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<PAGE>
U-1/A
File No. 70-9671
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------------------------------------------------
AMENDMENT NO. 1
TO
FORM U-1
APPLICATION-DECLARATION
UNDER
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
-----------------------------------------------------------
PowerGen plc LG&E Energy Corp.
PowerGen US Holdings Limited LG&E Capital Corp.
PowerGen US Investments LG&E Energy Marketing Inc.
Limited LG&E Power Inc.
Ergon US Investments Limited 220 West Main Street
PowerGen Luxembourg SA P.O. Box 32030
PowerGen Luxembourg Holdings Louisville, Kentucky 40232
SA
PowerGen Luxembourg Louisville Gas and Electric Company
Investments SA 220 West Main Street
PowerGen US Partnership P.O. Box 32010
PowerGen US Investments Louisville, Kentucky 40232
Corp.
53 New Broad Street Kentucky Utilities Company
London EC2M 1SL One Quality Street
United Kingdom Lexington, KY 40507
(Name of company filing this statement and
address of principal executive offices)
-----------------------------------------------------------
PowerGen plc
(Name of top registered holding company
parent of each applicant or declarant)
-----------------------------------------------------------
David Jackson Joseph B. Frumkin
Company Secretary and General Counsel Sullivan & Cromwell
PowerGen plc 125 Broad Street
53 New Broad Street New York, NY 10004
London EC2M 1JJ Telephone: 212-558-4000
United Kingdom Facsimile: 212-558-3588
Telephone: 011-44-171-826-2742
Facsimile: 011-44-171-826-2716
Steven J. Agresta
Richard T. Miller
Sara C. Weinberg
Swidler Berlin Shereff
Friedman, LLP
3000 K Street, NW, Suite 300
Washington, DC 20007-5116
Telephone: 202-424-7500
John R. McCall Facsimile: 202-424-7643
Executive Vice President,
General Counsel and
Secretary Peter D. Clarke
LG&E Energy Corp. Debra J. Schnebel
220 West Main Street Gardner, Carton & Douglas
Louisville, Kentucky 40232 321 North Clark Street
Telephone: 502-627-3665 Suite 3400
Facsimile: 502-627-4622 Chicago, Illinois 60610
Telephone: 312-245-8685
Facsimile: 312-644-3381
(Names and addresses of agents for service)
-----------------------------------------------------------
<PAGE>
The Form U-1 filed on April 26, 2000 under file no. 70-9671 is hereby
amended in the following respect only. Item 6, Exhibits and Financial
Statements, is amended to include Exhibit F-2.2, which exhibit was inadvertently
omitted from the initial Form U-1 filing due to technical difficulties.
ITEM 6. EXHIBITS AND FINANCIAL STATEMENTS
A. Exhibits
F-2.2 Description of LG&E Energy Corp. non-utility
subsidiaries and basis for retention of
each.
<PAGE>
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the Applicants have duly caused this Application, File No. 070-09671, to
be signed on their behalf by the undersigned thereunto duly authorized.
The signature of the Applicants and of the persons on their behalf are
restricted to the information contained in this Application which is pertinent
to the Application of the respective companies.
Date: April 28, 2000
/s/ David Jackson
Secretary and General Counsel
PowerGen plc
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the Applicants have duly caused this Application, File No. 070-09671, to
be signed on their behalf by the undersigned thereunto duly authorized.
The signature of the Applicants and of the persons on their behalf are
restricted to the information contained in this Application which is pertinent
to the Application of the respective companies.
Date: April 28, 2000
/s/ John R. McCall
Executive Vice President,
General Counsel and Secretary
LG&E Energy Corp.
<PAGE>
EXHIBIT F-2.2
LG&E ENERGY NON-UTILITY BUSINESSES
The vast majority of LG&E Energy's non-utility business are EWGs, FUCOs or
QFs and therefore would be exempt from the Act. A registered holding company may
acquire and hold an interest in an EWG and a FUCO without the need to apply for
or receive approval from the Commission. (S)(S)32 and 33 of the Act. (The
Commission retains jurisdiction over certain related transactions with prior
entities.) The Commission has also authorized the formation and financing of a
number of non-utility subsidiaries of registered holding companies in order to
invest in and hold securities of QFs, FUCOs, and EWGs. See, e.g., Interstate
Energy Corporation, Holding Co. Act Release No. 27069 (Aug. 26, 1999)
(authorizing intermediate subsidiaries for holding EWGs, FUCOs, subsidiaries
whose securities are acquired under Rule 58, and ETCs); Entergy Corporation,
Holding Co. Act Release No. 27039 (June 22, 1999) (authorizing development
activities, providing management services to associate EWGs and FUCOs, and
providing consulting and O&M services); The Southern Company, Holding Co. Act
Release No. 26212 (Dec. 30, 1994); Entergy Corp., Holding Co. Act Release No.
26322 (June 30, 1995); Northeast Utilities, Holding Co. Act Release No. 25977
(Jan. 24, 1994) (authorizing Charter Oak Energy and COE Development
Corporation): Central and South West Corp., Holding Co. Act Release No. 26156
(Nov. 3, 1994) (authorizing CSW to form, acquire, finance and own securities of
FUCOs); Central and South West Corporation, Holding Co. Act Release No. 26155
(Nov. 2, 1994) (authorizing investment in joint venture which will construct,
own and operate QFs and EWGs).
A registered holding company may acquire "energy-related companies"
meeting the Rule 58 safe harbor conditions without the need for Commission
approval. 17 C.F.R. (S)(S) 250.58 (1999); Exemption of Acquisition by Registered
Public-Utility Holding Companies of Non-Utility Companies Engaged in Certain
Energy-Related Activities, Holding Co. Act Release No. 26667 (Feb. 14, 1997).
Under Rule 58, an energy-related company is a company that derives or will
derive substantially all of its revenues (exclusive of revenues from temporary
investments) from one of the twelve businesses described in the Rule and from
such other activities and investments as the Commission may approve under
Section 10. Rule 58 lists the ownership of QFs as an energy-related activity
under Rule 58(b)(1)(viii). Almost all of LG&E's non-utility businesses that are
not EWGs
1
<PAGE>
or FUCOs would be energy-related companies under the Commission's Rule 58 or
prior Commission precedent.
The non-utility subsidiary companies are further described below. All
of the following subsidiaries are 100% owned, except where noted.
2
<PAGE>
NON-UTILITY SUBSIDIARIES OF
LG&E ENERGY CORP.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Capital Corp. Holding Company for non-utility Kentucky Prior Commission precedent
investments - Interstate Energy
Corporation, Holding Co.
Act Release No. 27069
(Aug. 26, 1999)
LG&E Energy Power marketing Oklahoma(1) Rule 58(b)(1)(v)
Marketing Inc.
Charitable Contributions
LG&E Energy Kentucky Prior Commission precedent
Foundation Inc. - WPL Holdings, Inc.,
Holding Co. Act Release
No. 26856 (April 14, 1998)
</TABLE>
SUBSIDIARIES OF KENTUCKY UTILITIES COMPANY
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Lexington Inactive Kentucky Inactive
</TABLE>
- ----------
(1) Alabama; Alberta, Canada; Arizona; Arkansas; British Columbia; Connecticut;
Colorado; Delaware; Washington, D.C.; Florida; Idaho; Indiana; Illinois;
Iowa; Kansas; Kentucky; Louisiana; Maine; Maryland; Massachusetts;
Michigan, Minnesota; Mississippi; Missouri; Montana; Nebraska; Nevada; New
Hampshire; New Mexico; New York; North Carolina; North Dakota; Ohio;
Oregon; Pennsylvania; Rhode Island; South Carolina; South Dakota;
Tennessee; Texas; Utah; Vermont; Virginia; Washington; West Virginia;
Wisconsin and Wyoming.
3
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Utilities Company
</TABLE>
SUBSIDIARIES OF LG&E CAPITAL CORP.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Offers consumer lending programs
LG&E Credit Corp. for energy efficient products in Kentucky Prior Commission precedent
the Louisville metropolitan area - Central and Southwest
Corp., Holding Co. Act
Release No. 26910 (Aug. 24,
1998)
Inactive (Indirectly held former
LNGCL Inc. interest in Natural Gas Delaware (not in good Inactive
Clearinghouse) standing)
Inactive (Indirectly held former
LNGCG Inc. interest in Natural Gas Delaware (not in good Inactive
Clearinghouse) standing)
LG&E Home Appliance repair and warranty Kentucky Rule 58(b)(1)(iv)
Services Inc.
LG&E Enertech Inc. Engineering, energy management and Kentucky, Ohio and Rule 58(b)(1)(i), (vii)
consulting services Tennessee
LG&E Energy Formed to submit bid to provide Kentucky Rule 58(b)(1)(vii)
Services Inc. electric service to Ft. Campbell
project
</TABLE>
4
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E International Inc. Management and holding Company for Delaware and Kentucky Prior Commission precedent
international energy project - Interstate Energy, supra.
investments and operations
WKE Corp. Serves as the holding company for Kentucky Prior Commission precedent
EWGs that are parties to the lease - Interstate Energy, supra.
and related transactions with Big
Rivers Electric Corporation, other
than LG&E Energy Marketing Inc.
LG&E Power Inc. Management and holding company for Delaware, California, Prior Commission precedent
QFs and EWGs Texas and Kentucky - Interstate Energy, supra.
FSF Minerals Inc. Owns Pittsburgh and Midway coal Kentucky Rule 58(b)(1)(ix)-(x)
reserves near Henderson, Kentucky
LCC Inc. Formed to bid on a coal project Kentucky Rule 58(b)(1)(ix)-(x)
LG&E Power Monroe LLC Lease and combustion turbine Delaware EWG
purchase in Monroe, Georgia (owned
99% by American Power Incorporated
and 1% by LG&E Power Inc.)
</TABLE>
5
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
CRC - Evans International, Formed for acquisition of CRC Delaware and Texas Prior Commission precedent
Inc. Holdings Corp. - Entergy Corporation,
Holding Co. Act Release No.
27039 (June 22, 1999)
</TABLE>
SUBSIDIARIES OF KU ENERGY CORPORATION
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
KUCC Paris Corporation Holds a 15% limited partnership Kentucky Prior Commission precedent
interest in Tenaska III Partners, - Interstate Energy, supra.
Ltd., which owns 40% of Tenaska
III Texas Partners, a QF
KUCC Frederickson Corporation Owns 10% of Tenaska Washington Texas Inactive
Partners, II, L.P.
KUCC Ferndale Corporation Holds limited partnership Kentucky Prior Commission precedent
interests in QFs - Interstate Energy, supra.
KUCC Cleburne Corporation Holds limited partnership Kentucky Prior Commission precedent
interests in QFs - Interstate Energy, supra.
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
KUCC Portland 34 Corporation Holds 21% interest in Portland 34, Kentucky Inactive
L.P. and serves as its general
partner
KUCC Portland 34, L.P. Former lessor regarding combustion Kentucky Inactive
turbine
Portland 34 LTD Corporation Holds 79% limited partnership Kentucky Inactive
interests in Portland 34, L.P.
KUCC Development Corporation Former development company Kentucky Inactive
KU Solutions Corporation Energy marketing and services Kentucky Rule 58(b)(1)(v)
corporation
KUCC Grimes Corporation Intermediate holding company for Delaware Inactive
developing EWG project in Grimes,
TX.
</TABLE>
7
<PAGE>
SUBSIDIARIES OF WKE CORP.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
WKE Station Two Inc. Operates the Station Two generating Kentucky No action letter
facility that is owned by the City
of Henderson, KY under an agreement
with the City and Big Rivers
Electric Corporation
Western Kentucky Energy Corp. Leases the generating facilities Kentucky EWG
that are owned by Big Rivers
Electric Corporation, and sells the
output of those facilities to LG&E
Energy Marketing Inc. and,
potentially, other affiliates and
third-parties
WKE Facilities Corp. Inactive Kentucky Inactive
LCC LLC Inactive Kentucky Inactive
FCD LLC Inactive Kentucky Inactive
Excalibur Development LLC Inactive Kentucky Inactive
</TABLE>
8
<PAGE>
SUBSIDIARIES OF LG&E INTERNATIONAL INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Mendoza Services Inc. Inactive (Originally formed to Cayman Islands Inactive
hold investment in foreign power
facilities)
LG&E Power Venezuela I, Inc. Inactive (Originally formed to Cayman Islands Inactive
hold investment in foreign power
facilities)
LG&E Power Spain Inc. Management and holding company for Delaware Prior Commission
energy projects in Spain precedent - Interstate
Energy, supra.
LG&E Power Argentina I, Inc. Management and holding company of Delaware Prior Commission
energy projects in Argentina precedent - Interstate
Energy, supra.
LG&E Power Argentina II Inc. Owner of 45.9% combined equity Delaware Prior Commission
interest in Distribuidora de Gas precedent - Interstate
del Centro S.A., a FUCO Energy, supra.
LG&E Power Argentina III LLC. Owner of 14.4% combined equity Delaware Prior Commission
interest in Distribuidora de Gas precedent - Interstate
Cuyana S.A., a FUCO Energy, supra.
LG&E Power Inactive Delaware Inactive
Australia I Inc.
</TABLE>
9
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Centro S.A. Receives consulting revenues and Argentina Prior Commission
pays management expenses related precedent - Interstate
to Distribuidora de Gas del Centro Energy, supra and Entergy
S.A. (10% owned indirectly through Corporation, supra.
LG&E Power Argentina II Inc.);
holding company for FUCO
LG&E Power Spain LLC Formed to facilitate merger of Kentucky Prior Commission
LG&E Power Spain Inc. precedent - Interstate
Energy, supra.
LG&E Power Finance Inc. Special purpose financing Delaware Prior Commission
subsidiary formed to purchase and precedent - Interstate
re-sell certain subordinated Energy, supra.
indebtedness collection rights as
a part of a settlement of claims
between KW Tarifa, S.A. (a FUCO
and Spanish corporation owned
45.9% by LG&E Power Spain Inc.)
and subsidiaries of Kenetech
Corporation
</TABLE>
10
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Inversora de Gas del Centro Owner of 51% equity interest in Argentina Prior Commission precedent
S.A. Distribuidora de Gas de Centro - Interstate Energy, supra.
S.A., a FUCO (75% ownership)
</TABLE>
SUBSIDIARIES OF LG&E POWER INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power Engineers and Engineering and project management California, New York and Rule 58(b)(1)(vii)
Constructors Inc. Pennsylvania
LG&E Power Power facilities management and California, Maine, New Rule 58(b)(1)(vii) and
Services Inc. operation York, Pennsylvania, prior Commission precedent
Virginia, Minnesota, - Entergy, supra.
Ohio, Kentucky and Texas
LG&E Power Operations Inc. Intermediate holding company for California, Minnesota, Rule 58(b)(1)(vii) and
QFs; power project ownership, New York, North prior Commission precedent
management and development Carolina, Texas and - Interstate Energy, supra.
Virginia
LG&E Power Development Inc. Development of QFs and EWGs California, Georgia and Prior Commission precedent
Texas - Interstate Energy, supra.
</TABLE>
11
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
American Power, Incorporated Owner of 99% interest in LG&E California Prior Commission precedent
Power, L.L.C., an EWG - Interstate Energy, supra.
Ultrasystems Construction Inactive (Originally formed to California Inactive
Co., Inc. construct power and related
facilities)
HD Energy Corporation Inactive Delaware Inactive
Hadson Financial Corporation Inactive, former management company Delaware and Texas Inactive
LG&E Natural Gathering & Natural gas transmission and New Mexico, Oklahoma, Rule 58(b)(2)(i)
Processing Co. processing Texas and Montana
LG&E Natural Plains Marketing of natural gas Delaware, Louisiana, New Rule 58(b)(2)(i)
Marketing Inc. Mexico, Oklahoma and
Texas
Hadson Gas Transmission Co. Natural gas transmission Delaware and Texas Rule 58(b)(2)(i)
LG&E Natural Plains Energy Natural gas transmission Delaware and Texas Rule 58(b)(2)(i)
Services Inc.
LG&E Natural Pipeline Co. Natural gas storage and transmission New Mexico and Texas Rule 58(b)(2)(i)
LG&E Power Gregory I, Inc. Formed to hold interests in Gregory New Mexico Prior Commission precedent
Power Partnerships, which will be - Interstate Energy, supra.
an EWG ------ ------
</TABLE>
12
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power Gregory II Inc. Formed to hold interests in Gregory Delaware Prior Commission precedent
Power Partnerships, which will be - Interstate Energy, supra.
an EWG
LG&E Power Gregory III Inc. Formed to hold interests in Gregory Delaware Prior Commission precedent
Power Partnerships, which will be - Interstate Energy, supra.
an EWG
LG&E Power Gregory IV Inc. Formed to hold interests in Gregory Delaware and Texas Prior Commission precedent
Power Partnerships, which will be - Interstate Energy, supra.
an EWG
Ultrasystems Small Power, Inactive California Inactive
Incorporated (not in good standing)
LG&E Natural Industrial Natural gas marketing and Colorado, New Mexico and Rule 58(b)(1)(v) and (ix)
Marketing Co. transmission Texas
Hadson Fuels, Inc. Inactive Oklahoma and Texas Inactive
LG&E Natural Canada Inc. Natural gas marketing Canada: Alberta, British Rule 58(b)(1)(v) and (ix)
Columbia, Manitoba,
Ontario, Saskatchewan,
Quebec
LG&E Fuels Services Inc. Formed for alternative fuels Delaware Rule 58(b)(1)(iv) or (ix)
investments
</TABLE>
13
<PAGE>
SUBSIDIARIES OF KUCC GRIMES CORPORATION
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
KUCC Grimes Intermediate holding company formed Delaware Prior Commission precedent
GP Corporation in conjunction with EWG project in - Interstate Energy, supra.
Grimes, TX.
KUCC Grimes LP Intermediate holding company formed Delaware Prior Commission precedent
Corporation in conjunction with EWG project in - Interstate Energy, supra.
Grimes, TX.
</TABLE>
SUBSIDIARIES OF CRC-EVANS INTERNATIONAL, INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
CRC-Evans Pipeline Primary operating company of Delaware and Texas Rule 58(b)(2)
International, Inc. CRC-Evans companies providing
specialized equipment and services
for pipeline construction
CRC-Key, Inc. Manufactures, concrete weights for Oklahoma(2) Rule 58(b)(2ii)
pipeline construction
</TABLE>
- ----------
(2) Also North Dakota, Vermont, New Mexico, Mississippi, New Hampshire, Iowa,
Utah, Tennessee, Colorado, Louisiana, Michigan, Maryland, North Carolina,
Illinois, Florida, Georgia, Minnesota, Pennsylvania, New York and
Wisconsin.
14
<PAGE>
SUBSIDIARIES OF CRC-EVANS PIPELINE INTERNATIONAL, INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
CRC-Evans B.V. International sales office The Netherlands Rule 58(b)(2)
CRC-Evans Canada LTD. Company for Canada operations Alberta, Canada Rule 58(b)(2)
PIH Holdings LTD. Holding company for operations in United Kingdom Rule 58(b)(2)
Europe and the Middle East
</TABLE>
SUBSIDIARIES OF PIH HOLDINGS LTD.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Pipeline Induction Heat Ltd. Services for pipelines United Kingdom Rule 58(b)(2)
</TABLE>
SUBSIDIARIES OF LG&E POWER OPERATIONS INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
HD/WS Corporation Inactive (Holding company for ash California and Virginia Inactive
disposal activities) (70% owned)
LG&E Power 5 Incorporated Former owner of investment in power California and Maine Inactive
facilities
</TABLE>
15
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power 6 Incorporated Former owner of investment in power California, Virginia and Inactive
facilities Maine
LG&E Power 11 Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Southampton, Virginia - Interstate Energy, supra.
LG&E Southampton Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Southampton, Virginia - Interstate Energy, supra.
LG&E Power 12 Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Altavista, Virginia - Interstate Energy, supra.
LG&E Altavista Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Altavista, Virginia - Interstate Energy, supra.
LG&E Power 13 Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Hopewell, Virginia - Interstate Energy, supra.
LG&E Hopewell Incorporated Indirect owner of interest in QF in California and Virginia Prior Commission precedent
Hopewell, Virginia - Interstate Energy, supra.
LG&E Power 14 Incorporated Owner of investment in power California and Virginia Inactive
facilities (inactive)
</TABLE>
16
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power 16 Incorporated Indirect owner of interest in QF in California, North Prior Commission precedent
Roanoke Valley, North Carolina Carolina and Virginia - Interstate Energy, supra.
LG&E Power Roanoke Indirect owner of interest in QF in California, North Prior Commission precedent
Incorporated Roanoke Valley, North Carolina Carolina and Virginia - Interstate Energy, supra.
LG&E Power 18 Incorporated Owner of investment in power California and Virginia Inactive
facilities (inactive)
LG&E Erie Partner Owner of investment in power California Inactive
Incorporated facilities (inactive)
LG&E Power 21 Incorporated Indirect owner of interest in QF, California and Minnesota Prior Commission precedent
windmills in California and - Interstate Energy, supra.
Minnesota
LG&E Power 21 Wind Indirect owner of interest in QF, California and Minnesota Prior Commission precedent
Incorporated windmills in California and - Interstate Energy, supra.
Minnesota
LG&E Power 22 Incorporated Owner of investment in power California Inactive
facilities (inactive)
LG&E Power 29 Incorporated Indirect owner of interest in QF California Inactive
(inactive)
LG&E Power 31 Incorporated Indirect owner of interest in QF in California and Texas Prior Commission precedent
Salt Flat, Texas - Interstate Energy, supra.
</TABLE>
17
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power 31 Wind Indirect owner of interest in QF in California Prior Commission precedent
Incorporated Salt Flat, Texas - Interstate Energy, supra.
LG&E Power 25 Incorporated Owner of investment in power Delaware Inactive
facilities
LG&E Power 26 Incorporated Owner of investment in power Delaware Inactive
facilities
</TABLE>
SUBSIDIARIES OF LG&E POWER AUSTRALIA I INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Australia Pty Limited Inactive Australia Inactive
</TABLE>
SUBSIDIARIES OF LG&E POWER ENGINEERS AND CONSTRUCTORS INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Power Former constructor of QFs and EWGs California, New York and Inactive
Constructors Inc. Pennsylvania
Ultraclean Inactive California (not in good Inactive
Incorporated standing)
</TABLE>
18
<PAGE>
SUBSIDIARIES OF HD ENERGY CORPORATION
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
NuHPI, Inc. Inactive Delaware Inactive
Ultrafuels Inactive California Inactive
Incorporated
Ultrafuels 1 Inactive California Inactive
Incorporated
</TABLE>
SUBSIDIARIES OF NUHPI, INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Ultrapower Inactive California (not in good Inactive
Biomass Fuels standing)
Corporation
Hadson Power Inactive California Inactive
Live Oak
Incorporated
</TABLE>
SUBSIDIARY OF HADSON GAS TRANSMISSION CO.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
LG&E Industrial Owner of natural gas transmission Delaware, Maine, New York Inactive
Sales Corporation assets and Texas
</TABLE>
19
<PAGE>
SUBSIDIARY OF ULTRASYSTEMS SMALL POWER INCORPORATED
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Ultrasystems Inactive California Inactive
Small Power 1,
Incorporated
</TABLE>
SUBSIDIARY OF HADSON FUELS, INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
Triple T Services, Inc. Inactive Oklahoma Inactive
</TABLE>
100% OWNED JOINT VENTURES
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Description of and Authorized
Name Business To Do Business Authority
<S> <C> <C> <C>
GGSI Crown J.V.(3) Owns gas gathering and processing Texas Rule 58(b)(1)(ix)
assets
Power Tex J.V.(4)
Owns gas gathering and processing Texas Rule 58(b)(1)(ix)
assets
</TABLE>
- ----------
(3) 34.6% by Hadson Gas Transmission Co. ("HGTC"); 65.4% by LG&E Natural Plains
Marketing Inc.
(4) 34.6% by HGTC; 65.4% by LG&E Natural Plains Energy Services Inc.
20
<PAGE>
JOINT VENTURES OF
LG&E POWER INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Babcock & Wilcox Services Inactive California (not in good Inactive
Inc.; 25.4% capital stock standing
</TABLE>
JOINT VENTURES OF
KU AND/OR LG&E
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Electric Energy Inc.; 20% by An electric utility in the business Kentucky and Illinois LG&E Energy Corp., Holding
KU of selling electricity produced at Co. Act Release No. 26866
its plant in Joppa, Illinois (April 30, 1998)
Ohio Valley Electric An electric utility in the business Kentucky and Ohio LG&E Energy Corp., Holding
Corporation; 2.5% by KU and of selling electricity produced at Co. Act Release No. 26866
4.9% by LG&E its plant near Cheshire, Ohio (April 30, 1998)
Indiana-Kentucky Electric An electric utility in the business Indiana and Ohio LG&E Energy Corp., Holding
Corp(5); 2.5% by KU and 4.9% of selling electricity produced at Co. Act Release No. 26866
by LG&E its plant in Madison, Indiana (April 30, 1998)
</TABLE>
- ----------
(5) Wholly-owned by OVEC.
21
<PAGE>
JOINT VENTURES OF LG&E CAPITAL CORP. AND SUBSIDIARIES
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
CED-APL, L.P.(6); 49% Former owner-participant in Delaware Prior Commission precedent
leveraged lease of turbine for a - Entergy, supra.
potential EWG project
Tenaska III Partners, Ltd.; Owns 40% of Tenaska III Texas Texas Prior Commission precedent
15% Partners, a QF, in Paris, Texas - Interstate Energy, supra.
Tenaska III Texas(7) Partners; Interest in power generation Texas QF
40% facilities
Tenaska Washington Partners, Interest in power generation Washington Inactive
II, L.P.;10% facilities; former facility in
Fredrickson, Washington
Tenaska Washington Partners, Owns QF facility in Ferndale, Washington QF
L.P.; 5% Washington
Tenaska IV Texas Partners, Interest in power generation Texas QF
Ltd.; 10% facilities in Cleburne, Texas
</TABLE>
- ----------
(6) LLC has entered into an agreement to sell its interest.
(7) Owned indirectly through Tenaska III Partners, Ltd.
22
<PAGE>
JOINT VENTURES OF SUBSIDIARIES OF
LG&E POWER OPERATIONS, INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Babcock-Ultrapower West Inactive California Inactive
Enfield; 17% g.p. interest
Babcock-Ultrapower Inactive California Inactive
Jonesboro; 17% g.p. interest
LG&E-Westmoreland Owner of Southampton, Virginia California QF
Southampton; 45% g.p. power generation facilities
interest
LG&E Southampton L.P.; 20% Intermediate holding company for QF California and Virginia Prior Commission precedent
g.p. interest - Interstate Energy, supra.
LG&E-Westmoreland Altavista; Owner of Altavista, Virginia power California QF
45% g.p. interest; 5% l.p. generation facilities
interest
LG&E Altavista L.P.; 20% Intermediate holding company for QF California and Virginia Prior Commission precedent
g.p. interest - Interstate Energy, supra.
LG&E -Westmoreland Hopewell; Owner of Hopewell, Virginia power California QF
45% g.p. interest; 5% l.p generation facilities
interest
</TABLE>
23
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
LG&E Hopewell L.P.; 20% g.p. Intermediate holding company for QF California and Virginia Prior Commission precedent
interest - Interstate Energy, supra.
LG&E Power 14-Buena Vista; Owner of investment in power California Inactive
45% g.p. interest facilities (inactive)
Westmoreland-LG&E Partners; Owner of interests in Roanoke Virginia Prior Commission precedent
50% g.p. interest Valley, North Carolina QFs - Interstate Energy, supra.
Erie Power Partners L.P.; 1% Inactive Former owner of power California and Inactive
g.p. interest; 49% l.p. supply contract Pennsylvania
interest
.5% g.p. interest
Windpower Partners 1993, Owner of windmill farms in California and Minnesota QF
L.P.; 49.5% l.p. interest Minnesota and California
Windpower Partners 1994, Owner of windmill farm in Salt California and Texas QF
L.P.; .33% g.p. interest; Flat, Texas
24.67% l.p. interest
LG&E /Kelso Power Partners, Inactive Formed to develop and own California and Virginia Inactive
L.P.; 2% g.p. interest; 49% power facilities
1.p. interest
</TABLE>
24
<PAGE>
JOINT VENTURES OF SUBSIDIARIES OF
LG&E INTERNATIONAL INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
K.W. Tarifa, S.A.; 45.84% Owner of power generation facilities Spain FUCO
capital stock
Distribuidora de Gas del Natural gas distribution company Argentina FUCO
Centro S.A.; 45.9% combined
capital stock
Distribuidora de Gas Cuyana Natural gas distribution company Argentina FUCO
S.A.; 14.4% combined capital
stock
Inversora de Gas Cuyana Intermediate holding company for Argentina Prior Commission precedent
S.A.; 24.0% capital stock FUCO - Interstate Energy, supra.
Invergas S.A.; 28% capital Owns 51% interest in Gas Natural Argentina Prior Commission precedent
stock BAN S.A., a FUCO - Interstate Energy, supra.
Gas Natural S.D.G. Argentina Owns 19% of Gas Natural BAN S.A., a Argentina Prior Commission precedent
S.A.; 28% capital stock FUCO - Interstate Energy, supra.
Gas Natural BAN S.A.; 19.60% Natural gas distribution company Argentina FUCO
combined capital stock
</TABLE>
25
<PAGE>
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
ServiConfort Argentina S.A.; Provides retail services to gas Argentina Prior Commission precedent
28% capital stock customers in Argentina - Entergy, supra.
Reduc Investimentos Ltda.; Owns 78.85% of TermoRio S.A. Brazil Inactive
50% llc interest Formed to develop project in Brazil
TermoRio S.A.; 39.425% Proposed owner of Termo Rio Project Brazil Inactive
capital stock in Brazil
</TABLE>
JOINT VENTURES OF LG&E POWER SERVICES INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Maine Power Services; 50% Inactive California Inactive
g.p. interest
</TABLE>
26
<PAGE>
JOINT VENTURES OF SUBSIDIARIES OF
LG&E INDUSTRIAL SALES CORPORATION
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Type of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
LG&E-Westmoreland Former owner of power generation California Inactive
Rensselaer; 50% g.p. interest facilities
Adobe Merchant 89; 50% g.p. Owns gas gathering and processing Texas Rule 58(b)(2)
interest assets
</TABLE>
JOINT VENTURE OF LG&E POWER GREGORY II. INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Gregory Partners, LLC; 50%(8) Owns and developing power project Texas Will be QF; Rule
in Gregory, Texas 58(b)(1)(viii)
</TABLE>
JOINT VENTURE OF LG&E POWER GREGORY I. INC.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Gregory Power Partners L.P.; Owns and developing power project Texas Will be QF; Rule
1% g.p. interest; 49% l.p. in Gregory, Texas 58(b)(1)(viii)
interest
</TABLE>
- ----------
(8) 1% held by LG&E Power Gregory III, Inc. and 49% held by LG&E Power Gregory
II, Inc.
<PAGE>
JOINT VENTURES OF LG&E NATURAL
GATHERING AND PROCESSING CO.
<TABLE>
<CAPTION>
Jurisdictions
Where Organized
Name and % Description of and Authorized
Owned Business To Do Business Authority
<S> <C> <C> <C>
Wheeler Gathering System; Owns gas gathering and processing Utah Rule 58(b)(2)
50% g.p. interest assets
Owns gas gathering and processing Rule 58(b)(2)
Hillsboro Gathering System; assets Oklahoma
11.5% g.p. interest
</TABLE>
28
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