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FORM 4
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Miller, II George M. Sirrom Capital Corporation (SIR) Issuer (Check all applicable)
- --------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
500 Church Street, Suite 200 Number of Reporting Month/Year Officer (give Other (Specify
- --------------------------------------------- Person (Voluntary) March 1999 ---- title --- below)
(Street) ------------------ below)
Nashville TN 37219 5. If Amendment,
- --------------------------------------------- Date of Original --------------------------------
(City) (State) (Zip) (Month/Year)
7. Individual or Joint/Group Filing
------------------ (Check applicable line)
X Form filed by one
---- Reporting Person
Form filed by more than
---- one Reporting Person
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ --------------------------------------- Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 3/22/99 J(1) 215,318.87 D (1) -0- D
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*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Response) (8/96)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) Year) ity
Security (Instr. 3, (Instr. 5)
4, and 5) -----------------------------------
Date Expira- Amount or
---------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Stock Option $3.5625 3/22/99 J(2) 180,000 (3) 2/3/05 Common Stock 180,000 (2)
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Stock Option $3.5625 3/22/99 J(4) 74,056 (3) 12/15/05 Common Stock 74,056 (4)
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Stock Option $3.5625 3/22/99 J(5) 31,572 (3) 2/1/06 Common Stock 31,572 (5)
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Stock Option $3.5625 3/22/99 J(6) 48,056 (3) 2/1/06 Common Stock 48,056 (6)
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Stock Option $3.5625 3/22/99 J(7) 380,996 (3) 10/1/06 Common Stock 380,996 (7)
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Stock Option $3.5625 3/22/99 J(8) 510,000 (3) 10/10/07 Common Stock 510,000 (8)
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1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative Form of Indirect
(Instr. 3) Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Stock Option -0- D
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Stock Option -0- D
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Stock Option -0- D
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Stock Option -0- D
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Stock Option -0- D
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Stock Option -0- D
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Explanation of Responses:
(1) Exchanged for 35,183 shares of common stock of The FINOVA Group Inc. ("FINOVA"), having a value of $53.375 per share on the
transaction date ("FINOVA Common Stock"), pursuant to the merger of FINOVA Acquisition Corp. with and into Sirrom (the
"Merger").
(2) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 29,412 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
(3) Pursuant to the terms of those Sirrom Capital Corporation Amended and Restated 1996 Incentive Stock Option Plans dated October
1, 1998 by and between Sirrom and Mr. Miller (the "Plans"), the Merger will constitute a change in control as defined in the
Plans and all options granted Mr. Miller under the Plans will become fully exercisable upon the effective time of the Merger.
(4) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 12,101 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
(5) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 5,159 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
(6) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 7,852 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
(7) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 62,255 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
(8) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 83,334 shares of FINOVA Common Stock on the
same terms at an exercise price of $21.80.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ George M. Miller, II
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Note. File three copies of this form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure.
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