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FORM 4
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/X/ Check box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Pirtle, Jr. Raymond H. Sirrom Capital Corporation (SIR) Issuer (Check all applicable)
- --------------------------------------------- ---------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
511 Union Street, 8th Floor Number of Reporting Month/Year Officer (give Other (Specify
- --------------------------------------------- Person (Voluntary) March 1999 ---- title --- below)
(Street) ------------------ below)
Nashville TN 37219 5. If Amendment,
- --------------------------------------------- Date of Original --------------------------------
(City) (State) (Zip) (Month/Year)
7. Individual or Joint/Group Filing
------------------ (Check applicable line)
X Form filed by one
---- Reporting Person
Form filed by more than
---- one Reporting Person
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ --------------------------------------- Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 3/22/99 J(1) 37,456 D (1) -0- D
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*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Response) (8/96)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Expiration Securities Deriv-
Price of (Month/ (Instr. Acquired (A) Date (Instr. 3 and 4) ative
Deriv- Day/ 8) or Disposed (Month/Day/ Secur-
ative Year) of (D) Year) ity
Security (Instr. 3, (Instr. 5)
4, and 5) -----------------------------------
Date Expira- Amount or
---------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Stock Option $11.125 3/22/99 J(2) 36,000 4/19/97 4/16/06 Common Stock 36,000 (2)
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Stock Option $23.625 3/22/99 J(3) 8,000 (4) 6/23/08 Common Stock 8,000 (3)
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1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative Form of Indirect
(Instr. 3) Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Stock Option -0-
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Stock Option -0-
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Explanation of Responses:
(1) Exchanged for 6,120 shares of common stock of The FINOVA Group Inc., ("FINOVA"), having a value
of $53.375 per share on the transaction date ("FINOVA Common Stock"), pursuant to
the merger of FINOVA Acquisition Corp. with and into Sirrom (the "Merger").
(2) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 5,882 shares of
FINOVA Common Stock on the same terms at an exercise price of $68.08.
(3) This option was assumed by FINOVA pursuant to the Merger and is now exercisable for 1,307 shares
of FINOVA Common Stock on the same terms at an exercise price of $144.58.
(4) Pursuant to the terms of the Sirrom Capital Corporation Non-Qualified Stock Option Agreement dated
June 23, 1998 by and between Sirrom and Mr. Pirtle (the "Agreement") the Merger will constitute
a change in control as defined in the Agreement and all options granted Mr. Pirtle under the
Agreement will become fully exercisable upon the effective time of the Merger.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Raymond H. Pirtle, Jr.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Note. File three copies of this form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure.
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