UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D
(RULE 13D-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)
(AMENDMENT NO. 1 )(1)
Anicom, Inc.
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(Name of Issuer)
Common Stock, $.001 par value
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(Title of Class of Securities)
035250-10-9
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(CUSIP Number)
Thomas A. Beaudoin, Esq., (617) 248-7000
c/o Testa, Hurwitz & Thibeault, LLP,
High Street Tower, 125 High Street, Boston, MA 02110
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 17, 1997
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box
.
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
- ---------------------
(1) The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
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CUSIP No. 035250 10 9
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- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Edward L. Cahill
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
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3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
[ ]
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----- ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 15,422
REPORTING ----- ------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
15,422
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,422
- ------- ------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
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14 TYPE OF REPORTING PERSON *
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 035250 10 9
- ---------------------------------------
- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
David L. Warnock
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
[ ]
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------- ----- ------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----- ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 15,422
REPORTING ----- ------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
15,422
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,422
- ------- ------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IN
- ------- ------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 035250 10 9
- ---------------------------------------
- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Cahill, Warnock Strategic Partners, L.P.
IRSN: 52-1970604
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
[ ]
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware Limited Partnership
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7 SOLE VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY ----- -----------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 15,422
PERSON ----- -----------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
15,422
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,422
- -------- -----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
- ------ ------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 035250 10 9
- ---------------------------------------
- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Cahill, Warnock Strategic Partners Fund, L.P.
IRSN: 52-1970619
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
[ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware Limited Partnership
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----- ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH -0-
REPORTING ----- ------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- ------- ------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0%-
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
- ------- ------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 035250 10 9
- ---------------------------------------
- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Cahill, Warnock & Company, LLC
IRSN: 52-1931617
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Maryland Limited Liability Company
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7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----- ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 15,442
REPORTING ----- ------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
15,442
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,422
- -------- -----------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
OO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 035250 10 9
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- ------- ------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Strategic Associates, L.P.
IRSN: 52-1991689
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- -------- -----------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- ------- ------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
[ ]
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware Limited Partnership
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES ----- ------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH -0-
REPORTING ----- ------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
----- ------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- ------- ------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0%-
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
This Schedule 13D Amendment No. 1 ("Amendment No. 1") is an amendment
to the Schedule 13D (filed on June 2, 1997) that was filed with the Securities
and Exchange Commission ("SEC") on behalf of Cahill, Warnock Strategic Partners
Fund, L.P. ("Strategic Partners Fund"), Cahill, Warnock Strategic Partners, L.P.
("Strategic Partners"), Strategic Associates, L.P. ("Strategic Associates"),
Cahill, Warnock & Company, LLC ("Cahill, Warnock & Co."), Edward L. Cahill
("Cahill") and David L. Warnock ("Warnock").
Strategic Partners Fund, Strategic Partners, Strategic Associates,
Cahill, Warnock & Co., Cahill and Warnock are sometimes referred to collectively
herein as the "Reporting Persons."
Anicom, Inc., a Delaware corporation, is referred to herein as the
"Issuer."
Unless otherwise noted, the information contained in this Amendment No.
1 amends and supplements the information previously disclosed in the Schedule
13D (filed June 2, 1997) filed on behalf of the Reporting Persons.
ITEM 5. INTEREST IN THE SECURITIES OF THE ISSUER:
(a) From July 9, 1997 to September 26, 1997, Strategic Partners Fund
converted 7,580 shares of the Issuer's Series A Convertible Preferred Stock into
878,838 shares of the Issuer's Common Stock and received 6,047 shares of the
Issuer's Common Stock as dividends on the Series A Convertible Preferred Stock
(collectively, the "Fund Common Shares"). From July 9, 1997 to September 26,
1997, Strategic Associates converted 420 shares of the Issuer's Series A
Convertible Preferred Stock into 48,694 shares of the Issuer's Common Stock and
received 334 shares of the Issuer's Common Stock as dividends on the Series A
Convertible Preferred Stock (collectively, the "Associates Common Shares").
On October 17, 1997, Strategic Partners Fund distributed all of the
Fund Common Shares to its general and limited partners, 14,932 shares of which
were distributed to its general partner, Strategic Partners. On October 17,
1997, Strategic Associates distributed all of the Associates Common Shares to
its general and limited partners, 490 shares of which were distributed to its
general partner, Cahill, Warnock & Co.
Based on the foregoing, the following table indicates the beneficial
and percentage ownership of each of the Reporting Persons of the Issuer's Common
Stock. The percentage ownership of the Reporting Persons is calculated based
upon 16,794,917 shares of Common Stock reported outstanding by the Issuer in its
Quarterly Report on Form 10-Q for the fiscal quarter ending on June 30, 1997.
Reporting Person Shares Percentage of Issuer's Common Stock
---------------- ------ -----------------------------------
Strategic Partners Fund -0- -0%-
Strategic Associates -0- -0%-
Strategic Partners 15,422 0.1%
Cahill, Warnock & Co. 15,422 0.1%
Cahill 15,422 0.1%
Warnock 15,422 0.1%
Strategic Partners disclaims beneficial ownership of 490 shares of the
Issuer's Common Stock. Cahill, Warnock & Co. disclaims beneficial ownership of
14,932 shares of the Issuer's Common Stock. Cahill and Warnock each disclaim
beneficial ownership of all shares of the Issuer's Common Stock, except with
respect to their pecuniary interest therein, if any.
(b) Number of shares of the Issuer's Common Stock as to which each
Reporting Person has
(i) Sole power to vote or direct the vote:
0 shares for each Reporting Person;
(ii) Shared power to vote or direct the vote:
0 shares for Strategic Partners Fund and Strategic
Associates,
15,422 shares for Strategic Partners, Cahill, Warnock &
Co., Cahill and Warnock;
(iii) Sole power to dispose or direct the disposition:
0 shares for each Reporting Person;
(iv) Shared power to dispose or to direct the disposition:
0 shares for Strategic Partners Fund and Strategic
Associates,
15,422 shares for Strategic Partners, Cahill, Warnock &
Co., Cahill and Warnock.
(c) Except as set forth in this Amendment No. 1, none of the Reporting
Persons has effected any transaction in the Issuer's Common Stock during the
last 60 days.
(e) On October 17, 1997, each of the Reporting Persons ceased to be the
beneficial owners of more than five percent of the Issuer's Common Stock.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS:
Exhibit 1 - Agreement regarding filing of joint Schedule 13D.
SCHEDULE 13D
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: October 24, 1997
/s/ Edward L. Cahill
--------------------------------------------------
Edward L. Cahill
/s/ David L. Warnock
--------------------------------------------------
David L. Warnock
CAHILL, WARNOCK STRATEGIC PARTNERS
FUND, L.P.
By: Cahill, Warnock Strategic Partners,
L.P., its Sole General Partner
By: /s/ Edward L. Cahill
--------------------------------------------
Edward L. Cahill, General Partner
By: /s/ David L. Warnock
--------------------------------------------
David L. Warnock, General Partner
CAHILL, WARNOCK STRATEGIC PARTNERS, L.P.
By: /s/ Edward L. Cahill
-------------------------------------------------
Edward L. Cahill, General Partner
By: /s/ David L. Warnock
-------------------------------------------------
David L. Warnock, General Partner
STRATEGIC ASSOCIATES, L.P.
By: Cahill, Warnock & Co., LLC, its sole
General Partner
By: /s/ Edward L. Cahill
--------------------------------------------
Edward L. Cahill, Member
By: /s/ David L. Warnock
--------------------------------------------
David L. Warnock, Member
CAHILL, WARNOCK & CO., LLC
By: /s/ Edward L. Cahill
--------------------------------------------------
Edward L. Cahill, Member
By: /s/ David L. Warnock
--------------------------------------------------
David L. Warnock, Member
EXHIBIT 1
---------
AGREEMENT
Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934,
the undersigned hereby agree that only one statement containing the information
required by Schedule 13D need be filed with respect to the ownership by each of
the undersigned of shares of stock of Anicom, Inc.
This Agreement may be executed in any number of counterparts, each of
which shall be deemed an original.
Executed this 24th day of October, 1997.
/s/ Edward L. Cahill
-----------------------------
Edward L. Cahill
/s/ David L. Warnock
-----------------------------
David L. Warnock
CAHILL, WARNOCK STRATEGIC PARTNERS
FUND, L.P.
By: Cahill, Warnock Strategic Partners,
L.P., its Sole General Partner
By: /s/ Edward L. Cahill
---------------------------------------------
Edward L. Cahill, General Partner
By: /s/ David L. Warnock
--------------------------------------------
David L. Warnock, General Partner
CAHILL, WARNOCK STRATEGIC PARTNERS, L.P.
By: /s/ Edward L. Cahill
--------------------------------------------------
Edward L. Cahill, General Partner
By: /s/ David L. Warnock
--------------------------------------------------
David L. Warnock, General Partner
STRATEGIC ASSOCIATES, L.P.
By: Cahill, Warnock & Co., LLC, its sole
General Partner
By: /s/ Edward L. Cahill
---------------------------------------------
Edward L. Cahill, Member
By: /s/ David L. Warnock
---------------------------------------------
David L. Warnock, Member
CAHILL, WARNOCK & CO., LLC
By: /s/ Edward L. Cahill
--------------------------------------------------
Edward L. Cahill, Member
By: /s/ David L. Warnock
--------------------------------------------------
David L. Warnock, Member
