UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Vontobel USA Inc.
Address: 450 Park Avenue 7th Floor
New York, NY 10022
13F File Number: 28-04490
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph Mastoloni
Title: Vice President/Compliance Officer
Phone: 212-415-7051
Signature, Place, and Date of Signing:
Joseph Mastoloni New York, NY November 03, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 77
Form13F Information Table Value Total: 215155
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
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FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ----- ------- ----------- -------- -------- --------
Ace Ltd. ORD G0070K103 4300 110000 SH SOLE 110000 0 0
Adobe Systems Inc. COM 00724F101 280 1800 SH SOLE 1800 0 0
Aegon N.V. ORD. 007924103 4370 117766 SH SOLE 117766 0 0
Alltel Corp. COM 020039103 551 10550 SH SOLE 10550 0 0
American Express Co. COM 025816109 390 6390 SH SOLE 6390 0 0
American Home Prods Corp. COM 026609107 226 4000 SH SOLE 4000 0 0
American Intl Group Inc. COM 026874107 7800 81478 SH SOLE 81478 0 0
American Pwr. Conversion Corp. COM 029066107 635 33100 SH SOLE 33100 0 0
Apple Computer Inc. COM 037833100 315 12200 SH SOLE 12200 0 0
Applied Materials Inc. COM 038222105 442 7450 SH SOLE 7450 0 0
Bed Bath & Beyond Inc. COM 075896100 802 32900 SH SOLE 32900 0 0
Bellsouth Corp. COM 079860102 640 15900 SH SOLE 15900 0 0
Berkshire Hathaway Inc. Del CL A 084670108 8500 132 SH SOLE 132 0 0
Chubb Corp COM 171232101 1700 21900 SH SOLE 21900 0 0
Citigroup Inc. COM 172967101 770 14265 SH SOLE 14265 0 0
Comerica Inc. COM 200340107 910 15600 SH SOLE 15600 0 0
Computer Associates Intl. Inc. COM 204912109 210 8300 SH SOLE 8300 0 0
Comverse Technology Inc. COM 205862402 300 2800 SH SOLE 2800 0 0
Countrywide Credit Industry De COM 222372104 604 16000 SH SOLE 16000 0 0
CVS Corp. COM 126650100 7040 152000 SH SOLE 152000 0 0
Dallas Semiconductor Corp. COM 235204104 750 22600 SH SOLE 22600 0 0
Dell Computer Corp. COM 247025109 270 8800 SH SOLE 8800 0 0
Dollar General Corp. COM 256669102 4090 244337 SH SOLE 244337 0 0
Donaldson Inc. COM 257651109 490 22250 SH SOLE 22250 0 0
Ecolab Inc. COM 278865100 390 10900 SH SOLE 10900 0 0
Elan PLC ADR 284131208 16840 307550 SH SOLE 307550 0 0
Emerson Electric Co. COM 291011104 780 11600 SH SOLE 11600 0 0
Enron Corp. COM 293561106 300 3450 SH SOLE 3450 0 0
Ethan Allen Interiors Inc. COM 297602104 3300 116450 SH SOLE 116450 0 0
Exxon Corp. COM 302290101 530 5954 SH SOLE 5954 0 0
Federal Home Loan Mortgage COM 313400301 14350 265400 SH SOLE 265400 0 0
Federal National Mortgage Assn COM 313586109 13180 184376 SH SOLE 184376 0 0
Gannett Co. COM 364730101 5320 100400 SH SOLE 100400 0 0
Gillette Co. CL. A 375766102 4510 148750 SH SOLE 148750 0 0
Guidant Corp COM 401698105 360 5100 SH SOLE 5100 0 0
Health Management Associates COM 421933102 2730 131000 SH SOLE 131000 0 0
Hewlett Packard Co. COM 428236103 215 2200 SH SOLE 2200 0 0
Home Depot Inc. COM 437076102 310 5800 SH SOLE 5800 0 0
Horace Mann Educators Corp.New COM 440327104 5140 313900 SH SOLE 313900 0 0
India Fund Inc. COM 454089103 1890 155818 SH SOLE 155818 0 0
Intel Corp. COM 458140100 355 8500 SH SOLE 8500 0 0
Interpublic Group Cos. Inc. COM 460690100 265 7800 SH SOLE 7800 0 0
IPC Holdings Ltd. COM G4933P101 4060 219500 SH SOLE 219500 0 0
Johnson & Johnson COM 478160104 715 7600 SH SOLE 7600 0 0
Knight Ridder Inc. COM 499040103 4800 94500 SH SOLE 94500 0 0
Markel Corp. COM 570535104 4780 31500 SH SOLE 31500 0 0
Matav-Cable Sys Media LTD. Spons ADR 576561104 740 18300 SH SOLE 18300 0 0
McDonalds Corp. COM 580135101 5340 176950 SH SOLE 176950 0 0
Merck & Co. COM 589331107 635 8500 SH SOLE 8500 0 0
Mercury General Corp. New COM 589400100 8435 297900 SH SOLE 297900 0 0
Microsoft Corp. COM 594918104 665 11000 SH SOLE 11000 0 0
Morgan Stanley Dean Witter COM 617446448 260 2800 SH SOLE 2800 0 0
Morgan Stanley India Invt. Fd. COM 61745C105 940 90900 SH SOLE 90900 0 0
Motorola Inc. COM 620076109 705 24900 SH SOLE 24900 0 0
Nokia Corp. Spons. ADR 654902204 20950 526150 SH SOLE 526150 0 0
Novellus Systems Inc. COM 670008101 705 15100 SH SOLE 15100 0 0
Nucor Corp. COM 670346105 875 12500 SH SOLE 12500 0 0
Old Republic International Cor COM 680223104 8605 357582 SH SOLE 357582 0 0
Orbotech LTD. ORD M75253100 1370 25050 SH SOLE 25050 0 0
Pepsico Inc. COM 713448108 630 13620 SH SOLE 13620 0 0
Pfizer Inc. COM 717081103 280 6250 SH SOLE 6250 0 0
Procter & Gamble Co. COM 742718109 310 4560 SH SOLE 4560 0 0
Renaissance Re Holdings Ltd. COM G7496G103 2520 39400 SH SOLE 39400 0 0
SBC Communications Inc. COM 78387G103 835 16700 SH SOLE 16700 0 0
Sherwin Williams Co. COM 824348106 3320 155000 SH SOLE 155000 0 0
Synovus Financial Corp. COM 87161C105 575 27100 SH SOLE 27100 0 0
Telecomunicacoes Brasileiras Spon ADR 879287308 1960 24755 SH SOLE 24755 0 0
Telefonos De Mexico SA SP ADR 879403780 2130 40100 SH SOLE 40100 0 0
Tellabs Inc. COM 879664100 700 14650 SH SOLE 14650 0 0
Texaco Inc. COM 881694103 605 11500 SH SOLE 11500 0 0
Torchmark Corp. COM 891027104 4785 172000 SH SOLE 172000 0 0
UnumProvident Corp. COM 903192102 5740 210563 SH SOLE 210563 0 0
Valassis Communications Inc. COM 918866104 1450 65000 SH SOLE 65000 0 0
Vina Concha Y Toro SA Sponsored ADR 927191106 675 18200 SH SOLE 18200 0 0
Watts Industries Inc. CL. A 942749102 2770 276900 SH SOLE 276900 0 0
Wells Fargo & Co. Del. COM 949740104 3850 83800 SH SOLE 83800 0 0
Wrigley William Jr. Co. COM 982526105 290 3850 SH SOLE 3850 0 0
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