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Previous: MERCANTILE CREDIT CARD MASTER TRUST, 8-K, EX-1, 2000-08-15 |
Next: PROLOGIC MANAGEMENT SYSTEMS INC, NT 10-Q, 2000-08-15 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
---------------------
Check here if Amendment [ ]; Amendment Number:
--------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Driehaus Capital Management, Inc.
-------------------------------------------------
Address: 25 East Erie Street
-------------------------------------------------
Chicago, Illinois 60611
-------------------------------------------------
-------------------------------------------------
Form 13F File Number: 28- 3580
------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mary H. Weiss
-------------------------------------------------
Title: Vice President
-------------------------------------------------
Phone: (312) 587-3800
-------------------------------------------------
Signature, Place, and Date of Signing:
/s/ M. H. WEISS Chicago, Illinois August 14, 2000
----------------------- -------------------------------- -----------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
<PAGE> 2
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NOT APPLICABLE
------------------
Form 13F Information Table Entry Total: 305
------------------
Form 13F Information Table Value Total: $ 4015554
------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE> 4
<TABLE>
<CAPTION>
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM")
------------------------------------------------------------------------------------------------------------------------------------
ITEM 6:
INVESTMENT DISCRETION
ITEM 5: ------------------------------
SHARES
ITEM 1: ITEM 2: ITEM 3: ITEM 4: OR
NAME OF ISSUER TITLE OF CUSIP FAIR PRINCIPAL (B) SHARED (C)
CLASS NUMBER MARKET AMOUNT (A)SOLE -AS DEFINED SHARED-
VALUE IN INSTR. V OTHER
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ADAC Laboratories Common 531320 22380 932507 X
ADC Telecommunications Inc. Common 88610 88728 1057863 X
AES Corporation Common 00130H10 26352 577580 X
AETHER SYSTEMS Common 00808V10 24844 121192 X
AO Tatneft - Sponsored ADR ADR 03737P30 585 59600 X
ASM Lithography Holding NV ADR N0705911 13926 315613 X
Accredo Health Inc Common 00437V10 1585 45873 X
Actrade International Ltd. Common 493110 662 32300 X
Adept Technology Inc. Common 685410 2842 60800 X
Administaff Inc. Common 709410 28722 452317 X
Advanced Fibre Communication Common 00754A10 2243 49500 X
Advanced Lighting Technologies Common 00753C10 1385 74887 X
Affymetrix Inc. Common 00826T10 32613 197503 X
Allen Telecom Inc. Common 1809110 1825 103152 X
Alliance Semiconductor Corp. Common 01877H10 12581 512219 X
Allstate Corporation Exch Notes Common 70966810 792 22625 X
Alpha Technologies Group Inc. Common 2078110 297 25000 X
Alza Corp. Common 2261510 28516 482307 X
Amdocs Ltd. Common G0260210 21730 283132 X
American Superconductor Corp. Common 3011110 1809 37500 X
American Tech Ceramics Corp. Common 3013710 803 28818 X
Amtech Systems Inc. Common 3233250 257 55839 X
Analog Devices Common 3265410 22767 299572 X
Anaren Microwave Inc. Common 3274410 19905 151673 X
Applied Films Corp. Common 3819710 1624 44330 X
Artesyn Technologies Inc. Common 4312710 15571 559841 X
Aspect Communications Corp Common 04523Q10 1966 50000 X
AstroPower Inc. Common 04644A10 2942 108472 X
Atlantic Coast Airlines Hldg. Common 4839610 1077 33933 X
Audiocodes Ltd. ADR M1534210 1278 10650 X
Avanex Corp. Common 05348W10 1625 17016 X
Aware Inc./Mass. Common 05453N10 1734 33916 X
Banco Bradesco Spons ADR ADR 5946010 165 18865 X
Barr Laboratories Inc. Common 6830610 3114 69500 X
Bellwether Exploration Co. Common 7989520 790 95000 X
Biosite Diagnostic Inc Common 9094510 4739 98354 X
Biosource Intl Inc Common 09066H10 3719 167164 X
Bookham Technology -ADR ADR 09856Q10 15411 260100 X
Brocade Communications Systems Common 11162110 55167 300638 X
Brown (Tom) Inc. Common 11566020 1227 53190 X
</TABLE>
<TABLE>
<CAPTION>
-----------------------------------------------
(SEC USE ONLY)
-----------------------------------------------
ITEM 8:
VOTING AUTHORITY (SHARES)
-------------------------------
ITEM 7:
MANAGERS
SEE INSTR. V (A) SOLE (B) SHARED (C) NONE
-----------------------------------------------
<S> <C> <C> <C> <C>
ADAC Laboratories 512203 0 420304
ADC Telecommunications Inc. 826449 0 231414
AES Corporation 451935 0 125645
AETHER SYSTEMS 94807 0 26385
ALLOPTIC, Inc. 0 0 294118
AO Tatneft - Sponsored ADR 47600 0 12000
ASM Lithography Holding NV 289473 0 26140
Accredo Health Inc 24844 0 21029
Actrade International Ltd. 0 0 32300
Adept Technology Inc. 664 0 60136
Administaff Inc. 256482 0 195835
Advanced Fibre Communication 0 0 49500
Advanced Lighting Technologies 39909 0 34978
Affymetrix Inc. 154590 0 42913
Allen Telecom Inc. 53574 0 49578
Alliance Semiconductor Corp. 290265 0 221954
Allstate Corporation Exch Notes 14025 0 8600
Alpha Technologies Group Inc. 0 0 25000
Alza Corp. 377308 0 104999
Amdocs Ltd. 259570 0 23562
American Superconductor Corp. 11117 0 26383
American Tech Ceramics Corp. 644 0 28174
Amtech Systems Inc. 0 0 55839
Analog Devices 234035 0 65537
Anaren Microwave Inc. 72877 0 78797
Applied Films Corp. 0 0 44330
Artesyn Technologies Inc. 316903 0 242938
Aspect Communications Corp 28462 0 21538
AstroPower Inc. 41194 0 67278
Atlantic Coast Airlines Hldg. 1336 0 32597
Audiocodes Ltd. 9300 0 1350
Avanex Corp. 8797 0 8219
Aware Inc./Mass. 18271 0 15645
Banco Bradesco Spons ADR 0 0 18865
Barr Laboratories Inc. 39406 0 30094
Bellwether Exploration Co. 0 0 95000
Biosite Diagnostic Inc 55754 0 42600
Biosource Intl Inc 72466 0 94698
Bookham Technology -ADR 240055 0 20045
Brocade Communications Systems 234761 0 65877
Brown (Tom) Inc. 2104 0 51086
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <C> <C> <C>
C&D Technologies Inc. Common 12466110 52180 927643 X
CDW Computer Centers Inc. Common 12512910 135809 2172938 X
CE Franklin Ltd. Common 12515110 543 73000 X
California Amplifier Inc. Common 12990010 9577 209329 X
California Micro Devices Corp. Common 13043910 4431 145865 X
Capstone Turbine Corp Common 14067D10 12892 286100 X
CardioDynamics Intl. Corp. Common 14159710 2377 378488 X
Career Education Corp. Common 14166510 2125 43819 X
Caremark RX Inc Common 14170510 1657 243257 X
Catalysts Semiconductor Inc. Common 14888110 662 76807 X
Celeritek Inc. Common 15092610 2088 51153 X
Celgene Corp. Common 15102010 57401 974966 X
Cell Therapeutics Inc. Common 15093410 1942 63413 X
Central Pac. Mineral - Unsp. ADR ADR 15476230 220 45800 X
Cephalon Inc. Common 15670810 44441 742230 X
Chartered Semiconductor ADR ADR 16133R10 15445 171616 X
Check Point Software Tech. ADR M2246510 29633 139944 X
Chesapeake Energy Corp. Common 16516710 28784 3655168 X
Chico's Fas Inc. Common 16861510 1621 81067 X
China Unicom Limited - ADR ADR 16945R10 38960 1833431 X
Christopher & Banks Corp. Common 17104610 1233 33600 X
Cia Parananese Ener. - Sp. ADR P ADR 20441B40 518 55600 X
Cisco Systems Inc. Common 17275R10 866 13632 X
Clayton Williams Energy Inc. Common 96949010 1073 33600 X
Closure Medical Corporation Common 18909310 779 33882 X
Communications Systems Inc. Common 20390010 349 22900 X
Comstock Resources Inc. Common 20576820 960 120000 X
CoorsTek Inc Common 21702010 2261 49145 X
Copper Mountain Networks, Inc Common 21751010 18247 207054 X
Corning Inc. Common 21935010 55437 205416 X
Coventry Health Care Inc. Common 22286210 1081 81125 X
Cree Inc. Common 22544710 111323 833879 X
Cross Timbers Oil Co. Common 22757310 23928 1081504 X
CyberOptics Corp. Common 23251710 7839 169499 X
Cytyc Corporation Common 23294610 29253 548060 X
DDI Corporation /CA Common 23316210 4306 151100 X
Dataram Corp. Common 23810820 575 20000 X
Datum Inc. Common 23820810 1066 47129 X
Delta & Pine Land Co. Common 24735710 1642 65547 X
Dendrite International Inc. Common 24823910 2352 70600 X
Dense-Pac Microsystems Inc. Common 24871930 381 35000 X
Devon Energy Corporation Common 25179M10 14537 259598 X
Dianon Systems Inc. Common 25282610 465 18400 X
Digital Lightwave Inc. Common 25385510 28159 280018 X
Digitran Systems Inc. Common 25389810 17 373200 X
Diodes Inc. Common 25454310 1286 30000 X
Direct Focus Common 25493110 2223 45366 X
Distribucion y Servicio - ADR ADR 25475310 291 16750 X
Driehaus Asia Pacific Growth Fund Common 26202820 12935 488311 X
Driehaus Emerging Markets Growth Fund Common 26202830 13822 753254 X
</TABLE>
<TABLE>
<S> <C> <C> <C>
C&D Technologies Inc. 521088 0 406555
CDW Computer Centers Inc. 1446055 0 726883
CE Franklin Ltd. 0 0 73000
California Amplifier Inc. 46283 0 163046
California Micro Devices Corp. 2882 0 142983
Capstone Turbine Corp 155031 0 131069
CardioDynamics Intl. Corp. 0 0 378488
Career Education Corp. 28811 0 15008
Caremark RX Inc 130119 0 113138
Catalysts Semiconductor Inc. 0 0 76807
Celeritek Inc. 22326 0 28827
Celgene Corp. 645879 0 329087
Cell Therapeutics Inc. 34229 0 29184
Central Pac. Mineral - Unsp. ADR 45800 0 0
Cephalon Inc. 465996 0 276234
Chartered Semiconductor ADR 153311 0 18305
Check Point Software Tech. 109635 0 30309
Chesapeake Energy Corp. 2064595 0 1590573
Chico's Fas Inc. 3199 0 77868
China Unicom Limited - ADR 1694930 0 138501
Christopher & Banks Corp. 0 0 33600
Cia Parananese Ener. - Sp. ADR P 43800 0 11800
Cisco Systems Inc. 0 0 13632
Clayton Williams Energy Inc. 0 0 33600
Closure Medical Corporation 15574 0 18308
Communications Systems Inc. 0 0 22900
Comstock Resources Inc. 0 0 120000
CoorsTek Inc 1861 0 47284
Copper Mountain Networks, Inc 160690 0 46364
Corning Inc. 160790 0 44626
Coventry Health Care Inc. 43003 0 38122
Cree Inc. 563615 0 270264
Cross Timbers Oil Co. 612904 0 468600
CyberOptics Corp. 38229 0 131270
Cytyc Corporation 273750 0 274310
DDI Corporation /CA 82788 0 68312
Dataram Corp. 796 0 19204
Datum Inc. 17595 0 29534
Delta & Pine Land Co. 35498 0 30049
Dendrite International Inc. 40022 0 30578
Dense-Pac Microsystems Inc. 0 0 35000
Devon Energy Corporation 203288 0 56310
Dianon Systems Inc. 0 0 18400
Digital Lightwave Inc. 133894 0 146124
Digitran Systems Inc. 150000 0 223200
Diodes Inc. 0 0 30000
Direct Focus 29023 0 16343
Distribucion y Servicio - ADR 11500 0 5250
Driehaus Asia Pacific Growth Fund 0 0 488311
Driehaus Emerging Markets Growth Fund 0 0 753254
</TABLE>
<PAGE> 6
<TABLE>
<S> <C> <C> <C> <C>
Driehaus European Opportunity Fund Common 16311 515198 X
Driehaus International Discovery Fund Common 26202850 21507 695117 X
Driehaus International Growth Fund Common 26202810 16998 897013 X
Dynegy Inc Common 26816Q10 16486 241333 X
EEX Corporation Common 26842V20 1688 317747 X
Echelon Corporation Common 27874N10 24979 431140 X
Elan Corp. PLC - Spons. ADR ADR 28413120 33383 689204 X
Elantec Semiconductor Common 28415510 21438 307901 X
Electric Fuel Corp Common 28487110 1344 87796 X
Emcore Corp Common 29084610 15328 127733 X
Emulex Corp. Common 29247520 10148 154494 X
Evergreen Resources Inc. Common 29990030 706 23846 X
Exar Corp. Common 30064510 2599 29809 X
Exchange Applications Inc. Common 30086710 1810 67993 X
Exfo Electro-Optical Inc ADR 30204310 13237 301700 X
FSI International Inc. Common 30263310 467 21553 X
Factory 2 U Stores Common 30307210 915 24203 X
Flag Communications ADR G3529L10 9047 608200 X
Flextronics Intl Ltd ADR Y2573F10 2942 42829 X
Fomento Economico Mex. - Sp. ADR ADR 34441910 470 10913 X
Forrester Research Inc Common 34656310 39612 544026 X
Frequency Electronics Inc. Common 35801010 429 15000 X
GSI Lumonics Inc ADR 36229U10 2573 73265 X
Gasonics International Corp Common 36727810 6779 171897 X
Genesco Inc. Common 37153210 2165 134767 X
Genus Inc. Common 37246110 1541 188173 X
Gildan Activewear Cl A ADR 37591610 1470 40000 X
Global Datatel Inc Common 37934G10 16 10000 X
Globespan Inc Common 37957110 21538 176426 X
Globo Cabo SA Spons ADR ADR 37957X10 242 17411 X
Grant Prideco Inc Common 38821G10 35141 1405625 X
Grey Wolf Common 39788810 2829 565721 X
Grupo Elektra Sa Gds ADR 40050A10 120 11700 X
Grupo Televisa SA - Spons GDR ADR 40049J20 25784 374025 X
Gulf Indonesia Resources ADR 40228410 153 19100 X
Gulf Island Fabrication Common 40230710 529 31100 X
HS Resources Inc. Common 40429710 1200 40000 X
Hall Kinion & Associates Inc. Common 40606910 733 22000 X
Hanover Compressor Co. Common 41076810 29994 789319 X
Hathaway Corp. Common 41901110 201 37342 X
Heidrick & Struggles Int'l. Common 42281910 2609 41324 X
Hellenic Telecom ADR ADR 42332530 204 16700 X
Henry (Jack) & Associates Common 42628110 34854 695338 X
Horizon Offshore Inc. Common 44043J10 1313 84694 X
Hotel Reservations Inc. cl A Common 44145110 1295 43534 X
Human Genome Sciences Inc. Common 44490310 31712 237763 X
Hyperion Solutions Corp. Common 44914M10 1498 46183 X
Hyseq Inc. Common 44916330 1538 33853 X
</TABLE>
<TABLE>
<S> <C> <C> <C>
Driehaus European Opportunity Fund 0 0 515198
Driehaus International Discovery Fund 0 0 695117
Driehaus International Growth Fund 0 0 897013
Dynegy Inc 188613 0 52719
EEX Corporation 172084 0 145663
Echelon Corporation 337197 0 93943
Elan Corp. PLC - Spons. ADR 639117 0 50087
Elantec Semiconductor 139000 0 168901
Electric Fuel Corp 45590 0 42206
Emcore Corp 94479 0 33254
Emulex Corp. 25417 0 129077
Evergreen Resources Inc. 947 0 22899
Exar Corp. 1161 0 28648
Exchange Applications Inc. 36823 0 31170
Exfo Electro-Optical Inc 213141 0 88559
FSI International Inc. 796 0 20757
Factory 2 U Stores 932 0 23271
Flag Communications 559800 0 48400
Flextronics Intl Ltd 0 0 42829
Fomento Economico Mex. - Sp. ADR 9150 0 1763
Forrester Research Inc 308942 0 235084
Frequency Electronics Inc. 0 0 15000
GSI Lumonics Inc 39688 0 33577
GTESS Corporation 0 0 203876
Gasonics International Corp 97640 0 74257
Genesco Inc. 39372 0 95395
Genus Inc. 94833 0 93340
Gildan Activewear Cl A 0 0 40000
Global Datatel Inc 0 0 10000
Globespan Inc 136782 0 39644
Globo Cabo SA Spons ADR 12311 0 5100
Grant Prideco Inc 1096718 0 308907
Grey Wolf 201441 0 364280
Grupo Elektra Sa Gds 0 0 11700
Grupo Televisa SA - Spons GDR 344934 0 29091
Gulf Indonesia Resources 19100 0 0
Gulf Island Fabrication 0 0 31100
HS Resources Inc. 0 0 40000
Hall Kinion & Associates Inc. 14052 0 7948
Hanover Compressor Co. 448003 0 341316
Hathaway Corp. 0 0 37342
Heidrick & Struggles Int'l. 25858 0 15466
Hellenic Telecom ADR 16700 0 0
Henry (Jack) & Associates 394508 0 300830
Horizon Offshore Inc. 0 0 84694
Hotel Reservations Inc. cl A 26594 0 16940
Human Genome Sciences Inc. 186165 0 51598
Hyperion Solutions Corp. 25030 0 21153
Hyseq Inc. 18326 0 15527
</TABLE>
<PAGE> 7
<TABLE>
<S> <C> <C> <C> <C>
I Two Technologies Common 46575410 14223 136408 X
II-VI Inc. Common 90210410 2096 43338 X
IXYS Corp. Common 46600W10 6305 118126 X
Ibis Technology Corp Common 45090910 1259 20857 X
Immunex Corp. Common 45252810 26370 533396 X
Impath Inc Common 45255G10 3807 70179 X
Insight Enterprises Inc Common 45765U10 31809 536293 X
Integrated Device Technology Inc. Common 45811810 22262 371803 X
Integrated Silicon Solut Common 45812P10 13625 358544 X
Intersil Holdings Co. Common 46069S10 1068 19750 X
Intl. Rectifier Corp. Common 46025410 73543 1313263 X
Investors Finl Srvcs Common 46191510 23030 580285 X
Invitrogen Corp Common 46185R10 27580 366739 X
Isle of Capri Casinos Common 46459210 666 49138 X
Ivax Corp. Common 46582310 47853 1170707 X
JDS Uniphase Corp Common 46612J10 20222 168694 X
Juniper Networks Inc. Common 48203R10 26389 181289 X
KRISPY KREME Common 50101410 14907 202822 X
Keithley Instruments Inc. Common 48758410 38340 440053 X
Key Production Co Inc Common 49313810 625 35700 X
Knightbridge Tankers Common G5299G10 800 40000 X
Korea Electric Power Adr ADR 50063110 275 14900 X
Kos Pharmaceuticals Inc. Common 50064810 881 54827 X
Laboratory Corp of Amer. Hldgs. Common 50540R40 26659 345665 X
Learning Tree Intl Inc Common 52201510 25047 408938 X
Lightpath Tech Inc Common 53225710 1409 35400 X
London Pacific Group Ltd ADR 54207310 1622 124766 X
Lukoil Holding - Spons ADR ADR 67786210 21294 416554 X
Macromedia Inc. Common 55610010 40127 415016 X
Macrovision Corp Common 55590410 34645 541990 X
Marvell Technologies Common G5876H10 570 10000 X
Maverick Tube Common 57791410 2074 71226 X
Maxtor Corp. Common 57772920 1124 106395 X
Mercury Interactive Corp Common 58940510 56188 580758 X
Merix Corp Common 59004910 3060 65096 X
Micro Component Tech Common 59479Q10 240 28000 X
Microsemi Corp. Common 59513710 2823 83174 X
Microtest Common 59494110 539 64370 X
Mid Atlantic Medical Services Common 59523C10 774 57336 X
Millenium Pharmaceutic Common 59990210 15860 141767 X
Molecular Devices Corp Common 60851C10 9095 131461 X
NS Group Inc. Common 62891610 3273 156334 X
NVIDIA Common 67066G10 7484 117750 X
Nabors Industries Inc. Common 62956810 19633 472375 X
Natco Group Inc - A Common 63227W20 497 52700 X
Natural Microsystems Cp Common 63888210 24528 218144 X
Network Appliance Corp Common 64120L10 2916 36224 X
Newfield Exploration Company Common 65129010 1663 42508 X
Newport Corp. Common 65182410 107748 1003475 X
News Corp Ltd-Adr Common 65248770 14040 257621 X
</TABLE>
<TABLE>
<S> <C> <C> <C>
I Two Technologies 106056 0 30352
II-VI Inc. 8405 0 34933
IXYS Corp. 34294 0 83832
Ibis Technology Corp 11292 0 9565
Immunex Corp. 416602 0 116794
Impath Inc 13686 0 56493
Indigo N V Wts 25978 0 6804
Insight Enterprises Inc 304182 0 232111
Integrated Device Technology Inc. 289639 0 82164
Integrated Silicon Solut 203130 0 155414
Intersil Holdings Co. 9880 0 9870
Intl. Rectifier Corp. 1015905 0 297358
Investors Finl Srvcs 328935 0 251350
Invitrogen Corp 208079 0 158660
Isle of Capri Casinos 1952 0 47186
Ivax Corp. 916810 0 253897
JDS Uniphase Corp 153915 0 14779
Juniper Networks Inc. 141432 0 39857
KRISPY KREME 46002 0 156820
Keithley Instruments Inc. 227526 0 212527
Key Production Co Inc 0 0 35700
Knightbridge Tankers 0 0 40000
Korea Electric Power Adr 14900 0 0
Kos Pharmaceuticals Inc. 29571 0 25256
Laboratory Corp of Amer. Hldgs. 195344 0 150321
Learning Tree Intl Inc 235123 0 173815
Lightpath Tech Inc 1407 0 33993
London Pacific Group Ltd 67470 0 57296
Lukoil Holding - Spons ADR 398645 0 17909
Macromedia Inc. 324040 0 90976
Macrovision Corp 272831 0 269159
Marvell Technologies 8638 0 1362
Maverick Tube 2796 0 68430
Maxtor Corp. 57619 0 48776
Mercury Interactive Corp 454141 0 126617
Merix Corp 13378 0 51718
Micro Component Tech 0 0 28000
Microsemi Corp. 30000 0 53174
Microtest 34884 0 29486
Mid Atlantic Medical Services 31049 0 26287
Millenium Pharmaceutic 111009 0 30758
Molecular Devices Corp 74555 0 56906
NS Group Inc. 33893 0 122441
NVIDIA 90575 0 27175
Nabors Industries Inc. 369221 0 103154
Natco Group Inc - A 0 0 52700
Natural Microsystems Cp 122472 0 95672
Network Appliance Corp 0 0 36224
Newfield Exploration Company 23987 0 18521
Newport Corp. 624586 0 378889
News Corp Ltd-Adr 236483 0 21138
</TABLE>
<PAGE> 8
<TABLE>
<S> <C> <C> <C> <C>
Nice Systems Limited - Spons ADR ADR 65365610 61243 793431 X
Nokia Corp Spons ADR ADR 65490220 984 19704 X
Nortel Networks Corp ADR 65656810 78170 1145616 X
Noven Pharmaceuticals Common 67000910 8499 282726 X
Nu Horizons Electronics Inc. Common 66990810 442 16590 X
Nur Macroprinters Ltd ADR M7516510 1335 92052 X
OMI Corp. - New Common Y6476W10 2167 398466 X
ONI Systems Common 68273F10 36835 314285 X
Oak Technology Inc Common 67180210 13560 628887 X
Oakley Inc. Common 67366210 2391 207937 X
Oratec Interventions Inc. Common 68554M10 1252 37500 X
Orbotech Ltd. ADR M7525310 28497 306834 X
Overland Data Inc. Common 69021310 888 64017 X
Overseas Shipholding Group Common 69036810 1232 50031 X
PC Connection Inc. Common 69318J10 2572 45117 X
PMC - Sierra Inc. Common 69344F10 37929 213457 X
Paradyne Networks Inc Common 69911G10 9514 292175 X
Park Electrochemical Corp. Common 70041620 361 10000 X
Patina Oil & Gas Corp Common 70322410 2294 110572 X
Patterson Energy Inc Common 70341410 1277 44815 X
Paychex Inc. Common 70432610 7053 167923 X
Pennaco Energy Common 70804610 1638 100000 X
Pericom Semiconductor Common 71383110 2715 39923 X
Petrochina Co Ltd - ADR ADR 71646E10 9623 459594 X
Petroleo Brasileiro S.A. ADR Pfd ADR 71654V10 28328 937650 X
Pharmacopeia Inc Common 71713B10 1210 26091 X
Philips Electronics NV - NY Shares ADR 50047230 23901 503187 X
Physiometrix Inc Common 71892810 684 30900 X
Planar Systems Inc Common 72690010 411 31766 X
Plato Learning Common 72764Y10 4995 363242 X
Polycom Inc Common 73172K10 16932 179948 X
Power One Inc Common 73930810 144391 1267284 X
Powerwave Tech Inc Common 73936310 5453 123926 X
Precision Optics Corp./Mass. Common 74029410 1579 94646 X
Prima Energy Corp. Common 74190120 3505 65511 X
Private Bancorp Inc Common 74296210 1750 118662 X
Protein Design Labs Inc. ADR 74369L10 32942 199685 X
QLT PhotoTherapeutics Inc. ADR 74692710 20502 265183 X
Quanta Services Inc. Common 74762E10 20854 379158 X
Quest Diagnostics Inc. Common 74834L10 34045 455449 X
RF Micro Devices Inc Common 74994110 8846 100956 X
Radware Ltd ADR M8187310 281 10600 X
Rambus, Inc. Common 75091710 5266 51131 X
Ramtron Intl Inc Common 75190730 528 26900 X
Rare Hospitality Intl. Inc. Common 75382010 817 28928 X
Redback Networks Common 75720910 34585 194295 X
RehabCare Group Inc. Common 75914810 2307 84647 X
Remec Inc Common 75954310 25316 604562 X
Remington Oil & Gas Corp. Common 75959430 321 42800 X
Robotic Vision Systems Common 77107410 560 31105 X
</TABLE>
<TABLE>
<S> <C> <C> <C>
Nice Systems Limited - Spons ADR 730771 0 62660
Nokia Corp Spons ADR 18804 0 900
Nortel Networks Corp 1012672 0 132944
Noven Pharmaceuticals 160065 0 122661
Nu Horizons Electronics Inc. 0 0 16590
Nur Macroprinters Ltd 72700 0 19352
OMI Corp. - New 175191 0 223275
ONI Systems 245445 0 68840
Oak Technology Inc 355695 0 273192
Oakley Inc. 123491 0 84446
Oratec Interventions Inc. 24665 0 12835
Orbotech Ltd. 282305 0 24529
Overland Data Inc. 0 0 64017
Overseas Shipholding Group 1983 0 48048
PC Connection Inc. 29661 0 15456
PMC - Sierra Inc. 166864 0 46593
Paradyne Networks Inc 164436 0 127739
Park Electrochemical Corp. 398 0 9602
Patina Oil & Gas Corp 52341 0 58231
Patterson Energy Inc 23538 0 21277
Paychex Inc. 131464 0 36459
Pennaco Energy 0 0 100000
Pericom Semiconductor 1569 0 38354
Petrochina Co Ltd - ADR 425673 0 33921
Petroleo Brasileiro S.A. ADR Pfd 922177 0 15473
Pharmacopeia Inc 10830 0 15261
Philips Electronics NV - NY Shares 447439 0 55748
Physiometrix Inc 0 0 30900
Planar Systems Inc 1328 0 30438
Plato Learning 213745 0 149497
Polycom Inc 140882 0 39066
Power One Inc 948365 0 318919
Powerwave Tech Inc 50970 0 72956
Precision Optics Corp./Mass. 42689 0 51957
Prima Energy Corp. 26533 0 38978
Private Bancorp Inc 0 0 118662
Protein Design Labs Inc. 156364 0 43321
QLT PhotoTherapeutics Inc. 207555 0 57628
Quanta Services Inc. 296778 0 82380
Quest Diagnostics Inc. 356648 0 98801
RF Micro Devices Inc 0 0 100956
Radware Ltd 10600 0 0
Rambus, Inc. 39563 0 11568
Ramtron Intl Inc 0 0 26900
Rare Hospitality Intl. Inc. 1146 0 27782
Redback Networks 151596 0 42699
RehabCare Group Inc. 54717 0 29930
Remec Inc 339750 0 264812
Remington Oil & Gas Corp. 0 0 42800
Robotic Vision Systems 1108 0 29997
</TABLE>
<PAGE> 9
<TABLE>
<S> <C> <C> <C> <C>
S C P Pool Corp Common 78402810 255 10830 X
SBE Inc. Common 78387320 504 24300 X
SDL Inc. Common 78407610 51370 180128 X
SK Telecom Co Ltd-ADR ADR 78440P10 29284 806452 X
Sagent Technology Inc Common 78669310 1283 90000 X
Satcon Technology Corp Common 80389310 1368 53500 X
Satyam Infoway Ltd ADR ADR 80409910 1264 56830 X
Seibel Systems Inc Common 82617010 45261 276717 X
Sepracor Inc. Common 81731510 54201 449336 X
Shandong Huaneng Power Sp Adr ADR 81941910 218 52000 X
Shaw Group Inc Common 82028010 1045 22174 X
Shire Pharmaceuticals Gr. - ADR ADR 82481R10 47501 915687 X
Signal Technology Corp Common 82667510 305 12200 X
Silicon Valley Bankshares Common 82706410 2899 68000 X
Skechers USA Inc - Cl A Common 83056610 2184 138089 X
Sonus Network Common 83591610 52670 333621 X
Spectrum Control Inc. Common 84761510 243 17826 X
Spinnaker Exploration Co Common 84855W10 458 17890 X
St Mary Land & Explora Common 79222810 823 19567 X
Stark Technology Inc. Common Y8161E100 9430 23000 X
Stmicroelectronics NV-NY Shs ADR 86101210 3807 59312 X
Storage Networks Common 86211E10 1354 15000 X
Stratos Lightwave Inc Common 86310010 1422 51000 X
Superior Energy Services Inc. Common 86815710 2767 266706 X
Supertex Inc. Common 86853210 1842 36663 X
Swift Energy Co. Common 87073810 3044 107263 X
Symmetricom Inc Common 87154310 4836 191508 X
Syncor Intl. Corp. - Del. Common 87157J10 2875 39933 X
TTI Team Telecom Intl Ltd ADR M8825810 1130 31390 X
TV Azteca SA - Spons ADR ADR 90114510 921 69830 X
Taiwan Semiconductor ADR ADR 87403910 1294 33402 X
Techne Corp. Common 87837710 22843 175719 X
Teekay Shipping Co Common Y8564W10 13375 406858 X
Tegal Corp Common 87900810 1182 178472 X
Tele Nordeste Cel Partic-ADR ADR 87924W10 1316 19000 X
Tele Norte Leste Participacoes ADR 87924610 744 31508 X
Telefonos de Mexico - Sp. ADR L ADR 87940378 638 11170 X
Teva Pharmaceutical - Sp. ADR ADR 88162420 20905 377099 X
Three-Five Systems Inc. Common 88554L10 5465 92622 X
Tollgrade Communications Common 88954210 21254 160407 X
Triad Hospitals Inc Common 89579K10 20015 827492 X
Trico Marine Services Common 89610610 1997 156590 X
Trikon Technologies Inc Common 89618740 5201 273718 X
Trimble Navigation Ltd. Common 89623910 21732 445224 X
Triton Energy Ltd. Common G9075110 23049 586300 X
Tubos De Acero De Mexico - Sp. ADR ADR 89859250 276 19900 X
Turnstone Systems Inc. Common 90042310 21420 129291 X
Tut Systems inc Common 90110310 6432 112109 X
U T I Energy Corp Common 90338710 20758 517331 X
Unit Corp. Common 90921810 1969 145831 X
</TABLE>
<TABLE>
<S> <C> <C> <C>
S C P Pool Corp 419 0 10411
SBE Inc. 0 0 24300
SDL Inc. 140918 0 39210
SK Telecom Co Ltd-ADR 749765 0 56687
Sagent Technology Inc 48515 0 41485
Satcon Technology Corp 28219 0 25281
Satyam Infoway Ltd ADR 27024 0 29806
Seibel Systems Inc 216491 0 60226
Sepracor Inc. 351840 0 97496
Shandong Huaneng Power Sp Adr 52000 0 0
Shaw Group Inc 878 0 21296
Shire Pharmaceuticals Gr. - ADR 847560 0 68127
Signal Technology Corp 0 0 12200
Silicon Valley Bankshares 43079 0 24921
Skechers USA Inc - Cl A 88165 0 49924
Sonus Network 261022 0 72599
Spectrum Control Inc. 0 0 17826
Spinnaker Exploration Co 596 0 17294
St Mary Land & Explora 772 0 18795
Stark Technology Inc. 23000 0 0
Stmicroelectronics NV-NY Shs 54172 0 5140
Storage Networks 11334 0 3666
Stratos Lightwave Inc 39164 0 11836
Superior Energy Services Inc. 67447 0 199259
Supertex Inc. 1456 0 35207
Swift Energy Co. 34308 0 72955
Symmetricom Inc 82159 0 109349
Syncor Intl. Corp. - Del. 26259 0 13674
TTI Team Telecom Intl Ltd 22700 0 8690
TV Azteca SA - Spons ADR 63300 0 6530
Taiwan Semiconductor ADR 31025 0 2377
Techne Corp. 137571 0 38148
Teekay Shipping Co 228990 0 177868
Tegal Corp 90968 0 87504
Tele Nordeste Cel Partic-ADR 17600 0 1400
Tele Norte Leste Participacoes 22539 0 8969
Telefonos de Mexico - Sp. ADR L 8770 0 2400
Teva Pharmaceutical - Sp. ADR 309071 0 68028
Three-Five Systems Inc. 39565 0 53057
Tollgrade Communications 90499 0 69908
Triad Hospitals Inc 469736 0 357756
Trico Marine Services 83612 0 72978
Trikon Technologies Inc 125407 0 148311
Trimble Navigation Ltd. 252107 0 193117
Triton Energy Ltd. 539700 0 46600
Tubos De Acero De Mexico - Sp. ADR 19900 0 0
Turnstone Systems Inc. 98590 0 30701
Tut Systems inc 62067 0 50042
U T I Energy Corp 293527 0 223804
Unit Corp. 55137 0 90694
</TABLE>
<PAGE> 10
<TABLE>
<S> <C> <C> <C> <C>
Universal Compression Hldgs Common 91343110 503 15000 X
Varco International Inc. Common 92212210 21750 935490 X
Varian Semiconductor Equipment Assoc. Common 92220710 47347 753776 X
Veeco Instruments Inc Common 92241710 2540 34676 X
Venator Group Inc. Common 92294410 1643 160260 X
Vertex Pharmaceuticals Inc. Common 92532F10 27256 258659 X
Vicor Corp. Common 92581510 2409 69200 X
Virata Common 92764610 1160 19456 X
Vitafort International Corp. Common 92846730 24 100000 X
Vitech ADR 92848910 1572 285750 X
Wal-Mart Stores Inc. Common 93114210 5649 99000 X
Watchguard Technologies Common 94110510 859 15642 X
Waters Corp. Common 94184810 79677 638372 X
WebTrends Common 94844D10 482 12447 X
Western Gas Resources Inc. Common 95825910 13653 650157 X
White Electronic Design Common 96380110 596 47000 X
World Wrestling Fed Entertainment Common 98156Q10 2188 105149 X
4015554 76030401
</TABLE>
<TABLE>
<S> <C> <C> <C>
Universal Compression Hldgs 0 0 15000
Varco International Inc. 528248 0 407242
Varian Semiconductor Equipment Assoc. 588838 0 164938
Veeco Instruments Inc 18684 0 15992
Venator Group Inc. 85850 0 74410
Vertex Pharmaceuticals Inc. 202532 0 56127
Vicor Corp. 31917 0 37283
Virata 10529 0 8927
Vitafort International Corp. 0 0 100000
Vitech 0 0 285750
Wal-Mart Stores Inc. 0 0 99000
Watchguard Technologies 8469 0 7173
Waters Corp. 499849 0 138523
WebTrends 6002 0 6445
Western Gas Resources Inc. 368722 0 281435
White Electronic Design 0 0 47000
World Wrestling Fed Entertainment 56642 0 48507
46863291 29167110
</TABLE>
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