SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 4)(1)
GUARDIAN INTERNATIONAL, INC.
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(Name of Issuer)
Class A Voting Common Stock, par value $.001 per share
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(Title of Class of Securities)
401376 10 8
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(CUSIP Number)
Marilyn K. Dalton
Secretary and Treasurer
Westar Capital, Inc.
818 Kansas Avenue
Topeka, Kansas 66612
(785) 575-8357
Copies to:
Richard D. Terrill, Esq.
818 Kansas Avenue
Topeka, Kansas 66612
(785) 575-6322
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 21, 1998
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: |_|
Note. Schedule filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 5 Pages)
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(1) The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
<TABLE>
<CAPTION>
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CUSIP No. 401376 10 8 13D Page 2 of 5 Pages
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<S> <C> <C>
1 NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
WESTAR SECURITY, INC.
IRS NO. 48-1169432
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|_| (a)
|X| (b)
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
KANSAS
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NUMBER OF SHARES BENEFICIALLY OWNED BY 7 SOLE VOTING POWER
EACH REPORTING PERSON WITH
0
------- -------------------------------------------------------------------------
8 SHARED VOTING POWER
0
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9 SOLE DISPOSITIVE POWER
0
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10 SHARED DISPOSITIVE POWER
0
- --------- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP No. 401376 13D Page 3 of 5 Pages
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1 NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
PROTECTION ONE, INC.
IRS NO. 92-1063818
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|_| (a)
|X| (b)
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3 SEC USE ONLY
- --------- --------------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
- --------- --------------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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NUMBER OF SHARES BENEFICIALLY OWNED BY 7 SOLE VOTING POWER
EACH REPORTING PERSON WITH
0
------- -------------------------------------------------------------------------
8 SHARED VOTING POWER
0
------- -------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
------- -------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------- --------------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- --------- --------------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
- --------- --------------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
- --------- --------------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
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</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
ITEM 1. SECURITY AND ISSUER.
This Statement relates to the Class A Voting Common Stock, $.001 par value (the
"Shares"), of Guardian International, Inc. ("Guardian"), a Nevada corporation.
Guardian's principal executive office is located at 3880 North 28th Terrace,
Hollywood, Florida 33020-1118.
ITEM 2. IDENTITY AND BACKGROUND.
This Statement is filed on behalf of Westar Security, Inc., a Kansas corporation
("Westar Security"), Protection One, Inc., a Delaware corporation ("Protection
One"), Westar Capital, Inc., a Kansas corporation ("Westar Capital"), and
Western Resources, Inc., a Kansas corporation ("Western Resources" and, together
with Westar Security, Protection One and Westar Capital, collectively referred
to herein as the "Reporting Persons"). The Reporting Persons are affiliated
companies.
On October 21, 1998, Westar Security and Guardian entered into a Stock
Subscription Agreement whereby Westar Security exchanged all of the securities
of Guardian owned by Westar Security on such date, consisting of (i) 2,037,132
shares of Series A 9-3/4% Convertible Preferred Stock, $.001 par value per
share, (ii) 1,704,232 shares of Series B 10-1/2% Convertible Cumulative
Preferred Stock, $.001 par value per share, and (iii) 2,980,000 shares of Class
A Voting Common Stock, $.001 par value per share, in exchange for 16,397 shares
of Series C 7.00% Redeemable Cumulative Preferred Stock, par value $.001 per
share (the "Redeemable Preferred Stock"). The Redeemable Preferred Stock does
not provide holders with any voting rights, except upon the occurrence of
certain events of default. The shares of Redeemable Preferred Stock are not
convertible or otherwise exchangeable for shares of the Issuer's Class A Common
Stock, nor do shares of Redeemable Preferred Stock have a right to participate
in the profits of Guardian, except to the extent dividends are earned at the
cumulative annual rate of 7.00%.
ITEM 4. PURPOSE OF TRANSACTION.
N/A
ITEM 5. INTEREST IN SECURITIES OF ISSUER.
N/A
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
N/A
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS.
None.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and
correct.
November 23, 1998
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(Date)
WESTAR CAPITAL, INC.
By: /s/ Marilyn K. Dalton
------------------------------
Name: Marilyn K. Dalton
Title: Secretary & Treasurer
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<PAGE>
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and
correct.
November 23, 1998
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(Date)
PROTECTION ONE, INC.
By: /s/ Steven A. Millstein
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Name: Steven A. Millstein
Title: Executive Vice President
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and
correct.
November 23, 1998
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(Date)
WESTAR SECURITY, INC.
By: /s/ Steven A. Millstein
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Name: Steven A. Millstein
Title: President
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