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Previous: ALLEN HOLDING INC /NY, 13F-HR, 1999-11-15 |
Next: APOLLO ADVISORS L P /NY, 13F-HR, 1999-11-15 |
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: MIDDLETON & COMPANY, INC.
November 15, 1999
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment { }; Amendment Number:
This Amendment (check only one.): { } is a restatement.
{ } adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Middleton & Company, Inc.
Address: 99 High Street
Boston, MA 02110
13F File Number: 28-4180
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and it is understood that all required items, statements, schedules,
lists and tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: T. Michael Middleton
Title: Chairman
Phone:617 357-5101
Signature: /s/ T. Michael Middleton
------------------------------
Boston, MA 02110 November 15, 1999
Report Type
{X} 13 F Holding Report
{ } 13 F Notice
{ } 13 F Combination Report
I am signing this report as required by the Securities Exchange Act of 1934.
<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: None
-----
Form 13F Information Table Entry Total: 124
-----
Form 13F Information Table Value Total: 445,040,000
------------
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: MIDDLETON & COMPANY, INC.
<TABLE> <S> <C>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 10397 283403 SH SOLE 283403 0 0
ALCOA INC COM COM 013817101 1426 22984 SH SOLE 22984 0 0
ALLIED SIGNAL COM 019512102 3551 59249 SH SOLE 59249 0 0
AMERICAN HOME PRODUCTS COM 026609107 1201 28950 SH SOLE 28950 0 0
AMERICAN INTL GROUP COM 026874107 13063 150252 SH SOLE 150252 0 0
AMERITECH COM 030954101 1115 16703 SH SOLE 16703 0 0
AMGEN COM 031162100 1451 17800 SH SOLE 17800 0 0
ANALOG DEVICES COM 032654105 4528 88352 SH SOLE 88352 0 0
ASPEN TECHNOLOGY COM 045327103 262 26900 SH SOLE 26900 0 0
AT & T CORP COM 001957109 7844 180315 SH SOLE 180315 0 0
ATLANTIC RICHFIELD COM 048825103 592 6677 SH SOLE 6677 0 0
AUTOMATIC DATA PROCESSING COM 053015103 2658 59558 SH SOLE 59558 0 0
BANK NEW YORK COM 064057102 264 7900 SH SOLE 7900 0 0
BANK OF AMERICA COM 060505104 3079 55284 SH SOLE 55284 0 0
BANK ONE CORP COM 06423A103 431 12370 SH SOLE 12370 0 0
BANKBOSTON COM 06605R106 492 11340 SH SOLE 11340 0 0
BELL ATLANTIC COM 077853109 9778 145266 SH SOLE 145266 0 0
BELLSOUTH COM 079860102 2322 51602 SH SOLE 51602 0 0
BERKSHIRE HATHAWAY CL B COM 084670207 791 426 SH SOLE 426 0 0
BESTFOODS COM 08658U101 573 11800 SH SOLE 11800 0 0
BORG WARNER AUTOMOTIVE COM 099724106 1001 23277 SH SOLE 23277 0 0
BP AMOCO ADS COM 055622104 10301 185911 SH SOLE 185911 0 0
BRISTOL MYERS SQUIBB COM 110122108 7135 105702 SH SOLE 105702 0 0
BURLINGTON NORTHERN SANTA FE COM 12189T104 381 13845 SH SOLE 13845 0 0
CAMBRIDGE BANCORP COM 132152109 479 6800 SH SOLE 6800 0 0
CAMBRIDGE HEART COM 131910101 167 45200 SH SOLE 45200 0 0
CATERPILLAR COM 149123101 215 3920 SH SOLE 3920 0 0
CHARTER ONE FINANCIAL COM 160903100 384 16602 SH SOLE 16602 0 0
CHASE MANHATTAN COM 16161A108 5347 70943 SH SOLE 70943 0 0
CHEVRON COM 166751107 7238 81552 SH SOLE 81552 0 0
CISCO SYSTEMS COM 17275R102 12059 175882 SH SOLE 175882 0 0
CITIGROUP COM 172967101 4673 106204 SH SOLE 106204 0 0
CLOROX COM 189054109 252 6600 SH SOLE 6600 0 0
COCA COLA COM 191216100 5290 109637 SH SOLE 109637 0 0
COLGATE PALMOLIVE COM 194162103 318 6940 SH SOLE 6940 0 0
COMPUTER SCIENCES COM 205363104 11678 166085 SH SOLE 166085 0 0
CONCORD EFS COM 206197105 2421 117375 SH SOLE 117375 0 0
DANAHER CORP COM 235851102 8709 165289 SH SOLE 165289 0 0
DISNEY (WALT) COM 254687106 2392 92004 SH SOLE 92004 0 0
DOVER CORP COM 260003108 2646 64734 SH SOLE 64734 0 0
DOW CHEMICAL COM 260543103 427 3759 SH SOLE 3759 0 0
DUPONT COM 263534109 1761 29100 SH SOLE 29100 0 0
E M C CORP COM 268648102 509 7125 SH SOLE 7125 0 0
ECLIPSYS CORP COM 278856109 1529 106335 SH SOLE 106335 0 0
EMERSON ELECTRIC COM 291011104 360 5700 SH SOLE 5700 0 0
ENRON CORP COM 293561106 246 6000 SH SOLE 6000 0 0
EQUIFAX COM 294429105 226 8019 SH SOLE 8019 0 0
EQUITY INCOME FUND COM 294700703 277 1410 SH SOLE 1410 0 0
ERICSSON TEL ADR COM 294821400 5934 189880 SH SOLE 189880 0 0
EXXON COM 302290101 8070 106185 SH SOLE 106185 0 0
FEDERAL NATL MTG ASSN COM 313586109 6313 100705 SH SOLE 100705 0 0
FORD MOTOR COM 345370100 6278 124934 SH SOLE 124934 0 0
FORTUNE BRANDS INC COM 349631101 213 6600 SH SOLE 6600 0 0
GENERAL ELECTRIC COM 369604103 24832 209443 SH SOLE 209443 0 0
GENERAL ELECTRIC COM 369604103 285 2400 SH OTHER 0 0 2400
GENERAL MILLS COM 370334104 349 8600 SH SOLE 8600 0 0
GERBER SCIENTIFIC COM 373730100 682 30500 SH SOLE 30500 0 0
GILLETTE COM 375766102 6376 187871 SH SOLE 187871 0 0
GTE CORP COM 362320103 1563 20335 SH SOLE 20335 0 0
HANNAFORD BROS COM 410550107 4603 65349 SH SOLE 65349 0 0
HEWLETT PACKARD COM 428236103 1081 11917 SH SOLE 11917 0 0
HOME DEPOT COM 437076102 701 10219 SH SOLE 10219 0 0
HOUGHTON MIFFLIN COM 441560109 589 14500 SH SOLE 14500 0 0
HUBBELL CL B COM 443510201 514 16114 SH SOLE 16114 0 0
I B M COM 459200101 13473 111346 SH SOLE 111346 0 0
INTEL CORP COM 458140100 13008 175043 SH SOLE 175043 0 0
JOHNSON & JOHNSON COM 478160104 10557 114904 SH SOLE 114904 0 0
KIMBERLY CLARK COM 494368103 2575 48810 SH SOLE 48810 0 0
KROGER CO COM 501044101 353 16000 SH SOLE 16000 0 0
LILLY (ELI) COM 532457108 3756 58509 SH SOLE 58509 0 0
LUCENT COM 549463107 19098 294374 SH DEFINED 294329 45 0
LUCENT COM 549463107 208 3200 SH OTHER 0 0 3200
MARRIOTT INTL CL A COM 571903202 510 15600 SH SOLE 15600 0 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 414 6565 SH SOLE 6565 0 0
MAY DEPT STORES COM 577778103 1974 54172 SH SOLE 54172 0 0
MBIA INC COM 55262C100 326 7000 SH SOLE 7000 0 0
MCDONALDS COM 580135101 891 20600 SH SOLE 20600 0 0
MCI WORLDCOM COM 55268B106 2119 29487 SH SOLE 29487 0 0
MEDTRONIC COM 585055106 9515 267548 SH SOLE 267548 0 0
MERCK & CO COM 589331107 12807 197600 SH SOLE 197600 0 0
MICROSOFT COM 594918104 14806 163484 SH SOLE 163484 0 0
MINNESOTA MNG & MFG COM 604059105 525 5468 SH SOLE 5468 0 0
MOBIL COM 607059102 9203 91346 SH SOLE 91346 0 0
MORGAN (J P) COM 616880100 1001 8765 SH SOLE 8765 0 0
NEW YORK TIMES CL A COM 650111107 365 9740 SH SOLE 9740 0 0
NOKIA CORP ADR COM 654902204 7070 78660 SH SOLE 78660 0 0
NORFOLK & SOUTHERN COM 655844108 338 13780 SH SOLE 13780 0 0
OMNICOM GROUP COM 681919106 665 8400 SH SOLE 8400 0 0
ORACLE SYSTEMS COM 68389X105 1045 22973 SH SOLE 22973 0 0
PAYCHEX COM 704326107 4195 122934 SH SOLE 122934 0 0
PEOPLES BANCSHARES MA COM 709795108 183 10150 SH SOLE 10150 0 0
PEPSICO COM 713448108 898 29454 SH SOLE 29454 0 0
PFIZER COM 717081103 14443 402582 SH SOLE 402582 0 0
PIONEER HI-BRED INT'L COM 723686101 266 6699 SH SOLE 6699 0 0
PRICE (T ROWE) COM 741477103 3467 126372 SH SOLE 126372 0 0
PROCTER & GAMBLE COM 742718109 9547 101833 SH SOLE 101833 0 0
ROYAL DUTCH PETROLEUM COM 780257804 3739 63314 SH SOLE 63314 0 0
SARA LEE COM 803111103 239 10240 SH SOLE 10240 0 0
SBC COMMUNICATIONS COM 78387G103 1460 28598 SH SOLE 28598 0 0
SCHERING PLOUGH COM 806605101 492 11280 SH SOLE 11280 0 0
SCHLUMBERGER COM 806857108 4080 65474 SH SOLE 65474 0 0
SPRINT CORP COM 852061100 270 4980 SH SOLE 4980 0 0
STAPLES COM 855030102 1056 48403 SH SOLE 48403 0 0
STATE STREET CORP COM 857477103 1208 18700 SH SOLE 18700 0 0
SUN MICROSYSTEMS COM 866810104 2431 26135 SH SOLE 26135 0 0
SUNTRUST BANKS COM 867914103 262 3992 SH SOLE 3992 0 0
SYSCO COM 871829107 766 21850 SH SOLE 21850 0 0
TELLABS COM 879664100 4291 75355 SH SOLE 75355 0 0
TEXACO COM 881694103 609 9646 SH SOLE 9646 0 0
TEXAS INSTRUMENTS COM 882508104 6990 84990 SH SOLE 84990 0 0
TJX COMPANIES COM 872540109 361 12850 SH SOLE 12850 0 0
TOTAL S A COM 89151E109 244 3850 SH SOLE 3850 0 0
TYCO INTERNATIONAL COM 902124106 560 10850 SH SOLE 10850 0 0
UNION PACIFIC COM 907818108 209 4350 SH SOLE 4350 0 0
UNITED TECHNOLOGIES COM 913017109 439 7400 SH SOLE 7400 0 0
UNUMPROVIDENT COM 91529Y106 439 14896 SH SOLE 14896 0 0
VANGUARD INTL GROWTH MUTUAL FUNDS 921910204 333 17123 SH SOLE 17123 0 0
VODAFONE GROUP PLC COM 92857T107 3375 70985 SH SOLE 70985 0 0
WACHOVIA CORP COM 929771103 497 6320 SH SOLE 6320 0 0
WAL MART STORES COM 931142103 492 10350 SH SOLE 10350 0 0
WALGREEN COM 931422109 752 29644 SH SOLE 29644 0 0
WARNER LAMBERT COM 934488107 2257 34000 SH SOLE 34000 0 0
WELLS FARGO COM 949746101 14265 359997 SH SOLE 359997 0 0
XEROX COM 984121103 10701 255157 SH SOLE 255157 0 0
</TABLE>
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