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Previous: COASTAL BANCORP INC, S-3, 1999-04-09 |
Next: MCLEODUSA INC, 4, 1999-04-09 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person:
Margaret L. Keon
c/o Keon Associates
16 Miller Avenue, Suite 203
Mill Valley, California 94941
U.S.A.
2. Issuer Name and Ticker or Trading Symbol:
McLeodUSA Incorporated
MCLD
3. IRS or Social Security Number of Reporting Person (Voluntary):
4. Statement for Month/Year:
March 1999
5. If Amendment, Date of Original (Month/Year):
6. Relationship of Reporting Person(s) to Issuer (Check all
applicable):
( ) Director ( ) 10% Owner ( ) Officer (give title below) (x)
Other (specify below)
Member of 13(d) group owning more than 10%
7. Individual or Joint/Group Filing (Check Applicable Line):
( ) Form filed by One Reporting Person
(x) Form filed by More than One Reporting Person<PAGE>
Table I -- Non-Derivative Securities Acquired,
Disposed of, or Beneficially Owned
<TABLE>
<CAPTION>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Class A 03/02/99 S 2,308 D 39.00 I By Joseph J. Keon III 1998
Common Stock CRUT dated October 27, 1998
03/02/99 S 1,538 D 39.31 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/02/99 S 769 D 39.75 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/04/99 S 769 D 40.75 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/04/99 S 384 D 40.94 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/04/99 S 1,539 D 41.25 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/04/99 S 770 D 40.38 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/09/99 S 769 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/09/99 S 385 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/09/99 S 384 D 41.06 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/11/99 S 769 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/11/99 S 1,154 D 40.88 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/11/99 S 1,539 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/11/99 S 769 D 40.63 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/16/99 S 154 D 38.75 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/17/99 S 615 D 38.75 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 769 D 39.25 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 769 D 39.63 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 769 D 39.88 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 770 D 40.63 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 385 D 40.75 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 385 D 40.88 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/18/99 S 1,153 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/19/99 S 385 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/19/99 S 384 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/22/99 S 1,154 D 41.00 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/31/99 S 482 D 43.06 I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/31/99 S 1,923 D 43.25 24,903 (1) I By Joseph J. Keon III 1998
CRUT dated October 27, 1998
03/02/99 S 2,307 D 39.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/02/99 S 1,539 D 39.31 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/02/99 S 769 D 39.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/04/99 S 769 D 40.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/04/99 S 385 D 40.94 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/04/99 S 1,539 D 41.25 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/04/99 S 769 D 40.38 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/09/99 S 769 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/09/99 S 384 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/09/99 S 385 D 41.06 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/11/99 S 769 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/11/99 S 1,154 D 40.88 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/11/99 S 1,538 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/11/99 S 770 D 40.63 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/16/99 S 154 D 38.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/17/99 S 615 D 38.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 769 D 39.25 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 769 D 39.63 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 770 D 39.88 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 769 D 40.63 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 384 D 40.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 385 D 40.88 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/18/99 S 1,154 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/19/99 S 385 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/19/99 S 385 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/22/99 S 1,154 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.50 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.63 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/30/99 S 1,923 D 41.75 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/30/99 S 769 D 41.88 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/30/99 S 577 D 42.31 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/30/99 S 1,346 D 42.38 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/30/99 S 385 D 43.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/31/99 S 385 D 43.38 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/31/99 S 1,538 D 43.00 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.06 I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.25 23,846 (2) I By Margaret Lynley Keon
1998 NIM-CRUT dated
October 27, 1998
03/02/99 S 2,307 D 39.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 1,538 D 39.31 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/02/99 S 770 D 39.75 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 770 D 40.75 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 384 D 40.94 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 1,539 D 41.25 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.38 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 769 D 41.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 385 D 41.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 384 D 41.06 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 770 D 41.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,153 D 40.88 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,538 D 41.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/11/99 S 770 D 40.63 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/16/99 S 154 D 38.75 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/17/99 S 615 D 38.75 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 481 D 41.75 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 769 D 41.88 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 577 D 42.31 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,346 D 42.38 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 384 D 43.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 384 D 43.38 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,539 D 43.00 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/31/99 S 1,923 D 43.06 I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.25 39,905 (3) I By Susan K. DeWyngaert
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 2,308 D 39.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 1,538 D 39.31 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/02/99 S 769 D 39.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 385 D 40.94 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 1,538 D 41.25 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/04/99 S 769 D 40.38 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 770 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/09/99 S 384 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/09/99 S 385 D 41.06 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 769 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,154 D 40.88 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 1,539 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/11/99 S 769 D 40.63 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/16/99 S 153 D 38.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/17/99 S 616 D 38.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.25 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 770 D 39.63 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 769 D 39.88 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 769 D 40.63 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 385 D 40.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 384 D 40.88 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/18/99 S 1,154 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 384 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/19/99 S 385 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/22/99 S 1,154 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.50 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/29/99 S 1,923 D 41.63 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/29/99 S 1,923 D 41.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,923 D 41.75 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 770 D 41.88 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 577 D 42.31 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 1,346 D 42.38 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/30/99 S 384 D 43.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 385 D 43.38 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,538 D 43.00 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,923 D 43.06 I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
03/31/99 S 1,924 D 43.25 23,846 (4) I By Pamela K. Vitale
1998 Spouse CRUT dated
October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/02/99 S 2,308 D 39.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/02/99 S 1,538 D 39.31 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/02/99 S 769 D 39.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/04/99 S 769 D 40.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/04/99 S 385 D 40.94 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/04/99 S 1,539 D 41.25 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/04/99 S 769 D 40.38 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/09/99 S 769 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/09/99 S 385 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/09/99 S 385 D 41.06 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/11/99 S 769 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/11/99 S 1,154 D 40.88 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/11/99 S 1,539 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/11/99 S 769 D 40.63 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/16/99 S 154 D 38.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/17/99 S 615 D 38.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 769 D 39.25 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 769 D 39.63 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 769 D 39.88 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 770 D 40.63 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 384 D 40.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 385 D 40.88 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 1,154 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/19/99 S 385 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/19/99 S 385 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/22/99 S 1,153 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/29/99 S 1,923 D 41.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/29/99 S 1,923 D 41.50 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/29/99 S 1,923 D 41.63 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/29/99 S 1,924 D 41.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/30/99 S 1,923 D 41.75 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/30/99 S 769 D 41.88 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/30/99 S 577 D 42.31 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/30/99 S 1,346 D 42.38 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/30/99 S 385 D 43.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/31/99 S 385 D 43.38 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/31/99 S 1,538 D 43.00 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/31/99 S 1,923 D 43.06 I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/31/99 S 1,923 D 43.25 123,846 (5) I By Liese A. Keon 1998 CRUT
dated October 27, 1998
03/18/99 S 770 D 39.25 D (6)
03/18/99 S 769 D 39.63 D (6)
03/18/99 S 769 D 39.88 D (6)
03/18/99 S 769 D 40.63 D (6)
03/18/99 S 385 D 40.75 D (6)
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/18/99 S 384 D 40.88 D (6)
03/18/99 S 1,154 D 41.00 D (6)
03/19/99 S 385 D 41.00 D (6)
03/19/99 S 384 D 41.00 D (6)
03/22/99 S 1,154 D 41.00 D (6)
03/29/99 S 1,923 D 41.00 D (6)
03/29/99 S 1,923 D 41.50 D (6)
03/29/99 S 1,923 D 41.63 D (6)
03/29/99 S 1,923 D 41.75 D (6)
03/30/99 S 1,443 D 41.75 0 (6) D (6)
03/29/99 S 1,923 D 41.00 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/29/99 S 1,923 D 41.50 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/29/99 S 1,923 D 41.63 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/29/99 S 1,923 D 41.75 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/30/99 S 1,923 D 41.75 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/30/99 S 769 D 41.88 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/30/99 S 577 D 42.31 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/30/99 S 1,346 D 42.38 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/30/99 S 385 D 43.00 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/31/99 S 384 D 43.38 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
03/31/99 S 1,539 D 43.00 I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
03/31/99 S 1,442 D 43.06 0 (7) I By Joseph J. Keon III
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
75,037 I By Margaret L. Keon 1990
Personal Income Trust for
the Benefit of Susan Tamara
Keon DeWyngaert dated April
20, 1990
75,037 I By Margaret L. Keon 1990
Personal Income Trust for
the Benefit of Joseph John
Keon III dated April 20,
1990
75,037 I By Margaret L, Keon 1990
Personal Income Trust for
the benefit of Katherine
Stoddert Keon dated
April 20, 1990
75,037 I By Margaret L. Keon 1990
Personal Income Trust for
the Benefit of Lisa Anne
Keon dated April 20, 1990
75,037 I By Margaret L. Keon 1990
Personal Income Trust for
the Benefit of Margaret
Lynley Keon Vitale dated
April 20, 1990
<PAGE>
5. Amount of 6. Owner-
2. Trans- Securities ship Form:
action 4. Securities Beneficially Direct
1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of
Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial
(Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4)
----------- --------- ----------- ----------------- -------------- ---------- --------------------
Code V Amount (A)or(D) Price
---- - ------ -------- -----
75,037 I By Margaret L. Keon 1990
Personal Income Trust for
the Benefit of Pamela Keon
Vitale dated April 20, 1990
506,461 I By Margaret Lumpkin Keon
Trust dated May 13, 1978
16,057 (7) I By Katherine S. Keon
Holdback Trust under the
Margaret L. Keon 1993
Grantor Retained Annuity
Trust
16,058 (8) D
16,058 (9) D
16,058 (10) D
/TABLE
<PAGE>
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
10.
9. Owner-
5. Number ship
Number of Deri- Form of
2. of Deri- vative Deriva-
1. Conver- vative 6. Securi- tive 11.
Title sion or Securi- Date ties Secur- Nature
of Exer- 3. ties Exer- Benefici- ity: of In-
Deriva- cise Trans- Acquired cisable 7. ally Direct direct
tive Price action 4. (A) or and Title and 8. Owned at (D) or Benefi-
Secur- of Date Trans- Disposed Expir- Amount of Price of End of Indirect cial
ity Deri- (Month/ action of (D) ation Underlying Derivative Month (I) Owner-
(Instr. vative Day/ Code (Instr. 3, Date (Month/ Securities Security (Instr. (Instr. ship
3) Security Year) (Instr. 8) 4 & 5) Day/Year) (Instr. 3 & 4) (Instr. 5) 4) 4) (Instr. 4)
--------- -------- ------- ---------- ---------- --------- -------------- ---------- --------- ------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Code V (A) (D) Date Expir-Title Amount or
---- - --- --- Exer- ation ----- Number of
cis- Date Shares
able ----- ---------
-----
</TABLE>
Explanation of Responses:
Explanation of footnotes to Table I: For purposes of Section
13(d) of the Securities Exchange Act, each of the joint filers is a
member of a group that together owns more than 10% of the Issuer's
Class A Common Stock. Except as indicated in the following notes, the
securities shown in Table I are beneficially owned for purposes of
Rule 16a-1(a)(2) by Margaret L. Keon and not by any of the other joint
filers.
(1) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Joseph J. Keon III. These shares are not subject to Mr.
Keon's agreement with the other members of the 13(d) group
referred to in Item 6 of the cover page of this Form 4.
(2) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Margaret Lynley Keon. These shares are not subject to Ms.
Keon's agreement with the other members of the 13(d) group
referred to in Item 6 of the cover page of this Form 4.
(3) Beneficially owned for purposes of Rule 16a-1(a)(2) by Susan
K. DeWyngaert. These shares are not subject to Ms.
DeWyngaert's agreement with the other members of the 13(d)
group referred to in Item 6 of the cover page of this Form
4.<PAGE>
(4) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Pamela K. Vitale. These shares are not subject to Ms.
Vitale's agreement with the other members of the 13(d) group
referred to in Item 6 of the cover page of this Form 4.
(5) Beneficially owned for purposes of Rule 16a-1(a)(2) by Liese
A. Keon. These shares are not subject to Ms. Keon's
agreement with the other members of the 13(d) group referred
to in Item 6 of the cover page of this Form 4.
(6) Beneficially owned for purposes of Rule 16a-1(a)(2) by Susan
T. DeWyngaert.
(7) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Joseph J. Keon III and Pamela K. Vitale.
(8) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Pamela K. Vitale.
(9) Beneficially owned for purposes of Rule 16a-1(a)(2) by Liese
A. Keon.
(10) Beneficially owned for purposes of Rule 16a-1(a)(2) by
Margaret Lynley Keon.
SIGNATURE OF REPORTING PERSON(S):
Margaret L. Keon
By: Steven L. Grissom
Attorney in Fact
Dated: April 7, 1999<PAGE>
JOINT FILER INFORMATION
Name: Joseph J. Keon III
Address: c/o Keon Associates, 16 Miller Avenue, Suite 203, Mill
Valley, California 94941
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Joseph J. Keon III
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: Pamela K. Vitale (formerly Pamela Ryan Keon)
Address: c/o Keon Associates, 16 Miller Avenue, Suite 203, Mill
Valley, California 94941
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Pamela K. Vitale
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: Liese A. Keon
Address: 2868 South Lakeridge Trail, Boulder, Colorado 80302
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999<PAGE>
Signature: Liese A. Keon
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: Susan T. DeWyngaert
Address: 335 South 7th Street, Philadelphia, Pennsylvania 19106
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Susan T. DeWyngaert
By: Steven L. Grissom
Attorney in Fact
JOINT FILER INFORMATION
Name: Margaret Lynley Keon
Address: 56 Bourne Street, London, England SW1W8JD
Designated Filer: Margaret L. Keon
Issuer & Ticker Symbol: McLeodUSA Incorporated, MCLD
Statement for Month/Year: March 1999
Signature: Margaret Lynley Keon
By: Steven L. Grissom
Attorney in Fact
DATED: April 7, 1999
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