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Previous: SUMITOMO LIFE AMERICA INC, 13F-HR, 1999-11-15 |
Next: MIDDLETON & CO INC/MA, 13F-HR, 1999-11-15 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:September 30, 1999.
Check here if Amendment [ ] Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Allen Holding Inc.
Address: 711 Fifth Avenue
New York, New York 10022
Form 13F File Number: 28-4174
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Howard M. Felson
Title: Vice President
Phone: (212) 832-8000
Signature, Place, and Date of Signing:
/s/ Howard M. Felson New York, New York November 15, 1999
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-5910 Allen & Company Incorporated
28-6492 Allen Capital Incorporated
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 272
Form 13F Information Table Value Total: $ 1,193,170,673
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
No. Form 13F File Number Name
1 28-5910 Allen & Company Incorporated
2 28-6492 Allen Capital Incorporated
<PAGE>
<TABLE>
<S> <C> <C> <C> <C>
AS OF SEPTEMBER 30, 1999
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
*AT&T CORP COM LIB GRP B 1957307 174,900 4,400 SH
*AT&T CORP COM LIB GRP B 1957307 1,665,525 41,900 SH
*AT&T CORP COM LIB GRP A 1957208 2,861,729 77,094 SH
*LONE STAR INDS INC COM NEW 542290408 2,493,500 50,000 SH
ABACUS DIRECT CORP COM 2553105 6,093,750 50,000 SH
ADVANCED TECHNICAL PRODS INC COM 7548100 434,662 32,050 SH
ADVANCED TECHNICAL PRODS INC COM 7548100 16,030 1,182 SH
AES CORP COM 00130H105 902,700 15,300 SH
AES CORP COM 00130H105 908,600 15,400 SH
AES CORP COM 00130H105 3,628,500 61,500 SH
AES CORP COM 00130H105 123,900 2,100 SH
ALZA CORP DEL COM 22615108 7,492,100 175,000 SH
AMAZON COM INC COM 23135106 767,395 9,600 SH
AMAZON COM INC COM 23135106 3,948,888 49,400 SH
AMAZON COM INC COM 23135106 127,899 1,600 SH
AMBASSADORS INTL INC COM 23178106 415,203 30,900 SH
AMBASSADORS INTL INC COM 23178106 726 54 SH
AMBASSADORS INTL INC COM 23178106 1,034,649 77,000 SH
AMERICA ONLINE INC DEL COM 02364J104 3,502,223 33,655 SH
AMERIGON INC WT A EX 021202 03070L110 113 112,715 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 45,500 13,000 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 420 120 SH
AMERUS LIFE HLDGS INC WT EXP 040202 30732119 115,500 33,000 SH
APACHE MED SYS INC COM 03746E102 136,466 104,014 SH
APACHE MED SYS INC COM 03746E102 308,836 235,393 SH
APPLIED IMAGING CORP COM 03820G106 166,016 196,702 SH
APPLIED IMAGING CORP COM 03820G106 25,320 30,000 SH
APPLIED IMAGING CORP COM 03820G106 30,214 35,798 SH
APPLIED MATLS INC COM 38222105 1,165,305 15,000 SH
APPLIED MATLS INC COM 38222105 4,350,472 56,000 SH
APPLIED MATLS INC COM 38222105 139,837 1,800 SH
AQUIS COMMUNICATIONS INC COM 38399101 535,714 428,571 SH
ARCHER DANIELS MIDLAND CO COM 39483102 10,264,043 846,519 SH
ARIS CORP WT EXP 021500 04040A119 3,475 28,955 SH
ASARCO INC COM 43413103 378,000 14,000 SH
ASCHE TRANSN SVCS INC WT EXP 020800 04362T118 23,196 82,843 SH
AT&T CORP COM 1957109 12,348,389 283,871 SH
AT&T CORP COM 1957109 1,022,076 23,496 SH
AT&T CORP LIBERTY MEDIA GROUP ? 1957208 48,227,863 1,299,242 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 29,113 13,700 SH
AVANT IMMUNOTHERAPEUTICS INC COM 53491106 160,285 75,428 SH
BANKBOSTON CORP COM 06605R106 355,675 8,200 SH
BAYOU STL CORP LA PLACE CL A 73051104 1,748,345 518,028 SH
BERKSHIRE HATHAWAY INC DEL CL A 84670108 418,000 76 SH
BHA GROUP HLDGS INC COM 55446108 1,289,340 133,100 SH
BIG FLOWER HLDGS INC COM 89159107 2,831,200 100,000 SH
BOEING CO COM 97023105 912,175 21,400 SH
BOEING CO COM 97023105 13,738,038 322,300 SH
BOEING CO COM 97023105 1,342,688 31,500 SH
BOEING CO COM 97023105 3,486,725 81,800 SH
BOEING CO COM 97023105 123,613 2,900 SH
BROADWAY STORES INC WT EXP 100899 111572111 683 42,700 SH
CADIZ INC COM 127537108 1,912,400 200,000 SH
CADIZ INC COM 127537108 38,248 4,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
*AT&T CORP 4,400 1 4,400
*AT&T CORP 41,900 1 41,900
*AT&T CORP 77,094 2 77,094
*LONE STAR INDS INC 50,000 50,000
ABACUS DIRECT CORP 50,000 50,000
ADVANCED TECHNICAL PRODS INC 32,050 1 32,050
ADVANCED TECHNICAL PRODS INC 1,182 1 1,182
AES CORP 15,300 1 15,300
AES CORP 15,400 2 15,400
AES CORP 61,500 61,500
AES CORP 2,100 2,100
ALZA CORP DEL 175,000 175,000
AMAZON COM INC 9,600 1 9,600
AMAZON COM INC 49,400 49,400
AMAZON COM INC 1,600 1,600
AMBASSADORS INTL INC 30,900 1 30,900
AMBASSADORS INTL INC 54 1 54
AMBASSADORS INTL INC 77,000 77,000
AMERICA ONLINE INC DEL 33,655 1 33,655
AMERIGON INC 112,715 1 112,715
AMERUS LIFE HLDGS INC 13,000 1 13,000
AMERUS LIFE HLDGS INC 120 1 120
AMERUS LIFE HLDGS INC 33,000 1 33,000
APACHE MED SYS INC 104,014 1 104,014
APACHE MED SYS INC 235,393 1 235,393
APPLIED IMAGING CORP 196,702 1 196,702
APPLIED IMAGING CORP 30,000 1 30,000
APPLIED IMAGING CORP 35,798 35,798
APPLIED MATLS INC 15,000 1 15,000
APPLIED MATLS INC 56,000 56,000
APPLIED MATLS INC 1,800 1,800
AQUIS COMMUNICATIONS INC 428,571 1 428,571
ARCHER DANIELS MIDLAND CO 846,519 1 846,519
ARIS CORP 28,955 1 28,955
ASARCO INC 14,000 14,000
ASCHE TRANSN SVCS INC 82,843 1 82,843
AT&T CORP 283,871 2 283,871
AT&T CORP 23,496 2 23,496
AT&T CORP LIBERTY MEDIA GROUP 1,299,242 2 1,299,242
AVANT IMMUNOTHERAPEUTICS INC 13,700 1 13,700
AVANT IMMUNOTHERAPEUTICS INC 75,428 1 75,428
BANKBOSTON CORP 8,200 8,200
BAYOU STL CORP LA PLACE 518,028 518,028
BERKSHIRE HATHAWAY INC DEL 76 2 76
BHA GROUP HLDGS INC 133,100 1 133,100
BIG FLOWER HLDGS INC 100,000 100,000
BOEING CO 21,400 1 21,400
BOEING CO 322,300 2 322,300
BOEING CO 31,500 2 31,500
BOEING CO 81,800 81,800
BOEING CO 2,900 2,900
BROADWAY STORES INC 42,700 1 42,700
CADIZ INC 200,000 1 200,000
CADIZ INC. 4,000 1 4,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
CADIZ INC COM 127537108 2,247,070 235,000 SH
CADIZ INC COM 127537108 382,480 40,000 SH
CADIZ INC COM 127537108 430,290 45,000 SH
CADIZ INC COM 127537108 1,912,400 200,000 SH
CALIFORNIA COASTAL CMNTYS INC COM NEW 129915203 201,500 26,000 SH
CAPITAL ONE FINL CORP COM 14040H105 15,210,000 390,000 SH
CAPITAL ONE FINL CORP COM 14040H105 1,392,300 35,700 SH
CASE CORP COM 14743R103 9,962,400 200,000 SH
CBS CORP COM 12490K107 6,475,000 140,000 SH
CDNOW INC NEW COM 125086108 2,118,295 170,322 SH
CDNOW INC NEW COM 125086108 5,634 453 SH
CELESTIAL SEASONINGS INC COM 151016102 550,550 28,600 SH
CENTURY COMMUNICATIONS CORP CL A 156503104 10,539,375 231,000 SH
CHAPARRAL RES INC COM PAR $0.10N 159420306 527,058 53,373 SH
CISCO SYS INC COM 17275R102 25,299,378 369,000 SH
CISCO SYS INC COM 17275R102 2,948,166 43,000 SH
CITIGROUP INC COM 172967101 847,000 19,250 SH
CITIGROUP INC COM 172967101 20,671,200 469,800 SH
CITIGROUP INC COM 172967101 1,799,600 40,900 SH
CITIGROUP INC COM 172967101 4,096,400 93,100 SH
CITIGROUP INC COM 172967101 129,800 2,950 SH
COCA COLA CO COM 191216100 113,287,140 2,347,920 SH
COCA COLA CO COM 191216100 7,226,113 149,764 SH
COCA COLA CO COM 191216100 1,013,250 21,000 SH
COCA COLA ENTERPRISES INC COM 191219104 98,898,271 4,383,400 SH
COCA COLA ENTERPRISES INC COM 191219104 6,768,600 300,000 SH
COCA COLA ENTERPRISES INC COM 191219104 1,015,290 45,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 73,632 12,272 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 2,058,000 343,000 SH
COLLEGE TELEVISION NETWORK INC COM 194506101 1,860,000 310,000 SH
COMCAST CORP CL A 200300101 1,803,100 50,000 SH
CONCEPTS DIRECT INC COM 206013104 347,900 56,800 SH
CONCEPTS DIRECT INC COM 206013104 419,563 68,500 SH
CORPORATE EXPRESS INC COM 219888104 1,034,660 110,000 SH
COSTAR GROUP INC COM 22160N109 2,748,753 115,131 SH
COSTAR GROUP INC COM 22160N109 10,792 452 SH
CYPRESS BIOSCIENCES INC COM 232674101 427,906 155,602 SH
CYPRESS BIOSCIENCES INC COM 232674101 7,168,090 2,606,578 SH
CYPRESS BIOSCIENCES INC COM 232674101 7,621,122 2,771,317 SH
CYPRESS BIOSCIENCES INC COM 232674101 561 204 SH
CYRK INC COM 232817106 274,708 49,667 SH
DATA GEN CORP COM 237688106 2,106,200 100,000 SH
DATA TRANSMISSION NETWORK CORP COM 238017107 511,209 20,500 SH
DIGITAL GENERATION SYS INC COM 253921100 141,750 42,000 SH
DISC GRAPHICS INC WT A EX 110999 254590110 6,506 216,880 SH
DISC GRAPHICS INC COM 254590102 960,317 264,915 SH
E M C CORP MASS COM 268648102 927,875 13,000 SH
E M C CORP MASS COM 268648102 3,283,250 46,000 SH
E M C CORP MASS COM 268648102 114,200 1,600 SH
ELECTROGLAS INC COM 285324109 970,063 41,500 SH
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
CADIZ INC 235,000 1 235,000
CADIZ INC 40,000 1 40,000
CADIZ INC 45,000 1 45,000
CADIZ INC 200,000 1 200,000
CALIFORNIA COASTAL CMNTYS INC 26,000 1 26,000
CAPITAL ONE FINL CORP 390,000 2 390,000
CAPITAL ONE FINL CORP 35,700 2 35,700
CASE CORP 200,000 200,000
CBS CORP 140,000 2 140,000
CDNOW INC NEW 170,322 1 170,322
CDNOW INC NEW 453 1 453
CELESTIAL SEASONINGS INC 28,600 28,600
CENTURY COMMUNICATIONS CORP 231,000 231,000
CHAPARRAL RES INC 53,373 1 53,373
CISCO SYS INC 369,000 2 369,000
CISCO SYS INC 43,000 2 43,000
CITIGROUP INC 19,250 1 19,250
CITIGROUP INC 469,800 2 469,800
CITIGROUP INC 40,900 2 40,900
CITIGROUP INC 93,100 93,100
CITIGROUP INC 2,950 2,950
COCA COLA CO 2,347,920 1 2,347,920
COCA COLA CO 149,764 2 149,764
COCA COLA CO 21,000 2 21,000
COCA COLA ENTERPRISES INC 4,383,400 1 4,383,400
COCA COLA ENTERPRISES INC 300,000 2 300,000
COCA COLA ENTERPRISES INC 45,000 2 45,000
COLLEGE TELEVISION NETWORK INC 12,272 1 12,272
COLLEGE TELEVISION NETWORK INC 343,000 1 343,000
COLLEGE TELEVISION NETWORK INC 310,000 1 310,000
COMCAST CORP 50,000 1 50,000
CONCEPTS DIRECT INC 56,800 1 56,800
CONCEPTS DIRECT INC 68,500 68,500
CORPORATE EXPRESS INC 110,000 110,000
COSTAR GROUP INC 115,131 1 115,131
COSTAR GROUP INC 452 ~ 1 452
CYPRESS BIOSCIENCES INC 155,602 1 155,602
CYPRESS BIOSCIENCES INC 2,606,578 1 2,606,578
CYPRESS BIOSCIENCES INC 2,771,317 1 2,771,317
CYPRESS BIOSCIENCES INC 204 1 204
CYRK INC 49,667 1 49,667
DATA GEN CORP 100,000 100,000
DATA TRANSMISSION NETWORK CORP 20,500 20,500
DIGITAL GENERATION SYS INC 42,000 42,000
DISC GRAPHICS INC 216,880 1 216,880
DISC GRAPHICS INC 264,915 1 264,915
E M C CORP MASS 13,000 1 13,000
E M C CORP MASS 46,000 46,000
E M C CORP MASS 1,600 1,600
ELECTROGLAS INC 41,500 41,500
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
ENCORE MED CORP WT EXP 030803 29256E117 13,809 37,321 SH
ENERGY CONVERSION DEVICES INC COM 292659109 424,125 39,000 SH
ENRON CORP COM 293561106 6,159,300 150,000 SH
ENVIROGEN INC COM NEW 294040308 141,920 146,460 SH
ENVIROGEN INC COM NEW 294040308 5,087 5,250 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 23,974,880 2,906,046 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 396,000 48,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 408,466 49,511 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 6,270,000 760,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 536,250 65,000 SH
EXCALIBUR TECHNOLOGIES CORP COM NEW 300651205 236,379 28,652 SH
EXTENDED STAY AMER INC COM 30224P101 90,000 10,000 SH
EZCORP INC CL A NON VTG 302301106 75,285 14,340 SH
FIRST AMERN FINL CORP COM 318522307 3,576,475 267,400 SH
FLEXTRONICS INTL LTD ORD Y2573F102 535,320 9,200 SH
FLEXTRONICS INTL LTD ORD Y2573F102 2,909,350 50,000 SH
FLEXTRONICS INTL LTD ORD Y2573F102 104,737 1,800 SH
FORTE SOFTWARE INC COM 349546101 2,750,000 100,000 SH
GENELABS TECHNOLOGIES INC COM 368706107 13,333 4,688 SH
GERALD STEVENS INC COM 37369G101 4,774,742 341,053 SH
GERALD STEVENS INC COM 37369G101 8,890 635 SH
GIGA INFORMATION GROUP INC COM 37517M109 549,999 133,333 SH
GILLETTE CO COM 375766102 5,972,912 176,000 SH
GLOBAL CROSSING LTD COM G3921A100 6,832,946 257,847 SH
GRAPHON CORP WT A EX 111202 388707119 73,500 21,000 SH
GRAPHON CORP WT B EX 111202 388707127 67,118 28,320 SH
GREY ADVERTISING INC COM 397838103 1,177,600 3,200 SH
HERLEY INDS INC DEL WT EXP 121305 427398110 5,576 8,200 SH
HERLEY INDS INC DEL WT EXP 010500 427398128 87,703 28,110 SH
HOMESTORE COM INC COM 437852106 43,771,875 1,050,000 SH
HOLLYWOOD ENTMT CORP COM 436141105 2,237,250 149,150 SH
HYTEK MICROSYSTEMS INC COM 449180108 573,840 360,000 SH
IBIS TECHNOLOGY CORP COM 450909106 9,315 270 SH
IBIS TECHNOLOGY CORP COM 450909106 2,415,000 70,000 SH
IBIS TECHNOLOGY CORP COM 450909106 276,000 8,000 SH
IMMUNEX CORP NEW COM 452528102 563,875 13,000 SH
IMMUNEX CORP NEW COM 452528102 4,337,500 100,000 SH
IMMUNEX CORP NEW COM 452528102 2,776,000 64,000 SH
IMMUNEX CORP NEW COM 452528102 86,750 2,000 SH
INFONAUTICS CORP CL A 456662105 90,637 15,763 SH
INTEL CORP COM 458140100 1,939,543 26,100 SH
INTEL CORP COM 458140100 36,591,229 492,400 SH
INTEL CORP COM 458140100 3,537,251 47,600 SH
INTEL CORP COM 458140100 8,166,889 109,900 SH
INTEL CORP COM 458140100 312,110 4,200 SH
INTERIORS INC PFD A CV 10% 458688207 126,406 36,116 SH
INTRENET INC COM 461190100 775,770 282,098 SH
INTRENET INC COM 461190100 5,396,999 1,962,545 SH
INTRENET INC COM 461190100 642,598 233,672 SH
JDS UNIPHASE CORP COM 46612J101 978,783 8,600 SH
JDS UNIPHASE CORP COM 46612J101 5,098,778 44,800 SH
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
ENCORE MED CORP 37,321 1 37,321
ENERGY CONVERSION DEVICES INC 39,000 1 39,000
ENRON CORP 150,000 150,000
ENVIROGEN INC 146,460 1 146,460
ENVIROGEN INC 5,250 1 5,250
EXCALIBUR TECHNOLOGIES CORP 2,906,046 1 2,906,046
EXCALIBUR TECHNOLOGIES CORP 48,000 1 48,000
EXCALIBUR TECHNOLOGIES CORP 49,511 1 49,511
EXCALIBUR TECHNOLOGIES CORP 760,000 1 760,000
EXCALIBUR TECHNOLOGIES CORP 65,000 1 65,000
EXCALIBUR TECHNOLOGIES CORP 28,652 28,652
EXTENDED STAY AMER INC 10,000 1 10,000
EZCORP INC 14,340 1 14,340
FIRST AMERN FINL CORP 267,400 2 267,400
FLEXTRONICS INTL LTD 9,200 1 9,200
FLEXTRONICS INTL LTD 50,000 50,000
FLEXTRONICS INTL LTD 1,800 1,800
FORTE SOFTWARE INC 100,000 100,000
GENELABS TECHNOLOGIES INC 4,688 1 4,688
GERALD STEVENS INC 341,053 1 341,053
GERALD STEVENS INC 635 1 635
GIGA INFORMATION GROUP INC 133,333 1 133,333
GILLETTE CO 176,000 2 176,000
GLOBAL CROSSING LTD 257,847 257,847
GRAPHON CORP 21,000 1 21,000
GRAPHON CORP 28,320 1 28,320
GREY ADVERTISING INC 3,200 3,200
HERLEY INDS INC DEL 8,200 1 8,200
HERLEY INDS INC DEL 28,110 1 28,110
HOMESTORE COM INC 1,050,000 1 1,050,000
HOLLYWOOD ENTMT CORP 149,150 1 149,150
HYTEK MICROSYSTEMS INC 360,000 1 360,000
IBIS TECHNOLOGY CORP 270 1 270
IBIS TECHNOLOGY CORP 70,000 1 70,000
IBIS TECHNOLOGY CORP 8,000 1 8,000
IMMUNEX CORP NEW 13,000 1 13,000
IMMUNEX CORP NEW 100,000 2 100,000
IMMUNEX CORP NEW 64,000 64,000
IMMUNEX CORP NEW 2,000 2,000
INFONAUTICS CORP 15,763 1 15,763
INTEL CORP 26,100 1 26,100
INTEL CORP 492,400 2 492,400
INTEL CORP 47,600 2 47,600
INTEL CORP 109,900 109,900
INTEL CORP 4,200 4,200
INTERIORS INC 36,116 1 36,116
INTRENET INC 282,098 1 282,098
INTRENET INC 1,962,545 1,962,545
INTRENET INC 233,672 233,672
JDS UNIPHASE CORP 8,600 1 8,600
JDS UNIPHASE CORP 44,800 44,800
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
JDS UNIPHASE CORP COM 46612J101 113,812 1,000 SH
JOURNAL REGISTER CO COM 481138105 550,000 40,000 SH
KAYDON CORP COM 486587108 248,750 10,000 SH
KOREA ELECTRIC PWR SPONSORED ADR 500631106 6,424,800 400,000 SH
KRUG INTL CORP COM 501067102 378,875 216,500 SH
LEISUREPLANET HLDGS LTD WT A EX 012301 G54467116 50,181 19,602 SH
LEISUREPLANET HLDGS LTD WT B EX 012301 G54467124 14,194 19,992 SH
LIGHTPATH TECHNOLOGIES INC WT A EX 022201 532257110 44,004 22,800 SH
LIGHTPATH TECHNOLOGIES INC WT B EX 022201 532257128 112 100 SH
LUCENT TECHNOLOGIES INC COM 549463107 1,427,250 22,000 SH
LUCENT TECHNOLOGIES INC COM 549463107 4,411,500 68,000 SH
LUCENT TECHNOLOGIES INC COM 549463107 103,800 1,600 SH
LYNX THERAPEUTICS INC COM NEW 551812308 12,758 1,134 SH
MARKEL CORP COM 570535104 182,062 1,000 SH
MARSHALL INDS COM 572393106 1,755,650 48,100 SH
MCDONALDS CORP COM 580135101 9,428,500 218,000 SH
MCDONALDS CORP COM 580135101 1,211,000 28,000 SH
MDC CORP CL A SUBVTGNEW 55267W309 521,850 50,000 SH
MDC CORP CL A SUBVTGNEW 55267W309 10,823 1,037 SH
MICROSOFT CORP COM 594918104 18,112 200 SH
MICROSOFT CORP COM 594918104 18,112,400 200,000 SH
MICROSOFT CORP COM 594918104 1,992,364 22,000 SH
MILLER INDS INC TENN COM 600551105 1,474,894 524,500 SH
MILLER INDS INC TENN COM 600551105 36,556 13,000 SH
MILLER INDS INC TENN COM 600551105 494,912 176,000 SH
MINIMED INC COM 60365K108 560,025 5,700 SH
MINIMED INC COM 60365K108 2,701,875 27,500 SH
MINIMED INC COM 60365K108 88,425 900 SH
NALCO CHEM CO COM 629853102 5,050,000 100,000 SH
NIELSEN MEDIA RESH INC COM NEW 653929307 3,718,700 100,000 SH
NOKIA CORP SPONSORED ADR 654902204 30,917,000 344,000 SH
NOKIA CORP SPONSORED ADR 654902204 2,911,950 32,400 SH
NTL INC COM 629407107 787,971 8,200 SH
NTL INC COM 629407107 3,872,588 40,300 SH
NTL INC COM 629407107 124,922 1,300 SH
ODETICS INC DEL CL A 676065204 131,523 12,526 SH
ODETICS INC DEL CL B 676065105 67,956 6,550 SH
OMNI NUTRACEUTICALS INC COM 68212M102 297,500 140,000 SH
OMNI NUTRACEUTICALS INC COM 68212M102 15,487 7,288 SH
OMNIPOINT CORP COM 68212D102 67,601,486 1,209,870 SH
OMNIPOINT CORP COM 68212D102 2,794 50 SH
OMNIPOINT CORP COM 68212D102 1,257,746 22,510 SH
ONYX ACCEP CORP COM 682914106 629,063 82,500 SH
OXFORD HEALTH PLANS INC COM 691471106 812,500 65,000 SH
OXFORD HEALTH PLANS INC COM 691471106 6,185,000 494,800 SH
OXFORD HEALTH PLANS INC COM 691471106 477,500 38,200 SH
OXFORD HEALTH PLANS INC COM 691471106 2,656,250 212,500 SH
OXFORD HEALTH PLANS INC COM 691471106 62,500 5,000 SH
PACIFICORP COM 695114108 1,006,250 50,000 SH
PANAMERICAN BEVERAGES INC CL A P74823108 579,670 35,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
JDS UNIPHASE CORP 1,000 1,000
JOURNAL REGISTER CO 40,000 40,000
KAYDON CORP 10,000 10,000
KOREA ELECTRIC PWR 400,000 1 400,000
KRUG INTL CORP 216,500 1 216,500
LEISUREPLANET HLDGS LTD 19,602 1 19,602
LEISUREPLANET HLDGS LTD 19,992 1 19,992
LIGHTPATH TECHNOLOGIES INC 22,800 1 22,800
LIGHTPATH TECHNOLOGIES INC 100 1 100
LUCENT TECHNOLOGIES INC 22,000 1 22,000
LUCENT TECHNOLOGIES INC 68,000 68,000
LUCENT TECHNOLOGIES INC 1,600 1,600
LYNX THERAPEUTICS INC 1,134 1 1,134
MARKEL CORP 1,000 1,000
MARSHALL INDS 48,100 48,100
MCDONALDS CORP 218,000 2 218,000
MCDONALDS CORP 28,000 2 28,000
MDC CORP 50,000 1 50,000
MDC CORP 1,037 1 1,037
MICROSOFT CORP 200 1 200
MICROSOFT CORP 200,000 2 200,000
MICROSOFT CORP 22,000 2 22,000
MILLER INDS INC TENN 524,500 1 524,500
MILLER INDS INC TENN 13,000 1 13,000
MILLER INDS INC TENN 176,000 176,000
MINIMED INC 5,700 1 5,700
MINIMED INC 27,500 27,500
MINIMED INC 900 900
NALCO CHEM CO 100,000 100,000
NIELSEN MEDIA RESH INC 100,000 100,000
NOKIA CORP 344,000 2 344,000
NOKIA CORP 32,400 2 32,400
NTL INC 8,200 1 8,200
NTL INC 40,300 40,300
NTL INC 1,300 1,300
ODETICS INC DEL 12,526 1 12,526
ODETICS INC DEL 6,550 1 6,550
OMNI NUTRACEUTICALS INC 140,000 1 140,000
OMNI NUTRACEUTICALS INC 7,288 1 7,288
OMNIPOINT CORP 1,209,870 1 1,209,870
OMNIPOINT CORP 50 1 50
OMNIPOINT CORP 22,510 22,510
ONYX ACCEP CORP 82,500 82,500
OXFORD HEALTH PLANS INC 65,000 1 65,000
OXFORD HEALTH PLANS INC 494,800 2 494,800
OXFORD HEALTH PLANS INC 38,200 2 38,200
OXFORD HEALTH PLANS INC 212,500 212,500
OXFORD HEALTH PLANS INC 5,000 5,000
PACIFICORP 50,000 50,000
PANAMERICAN BEVERAGES INC 35,000 35,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
PATHWAYS GROUP INC COM 70321D106 15,271,609 2,655,932 SH
PATHWAYS GROUP INC COM 70321D106 718,750 125,000 SH
PATHWAYS GROUP INC COM 70321D106 287,500 50,000 SH
PE CORP COM PE BIO GRP 69332S102 939,250 13,000 SH
PE CORP COM PE BIO GRP 69332S102 3,569,150 49,400 SH
PE CORP COM PE BIO GRP 69332S102 86,700 1,200 SH
PFIZER INC COM 717081103 11,193,000 312,000 SH
PFIZER INC COM 717081103 1,183,875 33,000 SH
PIONEER HI BRED INTL INC COM 723686101 13,890,450 350,000 SH
PRICELINE COM INC COM 741503106 67,422,624 1,045,312 SH
PRINCETON VIDEO IMAGE INC COM 742476104 818,369 174,604 SH
PULITZER INC COM 745769109 622,487 13,700 SH
RAMBUS INC DEL COM 750917106 629,375 9,500 SH
RAMBUS INC DEL COM 750917106 3,339,000 50,400 SH
RAMBUS INC DEL COM 750917106 92,750 1,400 SH
RECOVERY ENGR INC COM 756269106 1,591,875 45,000 SH
REGENERON PHARMACEUTICALS COM 75886F107 1,625,000 200,000 SH
REPUBLIC BANCORP INC COM 760282103 188,518 16,305 SH
REPUBLIC N Y CORP COM 760719104 15,052,065 245,000 SH
REYNOLDS METALS CO COM 761763101 5,131,875 85,000 SH
SCHLUMBERGER LTD COM 806857108 1,003,223 16,100 SH
SCHLUMBERGER LTD COM 806857108 17,696,608 284,000 SH
SCHLUMBERGER LTD COM 806857108 5,078,428 81,500 SH
SCHLUMBERGER LTD COM 806857108 155,780 2,500 SH
SMITH INTL INC COM 832110100 595,350 14,700 SH
SMITH INTL INC COM 832110100 4,791,150 118,300 SH
SMITH INTL INC COM 832110100 141,750 3,500 SH
SOLECTRON CORP COM 834182107 1,069,999 14,900 SH
SOLECTRON CORP COM 834182107 4,236,908 59,000 SH
SOLECTRON CORP COM 834182107 100,537 1,400 SH
SSE TELECOM INC COM 784652109 118,414 51,217 SH
STANFORD TELECOMMUNICATIONS COM 854402104 4,771,800 150,000 SH
STRATEGIC DISTR INC COM 862701208 580,313 185,700 SH
SUMMIT TECHNOLOGY INC COM 8.66E+105 622,608 34,000 SH
SUN MICROSYSTEMS INC COM 866810104 995,100 10,700 SH
SUN MICROSYSTEMS INC COM 866810104 6,017,100 64,700 SH
SUN MICROSYSTEMS INC COM 866810104 213,900 2,300 SH
T J T INC WT EXP 122200 872538111 10,444 348,123 SH
TEXAS INSTRS INC COM 882508104 1,085,700 13,200 SH
TEXAS INSTRS INC COM 882508104 3,816,400 46,400 SH
TEXAS INSTRS INC COM 882508104 131,600 1,600 SH
TIME WARNER INC COM 887315109 2,721,600 44,800 SH
TITAN PHARMACEUTICALS INC DEL WT A EX 011801 888314119 37,070 11,000 SH
UNIGENE LABS INC COM 904753100 147,750 197,000 SH
UNIGENE LABS INC COM 904753100 1,798 2,397 SH
UNITED ASSET MGMT CORP COM 909420101 12,837,748 666,896 SH
USA NETWORKS INC COM 902984103 59,868,750 1,545,000 SH
USA NETWORKS INC COM 902984103 310 8 SH
USA NETWORKS INC COM 902984103 623,643 16,094 SH
USA NETWORKS INC COM 902984103 16,895,000 436,000 SH
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
PATHWAYS GROUP INC 2,655,932 1 2,655,932
PATHWAYS GROUP INC 125,000 1 125,000
PATHWAYS GROUP INC 50,000 50,000
PE CORP 13,000 1 13,000
PE CORP 49,400 49,400
PE CORP 1,200 1,200
PFIZER INC 312,000 2 312,000
PFIZER INC 33,000 2 33,000
PIONEER HI BRED INTL INC 350,000 350,000
PRICELINE COM INC 1,045,312 1 1,045,312
PRINCETON VIDEO IMAGE INC 174,604 1 174,604
PULITZER INC 13,700 13,700
RAMBUS INC DEL 9,500 1 9,500
RAMBUS INC DEL 50,400 50,400
RAMBUS INC DEL 1,400 1,400
RECOVERY ENGR INC 45,000 45,000
REGENERON PHARMACEUTICALS 200,000 1 200,000
REPUBLIC BANCORP INC 16,305 1 16,305
REPUBLIC N Y CORP 245,000 245,000
REYNOLDS METALS CO 85,000 85,000
SCHLUMBERGER LTD 16,100 1 16,100
SCHLUMBERGER LTD 284,000 2 284,000
SCHLUMBERGER LTD 81,500 81,500
SCHLUMBERGER LTD 2,500 2,500
SMITH INTL INC 14,700 1 14,700
SMITH INTL INC 118,300 118,300
SMITH INTL INC 3,500 3,500
SOLECTRON CORP 14,900 1 14,900
SOLECTRON CORP 59,000 59,000
SOLECTRON CORP 1,400 1,400
SSE TELECOM INC 51,217 1 51,217
STANFORD TELECOMMUNICATIONS 150,000 150,000
STRATEGIC DISTR INC 185,700 185,700
SUMMIT TECHNOLOGY INC 34,000 1 34,000
SUN MICROSYSTEMS INC 10,700 1 10,700
SUN MICROSYSTEMS INC 64,700 64,700
SUN MICROSYSTEMS INC 2,300 2,300
T J T INC 348,123 1 348,123
TEXAS INSTRS INC 13,200 1 13,200
TEXAS INSTRS INC 46,400 46,400
TEXAS INSTRS INC 1,600 1,600
TIME WARNER INC 44,800 44,800
TITAN PHARMACEUTICALS INC DEL 11,000 1 11,000
UNIGENE LABS INC 197,000 1 197,000
UNIGENE LABS INC 2,397 1 2,397
UNITED ASSET MGMT CORP 666,896 1 666,896
USA NETWORKS INC 1,545,000 1 1,545,000
USA NETWORKS INC 8 1 8
USA NETWORKS INC 16,094 16,094
USA NETWORKS INC 436,000 2 436,000
<PAGE>
<S> <C> <C> <C> <C>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5
NAME OF ISSUER CLASS CUSIP NUMBER FAIR MARKET VALUE POSITION CLASS
USA NETWORKS INC COM 902984103 1,472,500 38,000 SH
USA NETWORKS INC COM 902984103 2,945,000 76,000 SH
VION PHARMACEUTICALS INC WT A EX 081400 927624114 189,803 83,247 SH
VION PHARMACEUTICALS INC WT B EX 081400 927624122 23,415 31,220 SH
WARNER CHILCOTT PLC SPONSORED ADR 934435207 368,750 50,000 SH
WEBFINANCIAL CORP WT EXP 042802 94767P118 19,493 33,039 SH
WEBFINANCIAL CORP WT EXP 042802 94767P118 76,700 130,000 SH
WEBFINANCIAL CORP COM 94767P100 20,538 2,934 SH
WOMEN FIRST HEALTHCARE COM 978150100 1,130,803 160,125 SH
WOMEN FIRST HEALTHCARE COM 978150100 35,310 5,000 SH
WOMEN FIRST HEALTHCARE COM 978150100 161,543 22,875 SH
WOMEN FIRST HEALTHCARE COM 978150100 45,606 6,458 SH
WORLD COLOR PRESS INC DEL COM 981443104 4,172,000 112,000 SH
WYMAN GORDON CO COM 983085101 2,803,050 150,000 SH
YAHOO INC COM 984332106 664,150 3,700 SH
YAHOO INC COM 984332106 3,410,500 19,000 SH
YAHOO INC COM 984332106 107,700 600 SH
======================
1,193,170,673
======================
<PAGE>
<S> <C> <C> <C>
ITEM 1 ITEM 6 ITEM 7 ITEM 8
INVESTMENT DISCRETION ---VOTING AUTHORITY---
(a) (b) (C) (a) (b) (C)
NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
USA NETWORKS INC 38,000 2 38,000
USA NETWORKS INC 76,000 76,000
VION PHARMACEUTICALS INC 83,247 1 83,247
VION PHARMACEUTICALS INC 31,220 1 31,220
WARNER CHILCOTT PLC 50,000 1 50,000
WEBFINANCIAL CORP 33,039 1 33,039
WEBFINANCIAL CORP 130,000 1 130,000
WEBFINANCIAL CORP 2,934 1 2,934
WOMEN FIRST HEALTHCARE 160,125 1 160,125
WOMEN FIRST HEALTHCARE 5,000 1 5,000
WOMEN FIRST HEALTHCARE 22,875 1 22,875
WOMEN FIRST HEALTHCARE 6,458 1 6,458
WORLD COLOR PRESS INC DEL 112,000 112,000
WYMAN GORDON CO 150,000 150,000
YAHOO INC 3,700 1 3,700
YAHOO INC 19,000 19,000
YAHOO INC 600 600
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