UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F/A
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [X]; Amendment Number: 3
---
This Amendment (Check only one.): [ ] is a restatement.
[X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
Address: 125 South Market
Suite 1200
San Jose, California 95113
Form 13F File Number: 28-04505
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Omar N. Billawala
Title: Chief Operating Officer
Phone: (408) 294-2200
Signature, Place, and Date of Signing:
/s/ Omar N. Billawala San Jose, California 08/31/2000
--------------------- --------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------------------
Form 13F Information Table Entry Total: 151
-----------------------
Form 13F Information Table Value Total: $ 2,897,789
-----------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
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Firsthand Capital Management, Inc.
FORM 13F
as of 12/31/99
<S> <C> <C>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
---------------------------- -------- --------- --------- --------- --- ---- ---------------- ------------------------
ACCRUE SOFTWARE INC COM 00437W102 541 10,000 SH SOLE 10,000
ADAPTEC, INC. COM 00651F108 7,731 155,000 SH SOLE 155,000
ADAPTIVE BROADBAND CORP. COM 00650M104 7,012 95,000 SH SOLE 95,000
ADC TELECOMMUNICATIONS, INC. COM 000886101 15,964 220,000 SH SOLE 220,000
ADVANCED FIBRE COMMUNICATION COM 00754A105 3,642 81,500 SH SOLE 81,500
AETHER SYSTEMS, INC. COM 00808V105 16,323 227,900 SH SOLE 227,900
AGILENT TECHNOLOGIES, INC. COM 00846U101 10,831 140,100 SH SOLE 140,100
ALLAIRE CORPORATION COM 016714107 17,400 120,000 SH SOLE 120,000
ALTERA CORP. COM 021441100 12,003 242,189 SH SOLE 242,189
AMERICA ONLINE, INC. COM 02364J104 11,574 153,354 SH SOLE 153,354
AMGEN, INC. COM 031162100 21,555 358,870 SH SOLE 358,870
APPLIED MATERIALS, INC. COM 038222105 11,384 97,218 SH SOLE 97,218
APPLIED MICRO CIRCUITS CORP. COM 03822W109 66,297 521,000 SH SOLE 521,000
APPLIED SCIENCE & TECHNOLOGY COM 038236105 3,240 97,500 SH SOLE 97,500
ART TECHNOLOGY GROUP, INC. COM 04289L107 7,800 60,000 SH SOLE 60,000
ASYST TECHNOLOGIES, INC. COM 04648X107 26,159 399,000 SH SOLE 399,000
AT&T CORP. COM 001957109 79,169 1,559,975 SH SOLE 1,559,975
AT HOME CORP. COM 045919107 257 6,000 SH SOLE 6,000
ATMEL CORPORATION COM 049513104 47,300 1,600,000 SH SOLE 1,600,000
AVANTI CORP. COM 053487104 6,442 429,462 SH SOLE 429,462
AWARE, INC. COM 05453N100 364 10,000 SH SOLE 10,000
BINDVIEW DEVELOPMENT CORP. COM 090327107 36,918 743,000 SH SOLE 743,000
BIOGEN, INC. COM 090597105 338 4,000 SH SOLE 4,000
BLUESTONE SOFTWARE COM 09623P102 6,785 59,000 SH SOLE 59,000
BOSTON SCIENTIFIC CORP. COM 101137107 3,211 146,800 SH SOLE 146,800
C. R. BARD, INC. COM 067383109 1,007 19,000 SH SOLE 19,000
C-BRIDGE INTERNET SOLUTIONS COM 12500B105 243 5,000 SH SOLE 5,000
CABLETRON SYSTEMS, INC. COM 126920107 28,860 1,110,000 SH SOLE 1,110,000
CADENCE DESIGN SYSTEMS, INC. COM 127387108 4,381 182,531 SH SOLE 182,531
CALICO COMMERCE, INC. COM 129897104 14,098 266,000 SH SOLE 266,000
CAMBRIDGE HEART, INC. COM 131910101 1,143 332,500 SH SOLE 332,500
CARDIMA, INC. COM 14147M106 852 470,000 SH SOLE 470,000
CELERITEK, INC. COM 150926103 10,085 522,200 SH SOLE 522,200
CHARTERED SEMICONDUCTOR-ADR COM 16133R106 1,825 25,000 SH SOLE 25,000
CHECK POINT SOFTWARE TECHNOL COM 0M2246510 2,683 13,500 SH SOLE 13,500
CIELO COMMUNICATIONS, INC. COM 171776990 2,950 842,857 SH SOLE 842,857
CIENA CORP COM 171779101 62,359 1,084,500 SH SOLE 1,084,500
CISCO SYSTEMS, INC. COM 17275R102 25,349 253,256 SH SOLE 253,256
CONCENTRIC NETWORK CORPORATI COM 20589R107 13,866 450,000 SH SOLE 450,000
CONCORD COMMUNICATIONS, INC. COM 206186108 44,575 1,004,500 SH SOLE 1,004,500
CONCUR TECHNOLOGIES, INC. COM 206708109 287 9,900 SH SOLE 9,900
CONEXANT SYSTEMS, INC COM 207142100 29,795 448,886 SH SOLE 448,886
COVAD COMMUNICATIONS GROUP, COM 222814204 5,034 90,000 SH SOLE 90,000
CREE, INC. COM 225447101 23,990 281,000 SH SOLE 281,000
CRITICAL PATH INC. COM 22674V100 472 5,000 SH SOLE 5,000
CYMER, INC. COM 232572107 9,752 212,000 SH SOLE 212,000
CYSIVE INC COM 23281T108 894 12,400 SH SOLE 12,400
DIGIMARC CORP. COM 253807101 250 5,000 SH SOLE 5,000
DIGITAL MICROWAVE CORP. COM 253859102 77,191 3,293,500 SH SOLE 3,293,500
EBENX INC. COM 278668108 272 6,000 SH SOLE 6,000
EGAIN COMMUNICATIONS CORP. COM 28225C103 7,965 211,000 SH SOLE 211,000
ENDOCARDIAL SOLUTIONS, INC. COM 292962107 2,442 279,100 SH SOLE 279,100
ENDOSONICS CORP. COM 29264K105 2,861 635,700 SH SOLE 635,700
EPCOS AG ADR 29410P107 27,709 371,000 SH SOLE 371,000
EXODUS COMMUNICATIONS, INC. COM 302088109 18,047 203,200 SH SOLE 203,200
F5 NETWORKS, INC. COM 315616102 3,990 35,000 SH SOLE 35,000
FINISAR CORPORATION COM 31787A101 22,280 247,900 SH SOLE 247,900
FIRSTAR TREASURY FUND COM 8549119A4 20,495 20,494,535 PRN SOLE 20,494,535
FVC.COM, INC. COM 30266P100 2,787 238,500 SH SOLE 238,500
GALILEO TECHNOLOGY LTD. - IS ADR M47298100 1,703 70,600 SH SOLE 70,600
GENERAL INSTRUMENT CORPORATI COM 370120107 13,515 159,000 SH SOLE 159,000
GENESIS MICROCHIP INC. COM 371933102 13,774 652,000 SH SOLE 652,000
GLOBAL CROSSING LTD. COM G3921A100 5,000 100,000 SH SOLE 100,000
GLOBESPAN, INC. COM 379571102 11,267 173,000 SH SOLE 173,000
GLOBIX CORPORATION COM 37957F101 69,600 1,160,000 SH SOLE 1,160,000
GUIDANT CORPORATION COM 401698105 14,694 312,629 SH SOLE 312,629
HEWLETT-PACKARD COMPANY COM 428236103 3,760 33,000 SH SOLE 33,000
HI/FN, INC. COM 428358105 1,938 50,000 SH SOLE 50,000
HYPERION SOLUTIONS CORP. COM 44914M104 2,175 50,000 SH SOLE 50,000
I2 TECHNOLOGIES, INC. COM 465754109 7,215 37,000 SH SOLE 37,000
IBM CORP. COM 459200101 32,616 302,000 SH SOLE 302,000
IMANAGE, INC. COM 45245Y105 3,341 104,000 SH SOLE 104,000
IMMUNEX CORP. COM 452528102 43,069 394,000 SH SOLE 394,000
INFOSPACE, INC. COM 45678T102 4,815 22,500 SH SOLE 22,500
INTEL CORPORATION COM 458140100 11,313 137,437 SH SOLE 137,437
INTERLIANT INC. COM 458742103 8,910 342,700 SH SOLE 342,700
INTERMEDIA COMMUNICATIONS, I COM 458801107 3,881 100,000 SH SOLE 100,000
INTERWORLD CORP COM 46114Q108 854 10,000 SH SOLE 10,000
INTERWOVEN, INC. COM 46114T102 13,975 114,900 SH SOLE 114,900
INTRAWARE, INC. COM 46118M103 7,585 96,000 SH SOLE 96,000
JDS UNIPHASE CORP. COM 46612J101 8,917 56,160 SH SOLE 56,160
JOHNSON & JOHNSON COM 478160104 10,711 115,020 SH SOLE 115,020
KLA-TENCOR CORP. COM 482480100 12,440 119,393 SH SOLE 119,393
LEGATO SYSTEMS, INC. COM 524651106 17,988 261,400 SH SOLE 261,400
LEVEL 3 COMMUNICATIONS INC. COM 52729N100 4,511 55,100 SH SOLE 55,100
LUCENT TECHNOLOGIES INC. COM 549463107 11,166 149,218 SH SOLE 149,218
MACROMEDIA, INC. COM 556100105 24,168 330,500 SH SOLE 330,500
MEDICALOGIC, INC. COM 584642102 4,253 202,500 SH SOLE 202,500
MEDIMMUNE, INC. COM 584699102 1,078 6,500 SH SOLE 6,500
MEDTRONIC, INC. COM 585055106 9,805 269,086 SH SOLE 269,086
MERCK & COMPANY, INC. COM 589331107 14,221 212,060 SH SOLE 212,060
METHODE ELECTRONICS, INC. COM 591520200 20,078 625,000 SH SOLE 625,000
METROMEDIA FIBER NETWORK-A, COM 591689104 5,542 115,600 SH SOLE 115,600
MICROSOFT CORP. COM 594918104 9,644 82,601 SH SOLE 82,601
MMC NETWORKS INC. COM 55308N102 258 7,500 SH SOLE 7,500
MOTOROLA, INC. COM 620076109 29,082 197,500 SH SOLE 197,500
NAVISITE, INC. COM 63935M109 52,000 520,000 SH SOLE 520,000
NETSILICON, INC. COM 64115X105 18,578 926,000 SH SOLE 926,000
NEWBRIDGE NETWORKS CORP. COM 650901101 26,827 1,189,000 SH SOLE 1,189,000
NOKIA CORP.-SPONSORED ADR A ADR 654902204 81,992 436,120 SH SOLE 436,120
NOVELLUS SYSTEMS INC. COM 670008101 3,247 26,500 SH SOLE 26,500
NOVOSTE CORP. COM 67010C100 1,208 73,200 SH SOLE 73,200
OAK INDUSTRIES, INC. COM 671400505 29,184 275,000 SH SOLE 275,000
ONDISPLAY INC COM 68232L100 16,358 180,000 SH SOLE 180,000
OPENTV CORP. COM G67543101 401 5,000 SH SOLE 5,000
ORACLE CORPORATION COM 68389X105 34,380 326,093 SH SOLE 326,093
OSICOM TECHNOLOGIES INC. COM 688271501 23,255 512,500 SH SOLE 512,500
PACKETEER, INC. COM 695210104 12,603 177,500 SH SOLE 177,500
P-COM, INC. COM 693262107 10,918 1,234,500 SH SOLE 1,234,500
PERVASIVE SOFTWARE INC. COM 715710109 14,033 828,500 SH SOLE 828,500
PMC-SIERRA, INC. COM 69344F106 77,526 489,288 SH SOLE 489,288
PREDICTIVE SYSTEMS, INC. COM 74036W102 262 4,000 SH SOLE 4,000
PREVIEW SYSTEMS INC. COM 741379101 260 4,000 SH SOLE 4,000
QUADRAMED CORP. COM 74730W101 5,741 658,500 SH SOLE 658,500
QUALCOMM INC COM 747525103 59,420 337,372 SH SOLE 337,372
QWEST COMMUNICATIONS INTERNA COM 749121109 10,518 244,600 SH SOLE 244,600
RADIANCE MEDICAL SYSTEMS, IN COM 750241101 2,394 484,900 SH SOLE 484,900
RCN CORP. COM 749361101 1,940 40,000 SH SOLE 40,000
RUDOLPH TECHNOLOGIES, INC. COM 781270103 2,345 70,000 SH SOLE 70,000
SAGE, INC. COM 786632109 16,759 865,000 SH SOLE 865,000
SAP AG-SPONSORED ADR ADR 803054204 417 8,000 SH SOLE 8,000
SCIENTIFIC-ATLANTA, INC. COM 808655104 2,225 40,000 SH SOLE 40,000
SEPRACOR INC. COM 817315104 446 4,500 SH SOLE 4,500
SILICON IMAGE INC. COM 82705T102 36,503 521,000 SH SOLE 521,000
SILKNET SOFTWARE, INC. COM 827094103 14,503 87,500 SH SOLE 87,500
SPEEDFAM-IPEC, INC. COM 847705100 3,422 264,475 SH SOLE 264,475
STERLING COMMERCE, INC. COM 859205106 715 21,000 SH SOLE 21,000
SUN MICROSYSTEMS, INC. COM 866810104 29,641 382,768 SH SOLE 382,768
TEKELEC COM 879101103 36,338 1,615,000 SH SOLE 1,615,000
TELIGENT, INC. COM 87959Y103 3,396 55,000 SH SOLE 55,000
TELLABS, INC. COM 879664100 8,023 125,000 SH SOLE 125,000
TERADYNE, INC. COM 880770102 16,725 253,415 SH SOLE 253,415
TEXAS INSTRUMENTS INCORPORAT COM 882508104 7,030 80,678 SH SOLE 80,678
TRANSWITCH CORP. COM 894065101 89,731 1,236,600 SH SOLE 1,236,600
TRIQUINT SEMICONDUCTOR, INC. COM 89674K103 70,182 630,850 SH SOLE 630,850
U.S. T-BILL 02/03/2000 COM 912795DF5 115,995 116,500,000 PRN SOLE 116,500,000
U.S. T-BILL 04/06/2000 COM 912795DQ1 244,961 246,250,000 PRN SOLE 246,250,000
U.S. T-BILLL COM 912795DM0 131,134 132,510,000 PRN SOLE 132,510,000
USWEB CORP. COM 917327108 6,666 150,000 SH SOLE 150,000
V3 SEMICONDUCTOR, INC. COM 918392101 650 50,000 SH SOLE 50,000
VEECO INSTRUMENTS, INC. COM 922417100 18,725 400,000 SH SOLE 400,000
VERIO INC. COM 923433106 14,295 309,500 SH SOLE 309,500
VERISIGN INC. COM 92343E102 26,247 137,600 SH SOLE 137,600
VIGNETTE CORPORATION COM 926734104 31,133 191,000 SH SOLE 191,000
VITESSE SEMICONDUCTOR CORP. COM 928497106 26,760 510,319 SH SOLE 510,319
VIXEL CORP. COM 928552108 341 20,000 SH SOLE 20,000
WILLIAMS COMMUNICATION GROUP COM 969455104 5,267 182,000 SH SOLE 182,000
WIND RIVER SYSTEMS, INC. COM 973149107 42,409 1,154,000 SH SOLE 1,154,000
WINSTAR COMMUNICATIONS, INC. COM 975515107 6,589 88,000 SH SOLE 88,000
XILINX, INC. COM 983919101 10,376 228,192 SH SOLE 228,192
ZORAN CORP. COM 98975F101 44,907 805,500 SH SOLE 805,500
REPORT SUMMARY: 151 2,897,789
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