UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [X]; Amendment Number: 1
---
This Amendment (Check only one.): [ ] is a restatement.
[X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Firsthand Capital Management, Inc.
Address: 125 South Market
Suite 1200
San Jose, California 95113
Form 13F File Number: 28-04505
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Omar N. Billawala
Title: Chief Operating Officer
Phone: (408) 294-2200
Signature, Place, and Date of Signing:
/s/ Omar N. Billawala San Jose, California 08/31/2000
--------------------- --------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 85
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Form 13F Information Table Value Total: $ 487,001
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Firsthand Capital Management, Inc.
FORM 13F
as of 06/30/2000
<S> <C> <C>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None
---------------------------- -------- --------- --------- --------- --- ---- ---------------- ------------------------
ADAPTEC, INC. COM 00651F108 5,473 155,000 SH SOLE 155,000
ADC TELECOMMUNICATIONS, INC. COM 000886101 5,468 120,000 SH SOLE 120,000
ADVANCED FIBRE COMMUNICATION COM 00754A105 1,273 81,500 SH SOLE 81,500
ALTERA CORP. COM 021441100 3,127 84,941 SH SOLE 84,941
AMERICA ONLINE, INC. COM 02364J104 4,629 43,806 SH SOLE 43,806
AMGEN, INC. COM 031162100 2,118 34,800 SH SOLE 34,800
APPLIED MATERIALS CORP. COM 038222105 4,736 65,728 SH SOLE 65,728
APPLIED MICRO CIRCUITS CORP. COM 03822W109 28,130 342,000 SH SOLE 342,000
APPLIED SCIENCE & TECHNOLOGY COM 038236105 2,194 97,500 SH SOLE 97,500
ASPEC TECHNOLOGY, INC. COM 045233103 312 356,000 SH SOLE 356,000
AT HOME CORP. COM 045919107 324 6,000 SH SOLE 6,000
AT&T CORP. COM 001957109 20,980 375,900 SH SOLE 375,900
AVANTI CORP. COM 053487104 5,422 429,462 SH SOLE 429,462
AWARE, INC. COM 05453N100 461 10,000 SH SOLE 10,000
BIOGEN, INC. COM 090597105 257 4,000 SH SOLE 4,000
BOSTON SCIENTIFIC CORP. COM 101137107 6,832 155,500 SH SOLE 155,500
CABLETRON SYSTEMS, INC. COM 126920107 14,430 1,110,000 SH SOLE 1,110,000
CADENCE DESIGN SYSTEMS, INC. COM 127387108 2,080 163,194 SH SOLE 163,194
CARDIMA, INC. COM 14147M106 1,219 600,000 SH SOLE 600,000
CARDIOTHORACIC SYSTEMS, INC. COM 141907105 8,442 603,000 SH SOLE 603,000
CELERITEK, INC. COM 150926103 3,264 522,200 SH SOLE 522,200
CENTOCOR, INC. COM 152342101 8,439 181,000 SH SOLE 181,000
CHECK POINT SOFTWARE TECHNOL COM M22465104 724 13,500 SH SOLE 13,500
CIENA CORP COM 171779101 14,098 467,000 SH SOLE 467,000
CISCO SYSTEMS, INC. COM 17275R102 5,385 86,970 SH SOLE 86,970
CONCORD COMMUNICATIONS, INC. COM 206186108 2,475 55,000 SH SOLE 55,000
CONCUR TECHNOLOGIES, INC. COM 206708109 293 10,400 SH SOLE 10,400
CONEXANT SYSTEMS, INC. COM 207142100 12,919 223,542 SH SOLE 223,542
CREE, INC. COM 225447101 769 10,000 SH SOLE 10,000
CRITICAL PATH, INC. COM 22674V100 277 5,000 SH SOLE 5,000
CYMER, INC. COM 232572107 3,875 155,000 SH SOLE 155,000
ENDOCARDIAL SOLUTIONS, INC. COM 292962107 2,634 279,100 SH SOLE 279,100
ENDOSONICS CORP. COM 29264K105 4,600 657,200 SH SOLE 657,200
EXODUS COMMUNICATIONS, INC. COM 302088109 696 5,800 SH SOLE 5,800
FIRSTAR TREASURY FUND COM 8549119A4 65,484 65,484,201 PRN SOLE 65,484,201
FVC.COM, INC. COM 30266P100 1,550 238,500 SH SOLE 238,500
GALILEO TECHNOLOGY LTD. - IS ADR M47298100 15,714 346,800 SH SOLE 346,800
GENESIS MICROCHIP INC. COM 371933102 614 26,000 SH SOLE 26,000
GLOBESPAN, INC. COM 379571102 9,182 231,000 SH SOLE 231,000
GLOBIX CORPORATION COM 37957F101 7,600 172,000 SH SOLE 172,000
GUIDANT CORPORATION COM 401698105 5,545 107,800 SH SOLE 107,800
HEWLETT-PACKARD COMPANY COM 428236103 1,307 13,000 SH SOLE 13,000
I2 TECHNOLOGIES, INC. COM 465754109 1,591 37,000 SH SOLE 37,000
IBM CORP. COM 459200101 2,935 22,710 SH SOLE 22,710
IGEN INTERNATIONAL, INC. COM 449536101 246 8,460 SH SOLE 8,460
IMMUNEX CORP. COM 452528102 23,449 184,000 SH SOLE 184,000
INTRAWARE, INC. COM 46118M103 744 31,000 SH SOLE 31,000
KLA-TENCOR CORP. COM 482480100 4,893 76,840 SH SOLE 76,840
LEGATO SYSTEMS, INC. COM 524651106 606 10,500 SH SOLE 10,500
LEVEL ONE COMMUNICATIONS, IN COM 527295109 4,507 92,100 SH SOLE 92,100
LUCENT TECHNOLOGIES, INC. COM 549463107 4,380 64,951 SH SOLE 64,951
MEDIMMUNE, INC. COM 584699102 440 6,500 SH SOLE 6,500
MEDTRONIC, INC. COM 585055106 2,940 37,753 SH SOLE 37,753
MERCK & COMPANY, INC. COM 589331107 888 12,000 SH SOLE 12,000
MICROSOFT CORP. COM 594918104 3,612 40,046 SH SOLE 40,046
MMC NETWORKS INC. COM 55308N102 1,029 23,000 SH SOLE 23,000
MOTOROLA, INC. COM 620076109 7,533 79,500 SH SOLE 79,500
NEWBRIDGE NETWORKS CORP. COM 650901101 15,755 548,000 SH SOLE 548,000
NOVELLUS SYSTEMS INC. COM 670008101 785 11,500 SH SOLE 11,500
NOVOSTE CORP. COM 67010C100 1,537 73,200 SH SOLE 73,200
OAK INDUSTRIES, INC. COM 671400505 11,577 265,000 SH SOLE 265,000
ORACLE CORPORATION COM 68389X105 4,953 139,354 SH SOLE 139,354
P-COM, INC. COM 693262107 1,063 203,000 SH SOLE 203,000
PERVASIVE SOFTWARE INC. COM 715710109 8,594 345,500 SH SOLE 345,500
PMC-SIERRA, INC. COM 69344F106 31,628 537,884 SH SOLE 537,884
QUADRAMED CORP. COM 74730W101 2,953 363,500 SH SOLE 363,500
QUALCOMM INC COM 747525103 4,305 30,000 SH SOLE 30,000
RADIANCE MEDICAL SYSTEMS, IN COM 750241101 1,424 484,900 SH SOLE 484,900
SAP AG-SPONSORED ADR ADR 803054204 277 8,000 SH SOLE 8,000
SEPRACOR INC. COM 817315104 366 4,500 SH SOLE 4,500
SPEEDFAM-IPEC, INC. COM 847705100 4,248 264,475 SH SOLE 264,475
STERLING COMMERCE, INC. COM 859205106 767 21,000 SH SOLE 21,000
SUN MICROSYSTEMS, INC. COM 866810104 2,946 45,560 SH SOLE 45,560
TELLABS, INC. COM 879664100 2,027 30,000 SH SOLE 30,000
TERADYNE, INC. COM 880770102 2,773 39,892 SH SOLE 39,892
TEXAS INSTRUMENTS, INC. COM 882508104 1,974 16,980 SH SOLE 16,980
TRANSWITCH CORP. COM 894065101 1,767 37,300 SH SOLE 37,300
TRIQUINT SEMICONDUCTOR, INC. COM 89674K103 20,873 367,400 SH SOLE 367,400
UNIPHASE CORP. COM 909149106 598 3,600 SH SOLE 3,600
V3 SEMICONDUCTOR, INC. COM 918392101 350 50,000 SH SOLE 50,000
VERISIGN INC. COM 92343E102 992 11,500 SH SOLE 11,500
VIGNETTE CORPORATION COM 926734104 413 5,500 SH SOLE 5,500
VITESSE SEMICONDUCTOR CORP. COM 928497106 5,246 79,578 SH SOLE 79,578
XILINX, INC. COM 983919101 2,477 46,550 SH SOLE 46,550
ZORAN CORP. COM 98975F101 9,187 548,500 SH SOLE 548,500
REPORT SUMMARY: 85 487,001
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