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Previous: MCLEODUSA INC, 4, 1999-04-09 |
Next: MCLEODUSA INC, 4, 1999-04-09 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person:
The Lumpkin Foundation
c/o Steven L. Grissom
121 South 17th Street
Mattoon, Illinois 61938
U.S.A.
2. Issuer Name and Ticker or Trading Symbol:
McLeodUSA Incorporated
MCLD
3. IRS or Social Security Number of Reporting Person (Voluntary):
4. Statement for Month/Year:
March 1999
5. If Amendment, Date of Original (Month/Year):
6. Relationship of Reporting Person(s) to Issuer (Check all
applicable):
( ) Director ( ) 10% Owner ( ) Officer (give title below)
(x) Other (specify below)
Member of 13(d) group owning more than 10%
7. Individual or Joint/Group Filing (Check Applicable Line):
(x) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person<PAGE>
Table I -- Non-Derivative Securities Acquired,
Disposed of, or Beneficially Owned
<TABLE>
<CAPTION>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- ---------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class A 03/02/99 S 2,307 D 39.00 D
Common Stock
03/02/99 S 1,539 D 39.31 D
03/02/99 S 769 D 39.75 D
03/04/99 S 769 D 40.75 D
03/04/99 S 385 D 40.94 D
03/04/99 S 1,539 D 41.25 D
03/04/99 S 769 D 40.38 D
03/09/99 S 769 D 41.00 D
03/09/99 S 385 D 41.00 D
03/09/99 S 385 D 41.06 D
03/11/99 S 769 D 41.00 D
03/11/99 S 1,155 D 40.88 D
03/11/99 S 1,538 D 41.00 D
03/11/99 S 769 D 40.63 D
03/16/99 S 154 D 38.75 D
03/17/99 S 615 D 38.75 D
03/18/99 S 769 D 39.25 D
03/18/99 S 770 D 39.63 D
03/18/99 S 769 D 39.88 D
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- ---------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 769 D 40.63 D
03/18/99 S 385 D 40.75 D
03/18/99 S 384 D 40.88 D
03/18/99 S 1,154 D 41.00 D
03/19/99 S 385 D 41.00 D
03/19/99 S 385 D 41.00 D
03/22/99 S 1,153 D 41.00 D
03/29/99 S 1,923 D 41.00 D
03/29/99 S 1,924 D 41.50 D
03/29/99 S 1,923 D 41.63 D
03/29/99 S 1,923 D 41.75 D
03/30/99 S 1,923 D 41.75 D
03/30/99 S 769 D 41.88 D
03/30/99 S 577 D 42.31 D
03/30/99 S 1,347 D 42.38 D
03/30/99 S 384 D 43.00 D
03/31/99 S 385 D 43.38 D
03/31/99 S 1,538 D 43.00 D
03/31/99 S 1,923 D 43.06 D
03/31/99 S 1,923 D 43.25 143,126 D
</TABLE>
<PAGE>
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
10.
9. Owner-
Number ship
5. of Form of
Number Deri- Deriva-
2. of Deri- vative tive 11.
1. Conver- vative 6. Securi- Secur- Nature
Title sion or Securi- Date ties ity: of In-
of Exer- ties Exer- 8. Benefi- Direct direct
Deriva- cise 3. Trans- Acquired cisable Price of cially (D) or Benefi-
tive Price action 4. (A) or and 7. Title and Deriva- Owned at In- cial
Secur- of Date Trans- Disposed Expir- Amount of tive End of direct Owner-
ity Deri- (Month/ action of (D) ation Underlying Security Month (I) ship
(Instr. vative Day/ Code (Instr. 3, Date (Month/ Securities (Instr. (Instr. (Instr. (Instr.
3) Security Year) (Instr. 8) 4 & 5) Day/Year) (Instr. 3 & 4) 5) 4) 4) 4)
------- -------- ------- ---------- ---------- ------------ -------------- -------- -------- ------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Code V (A) (D) Date Expir- Title Amount or
---- - --- --- Exer- ation ----- Number of
cis- Date Shares
able ------ ---------
----
</TABLE>
<PAGE>
SIGNATURE OF REPORTING PERSON:
The Lumpkin Foundation
By:
Steven L. Grissom
Assistant Treasurer
DATE: April 7, 1999
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