UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ X ]; Amendment Number: 2
This Amendment (Check only one.): [ ] is a restatement.
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
Address: 125 South Market
Suite 1200
San Jose, California 95113
Form 13F File Number: 28-04505
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Omar N. Billawala
Title: Chief Operating Officer
Phone: (408) 294-2200
Signature, Place, and Date of Signing:
/s/ Omar N. Billawala San Jose, California 08/31/00
--------------------- -------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all
holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------------------
Form 13F Information Table Entry Total: 103
---------------------------
Form 13F Information Table Value Total: $ 820,297
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Firsthand Capital Management, Inc.
FORM 13F
as of 09/30/99
<S> <C> <C>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ----------------
Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ADAPTEC, INC. COM 00651F108 6,152 155,000 SH SOLE 155,000
ADC TELECOMMUNICATIONS, INC. COM 000886101 5,033 120,000 SH SOLE 120,000
ADVANCED FIBRE COMMUNICATION COM 00754A105 1,813 81,500 SH SOLE 81,500
ALTERA CORP. COM 021441100 6,586 151,846 SH SOLE 151,846
AMERICA ONLINE, INC. COM 02364J104 4,602 48,504 SH SOLE 48,504
AMGEN, INC. COM 031162100 2,380 29,200 SH SOLE 29,200
APPLIED MATERIALS, INC. COM 038222105 4,867 62,500 SH SOLE 62,500
APPLIED MICRO CIRCUITS CORP. COM 03822W109 29,697 521,000 SH SOLE 521,000
APPLIED SCIENCE & TECHNOLOGY COM 038236105 2,011 97,500 SH SOLE 97,500
AT&T CORP. COM 001957109 22,980 528,283 SH SOLE 528,283
AT HOME CORP. COM 045919107 257 6,000 SH SOLE 6,000
AVANTI CORP. COM 053487104 7,663 429,462 SH SOLE 429,462
AWARE, INC. COM 05453N100 287 10,000 SH SOLE 10,000
BIOGEN, INC. COM 090597105 338 4,000 SH SOLE 4,000
BOSTON SCIENTIFIC CORP. COM 101137107 3,624 146,800 SH SOLE 146,800
C. R. BARD, INC. COM 067383109 894 19,000 SH SOLE 19,000
C-BRIDGE INTERNET SOLUTIONS COM 12500B105 243 5,000 SH SOLE 5,000
CABLETRON SYSTEMS, INC. COM 126920107 17,413 1,110,000 SH SOLE 1,110,000
CADENCE DESIGN SYSTEMS, INC. COM 127387108 2,271 171,298 SH SOLE 171,298
CARDIMA, INC. COM 14147M106 617 470,000 SH SOLE 470,000
CARDIOTHORACIC SYSTEMS, INC. COM 141907105 9,770 583,300 SH SOLE 583,300
CELERITEK, INC. COM 150926103 3,198 522,200 SH SOLE 522,200
CENTOCOR, INC. COM 152342101 10,541 180,000 SH SOLE 180,000
CHECK POINT SOFTWARE TECHNOL COM M2246510 1,140 13,500 SH SOLE 13,500
CIENA CORP COM 171779101 23,159 634,500 SH SOLE 634,500
CISCO SYSTEMS, INC. COM 17275R102 8,826 137,460 SH SOLE 137,460
CONCORD COMMUNICATIONS, INC. COM 206186108 26,931 677,500 SH SOLE 677,500
CONCUR TECHNOLOGIES, INC. COM 206708109 287 9,900 SH SOLE 9,900
CONEXANT SYSTEMS, INC COM 207142100 16,229 225,296 SH SOLE 225,296
COPPER MOUNTAIN NETWORKS INC COM 217510106 4,162 47,500 SH SOLE 47,500
CREE, INC. COM 225447101 9,536 281,000 SH SOLE 281,000
CRITICAL PATH, INC. COM 22674V100 471 5,000 SH SOLE 5,000
CYMER, INC. COM 232572107 7,354 212,000 SH SOLE 212,000
DIGIMARC CORP. COM 253807101 250 5,000 SH SOLE 5,000
DIGITAL MICROWAVE CORP. COM 253859102 7,059 450,000 SH SOLE 450,000
EBENX INC. COM 278668108 271 6,000 SH SOLE 6,000
ENDOCARDIAL SOLUTIONS, INC. COM 292962107 2,791 279,100 SH SOLE 279,100
ENDOSONICS CORP. COM 29264K105 5,403 635,700 SH SOLE 635,700
EXCEL SWITCHING CORP. COM 30067V108 707 19,700 SH SOLE 19,700
EXODUS COMMUNICATIONS, INC. COM 302088109 3,718 51,600 SH SOLE 51,600
F5 NETWORKS, INC. COM 315616102 3,876 57,000 SH SOLE 57,000
FVC.COM, INC. COM 30266P100 3,354 238,500 SH SOLE 238,500
GALILEO TECHNOLOGY LTD. - IS ADR M47298100 13,015 520,600 SH SOLE 520,600
GENERAL INSTRUMENT CORPORATI COM 370120107 7,652 159,000 SH SOLE 159,000
GENESIS MICROCHIP INC. COM 371933102 5,607 317,000 SH SOLE 317,000
GLOBESPAN, INC. COM 379571102 10,921 173,000 SH SOLE 173,000
GLOBIX CORPORATION COM 37957F101 17,601 376,500 SH SOLE 376,500
GUIDANT CORPORATION COM 401698105 5,470 102,000 SH SOLE 102,000
HEWLETT-PACKARD COMPANY COM 428236103 1,196 13,000 SH SOLE 13,000
HI/FN, INC. COM 428358105 5,513 50,000 SH SOLE 50,000
HYPERION SOLUTIONS CORP. COM 44914M104 1,100 50,000 SH SOLE 50,000
I2 TECHNOLOGIES, INC. COM 465754109 1,436 37,000 SH SOLE 37,000
IMMUNEX CORP. COM 452528102 17,090 394,000 SH SOLE 394,000
INFOSPACE, INC. COM 45678T102 925 22,500 SH SOLE 22,500
INTEL CORPORATION COM 458140100 9,490 127,705 SH SOLE 127,705
INTERNATIONAL BUSINESS MACHI COM 459200101 4,101 33,794 SH SOLE 33,794
INTRAWARE, INC. COM 46118M103 1,200 46,000 SH SOLE 46,000
JDS UNIPHASE CORP. COM 46612J101 3,131 28,440 PRN SOLE 28,440
KLA-TENCOR CORP. COM 482480100 5,068 81,944 SH SOLE 81,944
LEGATO SYSTEMS, INC. COM 524651106 4,752 109,000 SH SOLE 109,000
LUCENT TECHNOLOGIES INC. COM 549463107 5,170 79,693 SH SOLE 79,693
MEDTRONIC, INC. COM 585055106 2,453 69,086 SH SOLE 69,086
MEDIMMUNE, INC. COM 584699102 1,078 6,500 SH SOLE 6,500
MERCK & COMPANY, INC. COM 589331107 778 12,000 SH SOLE 12,000
MICROSOFT CORP. COM 594918104 7,067 78,035 SH SOLE 78,035
MMC NETWORKS INC. COM 55308N102 257 7,500 SH SOLE 7,500
MOTOROLA, INC. COM 620076109 14,740 167,500 SH SOLE 167,500
NETSILICON, INC. COM 64115X105 3,474 272,500 SH SOLE 272,500
NEWBRIDGE NETWORKS CORP. COM 650901101 23,170 889,000 SH SOLE 889,000
NOVELLUS SYSTEMS INC. COM 670008101 1,787 26,500 SH SOLE 26,500
NOVOSTE CORP. COM 67010C100 1,306 73,200 SH SOLE 73,200
OAK INDUSTRIES, INC. COM 671400505 9,350 275,000 SH SOLE 275,000
OPENTV CORP. COM G67543101 401 5,000 SH SOLE 5,000
ORACLE CORPORATION COM 68389X105 6,358 151,992 SH SOLE 151,992
PACKETEER, INC. COM 695210104 6,046 177,500 SH SOLE 177,500
P-COM, INC. COM 693262107 1,421 203,000 SH SOLE 203,000
PERVASIVE SOFTWARE INC. COM 715710109 13,127 380,500 SH SOLE 380,500
PMC-SIERRA, INC. COM 69344F106 44,495 484,156 SH SOLE 484,156
PREDICTIVE SYSTEMS, INC. COM 74036W102 262 4,000 SH SOLE 4,000
PREVIEW SYSTEMS INC. COM 741379101 259 4,000 SH SOLE 4,000
QUADRAMED CORP. COM 74730W101 4,639 618,500 SH SOLE 618,500
QUALCOMM INC COM 747525103 13,533 77,320 SH SOLE 77,320
QWEST COMMUNICATIONS INTERNA COM 749121109 727 24,600 SH SOLE 24,600
RADIANCE MEDICAL SYSTEMS, IN COM 750241101 3,273 484,900 SH SOLE 484,900
SAP AG-SPONSORED ADR ADR 803054204 416 8,000 SH SOLE 8,000
SCIENTIFIC-ATLANTA, INC. COM 808655104 1,983 40,000 SH SOLE 40,000
SEPRACOR INC. COM 817315104 446 4,500 SH SOLE 4,500
SPEEDFAM-IPEC, INC. COM 847705100 3,174 264,475 SH SOLE 264,475
STERLING COMMERCE, INC. COM 859205106 390 21,000 SH SOLE 21,000
SUN MICROSYSTEMS, INC. COM 866810104 7,152 83,814 SH SOLE 83,814
T-BILL 9/14/00 COM 912795EF4 133,322 140,000,000 PRN SOLE 140,000,000
TEKELEC INC COM 879101103 11,741 850,000 SH SOLE 850,000
TELLABS, INC. COM 879664100 2,278 40,000 SH SOLE 40,000
TERADYNE, INC. COM 880770102 3,028 85,900 SH SOLE 85,900
TEXAS INSTRUMENTS INCORPORAT COM 882508104 4,050 53,990 SH SOLE 53,990
TRANSWITCH CORP. COM 894065101 5,506 96,600 SH SOLE 96,600
TRIQUINT SEMICONDUCTOR, INC. COM 89674K103 36,077 630,850 SH SOLE 630,850
V3 SEMICONDUCTOR, INC. COM 918392101 581 50,000 SH SOLE 50,000
VERISIGN INC. COM 92343E102 2,290 21,500 SH SOLE 21,500
VIGNETTE CORPORATION COM 926734104 5,023 55,500 SH SOLE 55,500
VITESSE SEMICONDUCTOR CORP. COM 928497106 21,408 255,516 SH SOLE 255,516
XILINX, INC. COM 983919101 10,376 86,228 SH SOLE 86,228
ZORAN CORP. COM 98975F101 21,849 805,500 SH SOLE 805,500
REPORT SUMMARY: 103 820,297
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