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Previous: SERENGETI EYEWEAR INC, 10-Q, 1999-11-15 |
Next: FIRST SECURITY TRUST CO OF NEVADA, 13F-HR, 1999-11-15 |
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED September 30, 1999
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY BANK OF NEW MEXICO, N.A. (13-F FILE NUMBER)
Business Address:
3RD & TIJERAS, 41ST PLAZA ALBUQUERQUE, NM 87103
Street City State Zip
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF ALBUQUERQUE AND STATE OF NEW MEXICO
ON THE 10TH DAY OF November, 1999.
FIRST SECURITY BANK OF NEW MEXICO, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY
AUTHORIZED TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 002824100 79979 2180 X 2180 0 0
AETNA INCORPORATED 008117103 2463 50 X 50 0 0
AFLAC INCORPORATED 001055102 42084 1005 X 1005 0 0
AGRIBRANDS INTERNATIONAL INC 00849R105 3027 61 X 61 0 0
ALBERTSONS INCORPORATED 013104104 145827 3686 X 3686 0 0
ALCOA INCORPORATED 013817101 17378 280 X 230 0 50
ALLIANT TECHSYSTEMS INCORPORATED 018804104 624 9 X 9 0 0
ALLIED SIGNAL INCORPORATED 019512102 347638 5800 X 0 0 5800
ALLSTATE CORPORATION 020002101 4589 184 X 184 0 0
ALLTEL CORPORATION 020039103 6897 98 X 98 0 0
ALTERA CORPORATION 021441100 86750 2000 X 2000 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 1227417 11795 X 75 200 11520
AMERICAN EXPRESS COMPANY 025816109 473850 3510 X 2490 0 1020
AMERICAN HOME PRODUCTS CORPORATION 026609107 596563 14375 X 14375 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 367833 4231 X 4231 0 0
AMERISOURCE HEALTH CORPORATION-CL A 03071P102 90013 3800 X 3800 0 0
AMERITECH CORPORATION NEW 030954101 1387399 20785 X 4385 0 16400
AMGEN INCORPORATED 031162100 105950 1300 X 1300 0 0
AMR CORPORATION DELAWARE 001765106 4360 80 X 80 0 0
ANALOG DEVICES INCORPORATED 032654105 41000 800 X 800 0 0
ANHEUSER BUSCH CO INCORPORATED 035229103 3783 54 X 54 0 0
APPLIED MATERIALS INCORPORATED 038222105 388438 5000 X 5000 0 0
ARCHSTONE COMMUNITIES TRUST-SBI 039581103 17755 899 X 899 0 0
ARMSTRONG WORLD INDUSTRIES INC 042476101 112344 2500 X 2500 0 0
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 84672 2352 X 2352 0 0
AT & T CORPORATION 001957109 628401 14446 X 14446 0 0
ATLANTIC RICHFIELD COMPANY 048825103 106350 1200 X 1200 0 0
AUTOMATIC DATA PROCESSING INC 053015103 35700 800 X 800 0 0
AVON PRODUCTS INCORPORATED 054303102 58682 2365 X 115 0 2250
AXA FINL INC 002451102 1619 29 X 29 0 0
BANK AMERICA CORPORATION 060505104 1442251 25899 X 10854 0 15045
BANK ONE CORPORATION 06423A103 980285 28159 X 7859 0 20300
BANKBOSTON CORPORATION 06605R106 9976 230 X 230 0 0
BELL ATLANTIC CORPORATION 077853109 969300 14400 X 3100 0 11300
BELLSOUTH CORPORATION 079860102 851220 18916 X 18916 0 0
BERKSHIRE HATHAWAY INC DEL-CLASS B 084670207 9280 5 X 5 0 0
BESTFOODS 08658U101 77700 1600 X 1600 0 0
BMC SOFTWARE INCORPORATED 055921100 261919 3660 X 0 0 3660
BOEING COMPANY 097023105 281922 6614 X 6614 0 0
BORG-WARNER AUTOMOTIVE INCORPORATED 099724106 162970 3790 X 3790 0 0
BOSTON SCIENTIFIC CORPORATION 101137107 175725 7100 X 7100 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 1373423 20347 X 6287 0 14060
CAMPBELL SOUP COMPANY 134429109 62600 1600 X 1600 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 99645 2555 X 2555 0 0
CARNIVAL CORPORATION 143658102 253388 5825 X 3275 0 2550
CATERPILLAR INCORPORATED 149123101 92633 1690 X 1690 0 0
CBS CORPORATION 12490K107 615125 13300 X 300 0 13000
CHASE MANHATTAN CORPORATION NEW 16161A108 1178111 15630 X 4630 0 11000
CISCO SYSTEMS INCORPORATED 17275R102 2270379 33114 X 20474 800 11840
CITIGROUP INCORPORATED 172967101 1549020 35205 X 4935 0 30270
CLOROX COMPANY 189054109 15300 400 X 400 0 0
COASTAL CORPORATION 190441105 365163 8920 X 8920 0 0
COCA COLA COMPANY 191216100 607709 12595 X 12595 0 0
COLGATE PALMOLIVE COMPANY 194162103 36600 800 X 800 0 0
COLUMBIA HCA HEALTHCARE CORPORATION 197677107 678000 32000 X 0 0 32000
COMCAST CORPORATION-CLASS A SPECIAL 200300200 1395625 35000 X 5000 0 30000
COMPAQ COMPUTER CORPORATION 204493100 364170 15920 X 5720 0 10200
COMPUTER ASSOCIATES INTL INC 204912109 38631 632 X 632 0 0
CONSOLIDATED NATURAL GAS COMPANY 209615103 998 16 X 16 0 0
CORNING INCORPORATED 219350105 13713 200 X 200 0 0
CSX CORPORATION 126408103 53138 1254 X 1254 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 2986 43 X 43 0 0
DAYTON HUDSON CORPORATION 239753106 1170618 19490 X 1000 0 18490
DEERE & COMPANY 244199105 55517 1435 X 1400 0 35
DELIA*S INCORPORATED 246885107 1256 200 X 200 0 0
DELL COMPUTER CORPORATION 247025109 118748 2840 X 1500 0 1340
DELPHI AUTOMOTIVE SYS CORP 247126105 4481 279 X 279 0 0
DISNEY WALT COMPANY 254687106 531310 20435 X 11435 0 9000
DOLE FOOD COMPANY 256605106 64125 3375 X 3375 0 0
DOW CHEMICAL COMPANY 260543103 17044 150 X 150 0 0
DTE ENERGY COMPANY 233331107 60019 1650 X 1650 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 516973 8545 X 8515 0 30
DUN & BRADSTREET CORPORATION DEL 26483B106 14938 500 X 500 0 0
DYERSBURG CORPORATION 267575108 31 100 X 100 0 0
EASTMAN KODAK COMPANY 277461109 47795 632 X 612 0 20
ELECTRONIC DATA SYSTEMS CORPORATION 285661104 1226033 23160 X 6860 0 16300
EMC CORPORATION MASSACHUSETTS 268648102 204133 2860 X 0 0 2860
EMERSON ELECTRIC COMPANY 291011104 122773 1943 X 1943 0 0
ENRON CORPORATION 293561106 821250 20000 X 0 0 20000
EQUIFAX INCORPORATED 294429105 16875 600 X 600 0 0
EQUITY RESIDENTIAL PPTYS TRUST-SBI 29476L107 8475 200 X 200 0 0
EXXON CORPORATION 302290101 5769540 75915 X 75880 0 35
FANNIE MAE 313586109 522500 8335 X 8285 0 50
FIRST AMERICAN CORPORATION TENNESSEE 318900107 46676 1073 X 1073 0 0
FIRST SECURITY CORPORATION DEL 336294103 9662247 406296 X 271736 0 134560
FIRST TENNESSEE NATIONAL CORP 337162101 25313 900 X 900 0 0
FIRSTAR CORPORATION NEW WIS 33763V109 118951 4642 X 4642 0 0
FLOWERS INDUSTRIES INCORPORATED 343496105 15095 1113 X 1113 0 0
FORD MOTOR COMPANY DELAWARE 345370100 304314 6056 X 6056 0 0
FREDDIE MAC 313400301 68380 1315 X 165 0 1150
GANNETT INCORPORATED 364730101 55350 800 X 800 0 0
GAP INCORPORATED 364760108 6464 202 X 202 0 0
GENERAL ELECTRIC COMPANY 369604103 1423343 12005 X 10725 0 1280
GENERAL MILLS INCORPORATED 370334104 2596 32 X 32 0 0
GENERAL MOTORS CORPORATION 370442105 37763 600 X 600 0 0
GENZYME CORP-MOLECULAR ONCOLOGY DIV 372917500 3306 575 X 575 0 0
GENZYME CORPORATION-GENERAL DIVISION 372917104 367034 8145 X 8145 0 0
GENZYME CORPORATION-SURGICAL PRODS 372917609 7217 1283 X 1283 0 0
GILLETTE COMPANY 375766102 283378 8350 X 8350 0 0
GOODRICH B F COMPANY 382388106 160080 5520 X 5520 0 0
GTE CORPORATION 362320103 574641 7475 X 7440 0 35
GUIDANT CORPORATION 401698105 750750 14000 X 0 0 14000
HALLIBURTON COMPANY 406216101 220949 5389 X 5389 0 0
HEINZ H J COMPANY 423074103 2107 49 X 49 0 0
HEWLETT PACKARD COMPANY 428236103 1380308 15210 X 3180 0 12030
HILLENBRAND INDUSTRIES 431573104 42200 1600 X 1600 0 0
HILTON HOTELS CORPORATION 432848109 494 50 X 50 0 0
HOME DEPOT INCORPORATED 437076102 1486555 21662 X 7392 0 14270
HONEYWELL INCORPORATED 438506107 12690 114 X 114 0 0
HS RES INC 404297103 49 3 X 3 0 0
IDACORP INCORPORATED 451107106 9038 300 X 300 0 0
INTEL CORPORATION 458140100 2434478 32760 X 9080 0 23680
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2536160 20960 X 9960 0 11000
INTERNATIONAL PAPER COMPANY 460146103 1923 40 X 0 0 40
INTERPUBLIC GROUP COMPANIES INC 460690100 87185 2120 X 0 0 2120
IONICS INCORPORATED 462218108 64750 2000 X 2000 0 0
JDN REALTY CORPORATION 465917102 339870 16579 X 16579 0 0
JOHNSON & JOHNSON 478160104 589378 6415 X 6415 0 0
KIMBERLY CLARK CORPORATION 494368103 116050 2200 X 2200 0 0
KOHLS CORPORATION 500255104 181183 2740 X 0 0 2740
LEAR CORPORATION 521865105 7038 200 X 200 0 0
LILLY ELI & COMPANY 532457108 16047 250 X 200 0 50
LOCKHEED MARTIN CORPORATION 539830109 122905 3760 X 3760 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 2478485 38204 X 23884 0 14320
MAY DEPARTMENT STORES COMPANY 577778103 72875 2000 X 2000 0 0
MCDONALDS CORPORATION 580135101 10164 235 X 235 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 554378 11460 X 11460 0 0
MCI WORLDCOM INCORPORATED 55268B106 2080422 28945 X 11145 0 17800
MCKESSON HBOC INCORPORATED 58155Q103 168200 5800 X 5800 0 0
MEDIAONE GROUP INCORPORATED 58440J104 44403 650 X 650 0 0
MEDTRONIC INCORPORATED 585055106 156475 4400 X 0 0 4400
MERCK & COMPANY INCORPORATED 589331107 1729068 26678 X 6838 0 19840
MERRILL LYNCH & COMPANY INCORPORATED 590188108 867790 12880 X 0 0 12880
MICROSOFT CORPORATION 594918104 1088561 12020 X 8500 0 3520
MINNESOTA MINING & MANUFACTURING CO 604059105 75409 785 X 785 0 0
MOBIL CORPORATION 607059102 536998 5330 X 5300 0 30
MONSANTO COMPANY 611662107 228043 6390 X 6345 0 45
MONY GROUP INCORPORATED 615337102 100629 3485 X 3485 0 0
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 691203 7750 X 150 0 7600
MOTOROLA INCORPORATED 620076109 515240 5855 X 5855 0 0
MYLAN LABORATORIES INCORPORATED 628530107 7350 400 X 400 0 0
NASDAQ GOLD TR 631100104 902813 7500 X 0 0 7500
NCR CORPORATION-NEW 62886E108 2050 62 X 62 0 0
NEWELL RUBBERMAID INC 651229106 209506 7335 X 7335 0 0
NL INDUSTRIES INCORPORATED-COM NEW 629156407 75750 6000 X 6000 0 0
NORFOLK SOUTHERN CORPORATION 655844108 2181 89 X 89 0 0
ORACLE CORPORATION 68389X105 391300 8600 X 8600 0 0
PACIFICORP 695114108 10948 544 X 544 0 0
PARK PL ENTMT CORP 700690100 45813 3665 X 3665 0 0
PEPSICO INCORPORATED 713448108 269620 8840 X 8840 0 0
PFIZER INCORPORATED 717081103 1237149 34485 X 27825 0 6660
PG&E CORPORATION 69331C108 4166 161 X 161 0 0
PHILIP MORRIS COS INCORPORATED 718154107 80170 2345 X 2300 0 45
PHILLIPS PETROLEUM COMPANY 718507106 221813 4550 X 4550 0 0
PIEDMONT NATURAL GAS COMPANY 720186105 60625 2000 X 2000 0 0
PROCTER & GAMBLE COMPANY 742718109 1025625 10940 X 3840 0 7100
PROLOGIS TRUST-SBI 743410102 15100 800 X 800 0 0
PUBLIC SERVICE CO NEW MEXICO 744499104 45844 2512 X 2512 0 0
QUAKER OATS COMPANY 747402105 49500 800 X 800 0 0
QWEST COMMUNICATIONS INTL INC 749121109 212850 7200 X 7200 0 0
R H DONNELLEY CORP 74955W307 1863 100 X 100 0 0
RALCORP HOLDINGS INCORPORATED NEW 751028101 3538 200 X 200 0 0
RALSTON PURINA COMPANY 751277302 51011 1830 X 1830 0 0
RAYTHEON COMPANY-CLASS B 755111408 3226 65 X 35 0 30
RITE AID CORPORATION 767754104 303875 22000 X 0 0 22000
ROWAN COMPANIES INCORPORATED 779382100 3250 200 X 200 0 0
SANTA FE INTERNATIONAL CORPORATION G7805C108 625313 29000 X 0 0 29000
SARA LEE CORPORATION 803111103 60775 2600 X 2600 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 615303 12050 X 12050 0 0
SCHERING PLOUGH CORPORATION 806605101 1232843 28260 X 7160 0 21100
SEARS ROEBUCK & COMPANY 812387108 106361 3390 X 3390 0 0
SEMPRA ENERGY 816851109 51636 2481 X 2481 0 0
SMITH INTERNATIONAL INCORPORATED 832110100 607500 15000 X 0 0 15000
SOLUTIA INCORPORATED 834376105 340 19 X 10 0 9
SOUTHERN COMPANY 842587107 61800 2400 X 2400 0 0
SPRINT CORPORATION 852061100 61303 1130 X 1130 0 0
SPRINT CORPORATION-PCS GROUP 852061506 1058788 14200 X 200 0 14000
STAPLES INCORPORATED 855030102 92594 4245 X 0 0 4245
SUMMIT BANCORP 866005101 3633 112 X 112 0 0
SUN MICROSYSTEMS INCORPORATED 866810104 109740 1180 X 0 0 1180
TELLABS INCORPORATED 879664100 225473 3960 X 0 0 3960
TEXACO INCORPORATED 881694103 1180438 18700 X 1200 0 17500
TEXAS INSTRUMENTS INCORPORATED 882508104 1399895 17020 X 4700 0 12320
TEXAS UTILITIES COMPANY 882848104 178913 4795 X 4795 0 0
TIME WARNER INCORPORATED 887315109 60750 1000 X 1000 0 0
TRICON GLOBAL RESTAURANTS INC 895953107 18258 446 X 446 0 0
TYCO INTERNATIONAL LTD-NEW 902124106 768696 7445 X 6195 0 1250
U S FOODSERVICE 90331R101 104400 5800 X 5800 0 0
U S WEST INCORPORATED NEW 91273H101 180774 3168 X 3168 0 0
UNION PACIFIC CORPORATION 907818108 112466 2340 X 2320 0 20
UNOCAL CORPORATION 915289102 11119 300 X 300 0 0
US FREIGHTWAYS CORPORATION 916906100 320018 6755 X 6755 0 0
VLASIC FOODS INTERNATIONAL INC 928559103 1110 160 X 160 0 0
WAL MART STORES INCORPORATED 931142103 139358 2930 X 1600 0 1330
WALGREEN COMPANY 931422109 54303 2140 X 0 0 2140
WARNER LAMBERT COMPANY 934488107 1056690 15920 X 800 0 15120
WASTE MANAGEMENT INCORPORATED DEL 94106L109 2214 115 X 115 0 0
WELLS FARGO & COMPANY NEW 949746101 1476428 37260 X 14720 0 22540
WINN DIXIE STORES INCORPORATED 974280109 1989 67 X 67 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR COMMON STOCK 86233479 1812998 1000134 1000 811864
FOREIGN COMMON STOCK
------------------------------
BP AMOCO PLC-SPONSORED ADR 055622104 564479 5094 X 5068 0 26
ROYAL DUTCH PETE CO - NY REG 5 GLDR 780257804 204947 3470 X 3470 0 0
SCHLUMBERGER LIMITED 806857108 917552 14725 X 3725 0 11000
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 254991 4425 X 4425 0 0
VODAFONE GROUP PLC-AMERN DEP RCPT 92857T107 52305 220 X 220 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 1994274 27934 16908 0 11026
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
GREENWICH STREET MUNICIPAL FUND INC * 39701A107 51875 5061 X N.A. N.A. N.A.
SMITH BARNEY MUNICIPAL FUND * 831902101 51131 4050 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 103006 9111 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
ALLIANCE WORLD DLR GOVT FD II * 01879R106 8875 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 8875 1000 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 88339634 1851043 1017042 1000 822890
</TABLE>
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