOM 170520506 217 4576 SH SOLE 4576
CIRRUS LOGIC COM 172755100 379 18200 SH SOLE 18200
CISCO SYSTEMS COM 17275R102 489 3696 SH SOLE 3696
CITIGROUP COM 172967101 854 16523 SH SOLE 16523
CITIZENS UTILITIES COM 177342201 14764 968110 SH SOLE 968110
CLARE C P COM 12615K107 524 57000 SH SOLE 57000
COAST DISTRIBUTION SYSTEMCOM 190345108 34 16500 SH SOLE 16500
COCA-COLA CO COM 191216100 440 9090 SH SOLE 9090
COLD METAL PRODUCTS COM 192861102 128 32940 SH SOLE 32940
COMCAST CLASS A SPECIAL COM 200300200 542 12763 SH SOLE 12763
COMMERCE BANCSHARES COM 200525103 377 13121 SH SOLE 13121
COMMUNICATIONS SYSTEMS COM 203900105 416 23125 SH SOLE 23125
COMPAQ COMPUTER COM 204493100 1351 54300 SH SOLE 54300
COMSHARE COM 205912108 102 21000 SH SOLE 21000
CONEXANT SYSTEMS COM 207142100 200 2038 SH SOLE 2038
CONSOLIDATED EDISON COM 209115104 344 12475 SH SOLE 12475
CONSOLIDATED TOMOKA LAND COM 210226106 5089 444880 SH SOLE 444880
CONSOLIDATED STORES COM 210149100 737 65515 SH SOLE 65515
CONTIFINANCIAL CORP COM 21075V107 37 528910 SH SOLE 528910
CORNING COM 219350105 17368 92384 SH SOLE 92384
CORRPRO COMPANIES COM 220317101 329 59100 SH SOLE 59100
CPAC COM 126145101 870 124300 SH SOLE 124300
CRAFTMADE INTERNATIONAL COM 22413E104 1803 248735 SH SOLE 248375
CROWN CORK & SEAL COM 228255105 4022 287250 SH SOLE 287250
CUMMINS ENGINE COM 231021106 981 29450 SH SOLE 29450
DAY RUNNER COM 239545106 374 221750 SH SOLE 221750
DEPARTMENT 56 COM 249509100 6976 493860 SH SOLE 493860
DIAGNOSTIC PRODUCTS COM 252450101 1109 48200 SH SOLE 48200
DISNEY WALT COM 254687106 16728 499342 SH SOLE 499342
DONNELLY CORP CLASS A COM 257870105 3013 248500 SH SOLE 248500
DOW CHEMICAL COM 260543103 434 4000 SH SOLE 4000
DRUG EMPORIUM COM 262175102 89 20000 SH SOLE 20000
DUPONT COM 263534109 30434 602658 SH SOLE 602658
EASTGROUP PROPERTIES COM 277276101 1057 53700 SH SOLE 53700
EDISON INTERNATIONAL COM 281020107 341 12962 SH SOLE 12962
EL PASO ELECTRIC CO NEW COM 283677854 1656 173165 SH SOLE 173165
EMC CORP COM 368648102 381 3200 SH SOLE 3200
ENVIRONMENTAL ELEMENTS COM 293940102 58 21400 SH SOLE 21400
ERICSSON LM TEL B NEW COM 294821400 221 2300 SH SOLE 2300
ETHAN ALLEN INTERIORS COM 297602104 2142 91900 SH SOLE 91900
EXXON MOBIL COM 30231G102 43543 578163 SH SOLE 578163
FINANCIAL FEDERAL COM 317492106 882 51500 SH SOLE 51500
FIRST DATA COM 319963104 1221 24900 SH SOLE 24900
FIRST NATIONAL BANK ANCHOCOM 322387101 440 476 SH SOLE 476
FIRST TENNESSEE NATIONAL COM 337162101 183 10600 SH SOLE 10600
FLEETWOOD ENTERPRISES COM 339099103 4848 314000 SH SOLE 314000
FORD MOTOR COMPANY COM 345370100 714 17158 SH SOLE 17158
FORTUNE BRANDS COM 349631101 613 28000 SH SOLE 28000
FOURTH SHIFT COM 351128103 402 74740 SH SOLE 74740
GALLAHER COM 363595109 434 28000 SH SOLE 28000
GAP INC COM 364760108 296 6122 SH SOLE 6122
GENERAL ELECTRIC COM 369604103 91390 691361 SH SOLE 691361
GENERAL MOTORS COM 370442105 622 8182 SH SOLE 8182
GENUINE PARTS COM 372460105 320 14200 SH SOLE 14200
GERMANY FUND COM 374143105 1646 99360 SH SOLE 99360
GETTY PETROLEUM MARKETINGCOM 374292100 361 180419 SH SOLE 180419
GETTY REALTY NEW COM 374297109 318 26384 SH SOLE 26384
GLACIER WATER SERVICES COM 376395109 170 10000 SH SOLE 10000
GLATFELTER (P H) COM 377316104 1581 129101 SH SOLE 129101
GOODYEAR TIRE & RUBBER COM 382550101 2564 113000 SH SOLE 113000
GOVERNMENT TECHNOLOGY SERCOM 383750106 2310 513280 SH SOLE 513280
GREAT TRAIN STORE COM 391330107 31 248100 SH SOLE 248100
GROUPE AB COM 39944Q109 985 82530 SH SOLE 82530
GTE CORP COM 362320103 216 3660 SH SOLE 3660
GUILFORD MILLS COM 401794102 93 10000 SH SOLE 10000
HALLIBURTON CO COM 406216101 1718 45000 SH SOLE 45000
HANSON INDUSTRIES ADR COM 411352404 6909 216739 SH SOLE 216739
HARTMARX CORP COM 417119104 2561 803200 SH SOLE 803200
HEILIG MEYERS COM 422893107 132 40575 SH SOLE 40575
HEWLETT PACKARD COM 428236103 24051 178815 SH SOLE 178815
HILLENBRAND INDUSTRIES COM 431573104 2779 91500 SH SOLE 91500
HOLLINGER COM 435569108 6945 575710 SH SOLE 575710
HOME DEPOT COM 437076102 8410 145465 SH SOLE 145465
HONEYWELL INTL COM 438516106 215 4476 SH SOLE 4476
HON INDUSTRIES COM 438092108 277 15000 SH SOLE 15000
H & Q LIFE SCIENCES INVESCOM 404053100 723 19031 SH SOLE 19031
HUDSON UNITED BANCORP COM 444165104 528 26157 SH SOLE 26157
HUGHES SUPPLY COM 444482103 179 10000 SH SOLE 10000
HUNTCO INC COM 445661101 1953 446305 SH SOLE 446305
HUNT CORP COM 445591100 581 60000 SH SOLE 60000
HUSSMAN INTERNATIONAL COM 448110106 1532 106100 SH SOLE 106100
IMPERIAL SUGAR CO NEW COM 453096109 30 11000 SH SOLE 11000
INPUT/OUTPUT COM 457652105 4038 666040 SH SOLE 666040
INSTEEL INDUSTRIES COM 45774W108 2748 357500 SH SOLE 357500
INTEGRALVISION COM 45811H106 444 92250 SH SOLE 92250
INTEGRATED DEVICE TECHNOLCOM 458118106 12414 336660 SH SOLE 336660
INTEL COM 458140100 512 4527 SH SOLE 4527
INTL BUSINESS MACHINES COM 459200101 8941 87655 SH SOLE 87655
INTERNATIONAL PAPER COM 460146103 1520 41285 SH SOLE 41285
INTERTAN COM 461120107 102 11409 SH SOLE 11409
IT GROUP COM 465266104 202 26451 SH SOLE 26451
ITT HARTFORD GROUP COM 416515104 316 10100 SH SOLE 10100
JOHNSON & JOHNSON COM 478160104 2072 28877 SH SOLE 28877
KENT ELECTRONICS COM 490553104 5452 160950 SH SOLE 160950
KENTUCKY ELECTRIC STEEL COM 49127B100 64 28950 SH SOLE 28950
KERR-MCGEE COM 492386107 228 5100 SH SOLE 5100
KEYSPAN CORP COM 49337W100 217 10664 SH SOLE 10664
KIMBERLY CLARK COM 494368103 828 16021 SH SOLE 16021
KIRBY CORP COM 497266106 2992 154400 SH SOLE 154400
LACLEDE GAS COM 505588103 2030 101500 SH SOLE 101500
LACROSSE FOOTWEAR COM 505688101 1099 274625 SH SOLE 274625
LAM RESEARCH COM 512807108 732 4690 SH SOLE 4690
LASALLE RE HOLDINGS LTD COM G5383Q101 1515 124295 SH SOLE 124295
LAZARE KAPLAN INTL COM 521078105 359 47900 SH SOLE 47900
LENNOX INTERNATIONAL COM 526107107 198 20860 SH SOLE 20860
LINENS N THINGS COM 535679104 242 12305 SH SOLE 12305
LODGENET ENTERTAINMENT COM 540211109 1168 44300 SH SOLE 44300
LORAL SPACE COMM LTD COM G56462107 200 13275 SH SOLE 13275
LUCENT TECHNOLOGIES COM 549463107 1790 30084 SH SOLE 30084
M-SYSTEMS/FLASH DISK PIONCOM M7061C100 980 13000 SH SOLE 13000
MACDERMID COM 554273102 253 7400 SH SOLE 7400
MANPOWER INC COM 56418H100 409 12500 SH SOLE 12500
MATTEL INC COM 577081102 322 33425 SH SOLE 33425
MAXWELL SHOE COM 577766108 377 45050 SH SOLE 45050
MCI WORLDCOM COM 55268B106 363 8128 SH SOLE 8128
MEDIAONE GROUP COM 58440J104 359 4571 SH SOLE 4571
MELLON FINANCIAL COM 58551A108 1727 57334 SH SOLE 57334
MENTOR GRAPHICS COM 587200106 3647 212990 SH SOLE 212990
MERCK & CO COM 589331107 3535 57415 SH SOLE 57415
MERITOR AUTOMOTIVE COM 59000G100 2414 170460 SH SOLE 170460
MERRILL LYNCH & CO COM 590188108 545 5319 SH SOLE 5319
METATEC INTERNATIONAL COM 591398102 62 12000 SH SOLE 12000
METRETEK TECHNOLOGIES COM 59159Q107 160 12800 SH SOLE 12800
MFRI INC COM 552721102 858 176000 SH SOLE 176000
MGI PROPERTIES COM 552885105 960 185060 SH SOLE 185060
MICHAELS STORES COM 594087108 1194 44000 SH SOLE 44000
MICROSOFT COM 594918104 697 7797 SH SOLE 7797
MIDAS MUFFLER SHOPS COM 595626102 6649 277035 SH SOLE 277035
MILBROOK PRESS COM 600179105 364 157500 SH SOLE 157500
MILLENNIUM CHEMICALS COM 599903101 2015 143959 SH SOLE 143959
MINNESOTA MINING & MFG COM 604059105 1833 20804 SH SOLE 20804
MONSANTO CO COM 611662107 1552 39985 SH SOLE 39985
MOORE MEDICAL COM 615799103 720 67000 SH SOLE 67000
MORGAN J P & CO COM 616880100 17077 153846 SH SOLE 153846
MOTOROLA COM 620076109 1285 7535 SH SOLE 7535
M&T BANK CORP COM 55261F104 13843 37514 SH SOLE 37514
NAM TAI ELECTRONICS COM 629865205 251 17000 SH SOLE 17000
NEWELL RUBBERMAID COM 651229106 756 32685 SH SOLE 32685
NEW GERMANY FUND COM 644465106 6358 442300 SH SOLE 442300
NEW MEXICO & ARIZONA LANDCOM 647072107 1801 335010 SH SOLE 335010
NEW PLAN EXCEL REALTY TRUCOM 648053106 280 20100 SH SOLE 20100
NOKIA SPONSORED ADR COM 654902204 238 1200 SH SOLE 1200
OAK TECHNOLOGY COM 671802106 3989 218564 SH SOLE 218564
OCEAN ENERGY COM 67481E106 3120 291920 SH SOLE 291920
OFFSHORE LOGISTICS COM 676255102 1018 102400 SH SOLE 102400
OLD REPUBLIC COM 680223104 3224 275800 SH SOLE 275800
ORTHOLOGIC CORP COM 68750J107 331 42700 SH SOLE 42700
PALL CORPORATION COM 696429307 275 13900 SH SOLE 13900
PAXSON COMMUNICATIONS COM 704231109 400 39025 SH SOLE 39025
PE BIOSYSTEMS GROUP COM 69332S102 506 4800 SH SOLE 4800
PENNEY JC COM 708160106 321 20370 SH SOLE 20370
PEPSICO INC COM 713448108 1562 48440 SH SOLE 48440
PETSMART COM 716768106 2142 646505 SH SOLE 646505
PFIZER INC COM 717081103 5060 157510 SH SOLE 157510
PHARMACIA & UPJOHN COM 716941109 228 4785 SH SOLE 4785
PHILIP MORRIS COM 718154107 2192 109272 SH SOLE 109272
PIONEER STANDARD ELECTRONCOM 723877106 3763 204780 SH SOLE 204780
POLAROID COM 731095105 528 21080 SH SOLE 21080
PROCTER & GAMBLE COM 742718109 229 2600 SH SOLE 2600
PROVIDIAN COM 74406A102 1556 24000 SH SOLE 24000
QUAKER OATS CO COM 747402105 351 6500 SH SOLE 6500
QUESTEC IMAGING COM 747936102 82 105000 SH SOLE 105000
RARE MEDIUM GROUP COM 75382N109 268 4460 SH SOLE 4460
RDO EQUIPMENT - CL A COM 749413100 65 12750 SH SOLE 12750
RITE AID COM 767754104 3898 567010 SH SOLE 567010
ROYAL DUTCH PETROLEUM COM 780257804 2184 41592 SH SOLE 41592
ROYCE VALUE TRUST COM 780910105 4009 290264 SH SOLE 290264
SAMUELS JEWELERS COM 796060101 719 91310 SH SOLE 91310
SARA LEE COM 803111103 9853 656882 SH SOLE 656882
SBC COMMUNICATIONS COM 78387G103 2681 70546 SH SOLE 70546
SCHERING-PLOUGH COM 806605101 413 11840 SH SOLE 11840
SCHLUMBERGER LTD COM 806857108 3604 48790 SH SOLE 3604
SCHNITZER STEEL INDUSTRIECOM 806882106 1401 90375 SH SOLE 90375
A SCHULMAN COM 808194104 230 17350 SH SOLE 17350
SEARS ROEBUCK & CO COM 812387108 212 7678 SH SOLE 7678
SPARTAN MOTORS COM 846819100 1105 271900 SH SOLE 271900
SPARTAN CORP COM 847235108 237 48000 SH SOLE 48000
STANDARD PACIFIC COM 85375C101 108 10125 SH SOLE 10125
STARRETT (L.S.) COM 855668109 2113 91850 SH SOLE 91850
STEWART ENTERPRISES COM 860370105 178 41950 SH SOLE 41950
STEWART & STEVENSON SERVICOM 860342104 2591 264000 SH SOLE 264000
STRATEGIC DISTRIBUTION COM 862701208 147 84050 SH SOLE 84050
SUMMIT BANCORP COM 866005101 705 29433 SH SOLE 29433
SUN MICROSYSTEMS COM 866810104 410 4300 SH SOLE 4300
SUNSOURCE INC COM 867948101 139 27800 SH SOLE 27800
SUNOCO COM 86764P109 4596 186150 SH SOLE 186150
SWISS ARMY BRANDS COM 870827102 2345 367970 SH SOLE 367970
SWISS HELVETIA FUND COM 870875101 3270 253953 SH SOLE 242953
SYMMETRICOM COM 871543104 710 51605 SH SOLE 51605
SYNALLOY COM 871565107 1256 167500 SH SOLE 167500
TBC CORP COM 872180104 1225 233300 SH SOLE 233300
TECUMSEH PRODUCTS COM 878895200 6128 142105 SH SOLE 142105
TEJON RANCH COM 879080109 5435 216300 SH SOLE 216300
TIME WARNER COM 887315109 4648 54360 SH SOLE 54360
TIMKEN ROLLER BEARING COM 887389104 5997 418985 SH SOLE 418985
TJX COMPANIES COM 872540109 253 15875 SH SOLE 15875
TOKIO MARINE & FIRE INS COM 889090403 1391 30000 SH SOLE 30000
TOOTSIE ROLL INDUSTRIES COM 890516107 2034 68510 SH SOLE 68510
TRANSOCEAN SEDCO FOREX COM G90078109 371 9406 SH SOLE 9406
TRENWICK GROUP COM 895290104 1338 101475 SH SOLE 101475
TRICON GLOBAL RESTAURANTSCOM 895953107 1261 47347 SH SOLE 47347
TSI INTERNATIONAL COM 872879101 1696 19993 SH SOLE 19993
TUPPERWARE COM 899896104 5687 330860 SH SOLE 330860
TWIN DISC COM 901476101 3221 186700 SH SOLE 186700
UNIFI COM 904677101 296 31000 SH SOLE 31000
UNION PACIFIC COM 907818108 9096 239381 SH SOLE 239381
U S WEST INC COM 91273H101 351 4831 SH SOLE 4831
UNIVERSAL FOODS COM 913538104 741 41000 SH SOLE 41000
USEC INC COM 90333E108 1723 483600 SH SOLE 483600
UST INC COM 902911106 444 23000 SH SOLE 23000
UTAH MEDICAL PRODUCTS COM 917488108 654 91800 SH SOLE 91800
VARIAN INSTRUMENTS COM 922206107 10132 254097 SH SOLE 254097
VARIAN MEDICAL SYSTEMS COM 92220P105 5889 147454 SH SOLE 147454
VODAFONE AIRTOUCH COM 92857T107 3795 65785 SH SOLE 65785
WAL-MART STORES COM 931142103 1139 23400 SH SOLE 23400
WARNER-LAMBERT COM 934488107 3605 42130 SH SOLE 42130
WEIRTON STEEL COM 948774104 5121 539060 SH SOLE 539060
WESTERN GAS RESOURCES COM 958259103 1067 77600 SH SOLE 77600
WHOLE FOODS MKT COM 966837106 234 6150 SH SOLE 6150
WYNNS INTERNATIONAL COM 983195108 795 59736 SH SOLE 59736
3COM COM 885535104 7846 80065 SH SOLE 80065
LINE COUNT: 270
</TABLE
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