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Previous: MCLEODUSA INC, 4, 1999-04-09 |
Next: MCLEODUSA INC, 4, 1999-04-09 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person:
Mary Lee Sparks
2438 Campbell Road, N.W.
Albuquerque, New Mexico 87104
U.S.A.
2. Issuer Name and Ticker or Trading Symbol:
McLeodUSA Incorporated
MCLD
3. IRS or Social Security Number of Reporting Person (Voluntary):
4. Statement for Month/Year:
March 1999
5. If Amendment, Date of Original (Month/Year):
6. Relationship of Reporting Person(s) to Issuer (Check all
applicable):
( ) Director ( ) 10% Owner ( ) Officer (give title below) (x)
Other (specify below)
Member of 13(d) group owning more than 10%
7. Individual or Joint/Group Filing (Check Applicable Line):
( ) Form filed by One Reporting Person
(x) Form filed by More than One Reporting Person<PAGE>
Table I -- Non-Derivative Securities Acquired,
Disposed of, or Beneficially Owned
<TABLE>
<CAPTION>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class A 03/02/99 S 2,308 D $39.00 I By Barbara S. Federico
Common Stock 1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 1,539 D 39.31 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 769 D 39.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 385 D 40.94 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 1,538 D 41.25 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.38 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 769 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 385 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 384 D 41.06 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/11/99 S 769 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,154 D 40.88 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,539 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 769 D 40.63 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/16/99 S 154 D 38.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/17/99 S 616 D 38.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.25 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.63 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.88 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 40.63 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 385 D 40.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 385 D 40.88 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 1,154 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 385 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 384 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/22/99 S 1,154 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.50 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.63 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,923 D 41.75 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 769 D 41.88 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/30/99 S 577 D 42.31 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,346 D 42.38 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 385 D 43.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 384 D 43.38 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,539 D 43.00 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.06 I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.25 173,846 (1) I By Barbara S. Federico
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 2,307 D 39.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/02/99 S 1,538 D 39.31 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/02/99 S 770 D 39.75 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/04/99 S 769 D 40.75 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/04/99 S 385 D 40.94 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/04/99 S 1,538 D 41.25 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/04/99 S 769 D 40.38 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/09/99 S 769 D 41.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/09/99 S 385 D 41.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/09/99 S 385 D 41.06 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/11/99 S 769 D 41.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/11/99 S 1,154 D 40.88 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/11/99 S 1,539 D 41.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/11/99 S 769 D 40.63 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/16/99 S 154 D 38.75 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/30/99 S 231 D 43.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/31/99 S 385 D 43.38 I By Anne S. Whitte 1998
Spouse NIM-CRUT dated
October 27, 1998
03/31/99 S 1,538 D 43.00 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.06 I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.25 143,846 (2) I By Anne S. Whitten 1998
Spouse NIM-CRUT dated
October 27, 1998
03/02/99 S 2,308 D 39.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 1,538 D 39.31 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 769 D 39.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 384 D 40.94 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 1,538 D 41.25 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/04/99 S 770 D 40.38 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 770 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 385 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 384 D 41.06 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 770 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,154 D 40.88 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,538 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 769 D 40.63 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/16/99 S 154 D 38.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/17/99 S 616 D 38.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 770 D 39.25 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 769 D 39.63 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.88 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 40.63 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 385 D 40.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 384 D 40.88 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 1,154 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 385 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 384 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/22/99 S 1,154 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.50 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/29/99 S 1,923 D 41.63 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,923 D 41.75 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 769 D 41.88 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 577 D 42.31 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,346 D 42.38 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 385 D 43.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 384 D 43.38 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,539 D 43.00 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.06 I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.25 173,846 (3) I By Christina S. Duncan
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/02/99 S 1,536 D 39.00 D (4)
03/02/99 S 1,540 D 39.31 D (4)
03/02/99 S 770 D 39.75 12,360 (4) D
150,224 I By Mary Lee Sparks 1990
Personal Income Trust
for the Benefit of John
Woodruff Sparks dated
April 20, 1990
150,224 I By Mary Lee Sparks 1990
Personal Income Trust
for the Benefit of Anne
Romayne Sparks dated
April 20, 1990
150,224 I By Mary Lee Sparks 1990
Personal Income Trust
for the Benefit of
Barbara Lee Sparks dated
April 20, 1990
150,224 I By Mary Lee Sparks 1990
Personal Income Trust
for the Benefit of
Christina Louise Sparks
dated April 20, 1990
155,923 (5) I By John W. Sparks 1998
Spouse CRUT dated
October 27, 1998
3/2/99 S 773 D 39.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/4/99 S 769 D 40.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/4/99 S 385 D 40.94 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
3/4/99 S 1,538 D 41.25 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/4/99 S 769 D 40.38 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/9/99 S 769 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/9/99 S 384 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/9/99 S 385 D 41.06 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/11/99 S 769 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/11/99 S 1,153 D 40.88 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/11/99 S 1,537 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/11/99 S 769 D 40.63 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/16/99 S 153 D 38.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/17/99 S 616 D 38.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
3/18/99 S 769 D 39.25 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 769 D 39.63 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 770 D 39.88 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 769 D 40.63 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 384 D 40.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 385 D 40.88 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/18/99 S 1,154 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/19/99 S 384 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/19/99 S 385 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/22/99 S 1,154 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/29/99 S 1,923 D 41.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
3/29/99 S 1,923 D 41.50 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/29/99 S 1,923 D 41.63 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/29/99 S 1,923 D 41.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/30/99 S 1,923 D 41.75 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/30/99 S 770 D 41.88 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/30/99 S 577 D 42.31 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/30/99 S 1,346 D 42.38 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/30/99 S 384 D 43.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/31/99 S 385 D 43.38 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/31/99 S 1,538 D 43.00 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
3/31/99 S 1,923 D 43.06 I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/31/99 S 1,923 D 43.25 27,924 (5) I By John W. Sparks 1998
Spouse NIM-CRUT dated
October 27, 1998
03/17/99 S 616 D 38.75 D (6)
03/18/99 S 769 D 39.25 D (6)
03/18/99 S 770 D 39.63 D (6)
03/18/99 S 769 D 39.88 D (6)
03/18/99 S 769 D 40.63 D (6)
03/18/99 S 384 D 40.75 D (6)
03/18/99 S 385 D 40.88 D (6)
03/18/99 S 1,154 D 41.00 D (6)
03/19/99 S 384 D 41.00 D (6)
03/19/99 S 385 D 41.00 D (6)
03/22/99 S 1,154 D 41.00 D (6)
03/29/99 S 1,923 D 41.00 D (6)
03/29/99 S 1,923 D 41.50 D (6)
03/29/99 S 1,923 D 41.63 D (6)
03/29/99 S 1,923 D 41.75 D (6)
03/30/99 S 1,923 D 41.75 D (6)
03/30/99 S 769 D 41.88 D (6)
03/30/99 S 577 D 42.31 D (6)
03/30/99 S 1,347 D 42.38 D (6)
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/30/99 S 153 D 43.00 2,359 (6) D
22,360 (7) D
22,359 (8) D
196,678 D
332,209 I By Trust Agreement dated
May 13, 1978 f/b/o Mary
Lee Sparks
03/04/99 S 300 D 41.50 506 (9) D
</TABLE>
<PAGE>
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION> 10.
Owner-
9. ship
5. Number Form of
Number of Deri-Deriva-
2. of Deri- vative tive 11.
1. Conver- vative 6. Securi- Secur- Nature
Title sion or Securi- Date ties ity: of In-
of Exer- 3. ties Exer- 8. Benefi- Direct direct
Deriva- cise Trans- Acquired cisable 7. Price of cially (D) or Benefi-
tive Price action 4. (A) or and Title and Deriva- Owned at In- cial
Secur- of Date Trans- Disposed Expir- Amount of tive End of direct Owner-
ity Deri- (Month/ action of (D) ation Underlying Security Month (I) ship
(Instr. vative Day/ Code (Instr. 3, Date (Month/ Securities (Instr. (Instr. (Instr. (Instr.
3) Security Year) (Instr. 8) 4 & 5) Day/Year) (Instr. 3 & 4) 5) 4) 4) 4)
------- -------- ------- ---------- ---------- ------------ -------------- --------- ------- -------- -------
Code V (A) (D) Date Expir- Title Amount or
---- - --- --- Exer-ation ----- Number of
cis- Date Shares
able ------ ---------
-----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Employee $24.50 09/24/97 (1) 09/24/08 Class A 25,000 25,000 D
Stock Common
Option Stock
(right to
buy) (1)
Employee 24.25 12/22/97 (2) 10/12/09 Class A 5,000 5,000 D
Stock Common
Option Stock
(right to
buy) (2)
Employee 29.75 12/31/98 (3) 12/31/08 Class A 5,000 5,000 D
Stock Common
Option Stock
(right to
buy) (2)
</TABLE>
Explanation of Responses:
Explanation of footnotes to Table I: For purposes of Section
13(d) of the Securities Exchange Act, each of the joint filers is a
member of a group that together owns more than 10% of the Issuer's
Class A Common Stock. Except as indicated in the following notes, the
securities shown in Table I are beneficially owned for purposes of
Rule 16a-1(a)(2) by Mary Lee Sparks and not by any of the other joint
filers.<PAGE>
(1) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Barbara S. Federico. These shares are not subject to Ms.
Federico's agreement with the other members of the 13(d)
group referred to in Item 6 of the cover page of this Form
4.
(2) Beneficially owned for purposes of Rule 16a-1(a)(2) by Anne
S. Whitten. These shares are not subject to Ms. Whitten's
agreement with the other members of the 13(d) group referred
to in Item 6 of the cover page of this Form 4.
(3) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Christina S. Duncan. These shares are not subject to Ms.
Duncan's agreement with the other members of the 13(d) group
referred to in Item 6 of the cover page of this Form 4.
(4) Beneficially owned for purposes of Rule 16a-1(a)(2) by John
W. Sparks.
(5) Beneficially owned for purposes of Rule 16a-1(a)(2) by John
W. Sparks. These shares are not subject to Mr. Sparks'
agreement with the other members of the 13(d) group referred
to in Item 6 of the cover page of this Form 4.
(6) Beneficially owned for purposes of Rule 16a-1(a)(2) by Anne
S. Whitten.
(7) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Barbara S. Federico.
(8) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Christina S. Duncan
(9) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Steven L. Grissom.
Explanation of footnotes to Table II: The derivative securities
shown in Table II are beneficially owned for purposes of Rule 16a-
1(a)(2) by Steven L. Grissom.
(1) The employee stock option dated 9/24/97 vests in four equal
annual installments which began on September 24, 1998.
(2) The employee stock option dated 12/22/97 vests in four equal
annual installments beginning on October 12, 1999.
(3) The employee stock option dated 12/31/98 vests in four equal
annual installments beginning on December 31, 1999.<PAGE>
SIGNATURE OF REPORTING PERSON:
Mary Lee Sparks
By: Steven L. Grissom
Attorney in Fact
Dated: April 7, 1999<PAGE>
JOINT FILER INFORMATION
Name: Steven L. Grissom
Address: 121 South 17th Street, Mattoon, Illinois 61938
Designated Filer: Mary Lee Sparks
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Steven L. Grissom
JOINT FILER INFORMATION
Name: Anne S. Whitten
Address: 38 Goodhue Road, Windham, New Hampshire 03087
Designated Filer: Mary Lee Sparks
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Anne S. Whitten
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: Barbara S. Federico
Address: 4840 Ashville Bay Road, Ashville, New York 14710
Designated Filer: Mary Lee Sparks
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Barbara S. Federico
By: Steven L. Grissom
Attorney in Fact<PAGE>
JOINT FILER INFORMATION
Name: Christina S. Duncan (aka Christina L. Duncan)
Address: 194 North Bald Hill Road, New Canaan, Connecticut 06840
Designated Filer: Mary Lee Sparks
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Christina S. Duncan
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: John W. Sparks
Address: 229 Saavedra, S.W., Albuquerque, New Mexico 87105
Designated Filer: Mary Lee Sparks
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: John W. Sparks
By: Steven L. Grissom
Attorney in Fact
DATE: April 7, 1999
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