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Previous: FIRST SECURITY BANK OF NEW MEXICO N A, 13F-HR, 1999-11-15 |
Next: ORBIS INVESTMENT MANAGEMENT LTD, 13F-NT, 1999-11-15 |
OMB APPROVAL
FORM
13F
INVESTMENT REQUIRED OF INSTITUTIONAL INVESTMENT
OMB Number: 3235-0006
Expires: January 31, 1988
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SEC USE ONLY
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED September 30, 1999
(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
IF AMENDED REPORT CHECK HERE:
NAME OF INSTITUTIONAL INVESTMENT MANAGER:
FIRST SECURITY TRUST COMPANY OF NEVADA (13-F FILE NUMBER)
BUSINESS ADDRESS:
530 LAS VEGAS BLVD. SOUTH, LAS VEGAS, NEVADA 89101
STREET CITY STATE ZIP
NAME, PHONE NO., AND TITLE OF PERSON DULY AUTHORIZED TO SUBMIT THIS REPORT.
DENNIS LACEFIELD (801) 246-0571 ASSISTANT V. P. & COMPLIANCE
OFFICER
ATTENTION - - INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C.78FF(A).
THE INSTITUTIONAL INVESTMENT MANAGER SUBMITTING THIS FORM AND ITS
ATTACHMENTS AND THE PERSON BY WHOM IT IS SIGNED REPRESENT HEREBY THAT ALL
INFORMATION CONTAINED THEREIN IS TRUE, CORRECT AND COMPLETE. IT IS UNDERSTOOD
THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE CONSIDERED INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
PURSUANT TO THE REQUIREMENTS OF SECURITIES EXCHANGE ACT OF 1934, THE
UNDERSIGNED INSTITUTIONAL INVESTMENT MANAGER HAS CAUSED THIS REPORT TO BE SIGNED
ON ITS BEHALF IN THE CITY
OF LAS VEGAS AND STATE OF NEVADA
ON THE 10TH DAY OF November, 1999.
FIRST SECURITY TRUST COMPANY OF NEVADA, N.A.
(NAME OF INSTITUTIONAL INVESTMENT MANAGER)
DENNIS LACEFIELD
(MANUAL SIGNATURE OF PERSON DULY AUTHORIZED
TO SUBMIT THIS REPORT)
NAME AND 13F FILE NUMBERS OF ALL INSTITUTIONAL INVESTMENT MANAGERS WITH RESPECT
TO WHICH THIS SCHEDULE IS FILED (OTHER THAN THE ONE FILING THIS REPORT): (LIST
IN ALPHABETICAL ORDER).
13F FILE NUMBERS WILL BE ASSIGNED TO INSTITUTIONAL INVESTMENT MANAGERS AFTER
THEY FILE THEIR FIRST REPORT.
NAME: 13F FILE NO.: NAME: 13F FILE NO.:
1. 7.
2. 8.
3. 9.
4. 10.
5. 11.
6. 12.
<TABLE>
<CAPTION>
SEC USE ONLY ______________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
SOLE SHRD- SHRD- SOLE SHARED NONE
A. COMMON STOCK INSTR OTHER
V
COMMON STOCK
------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALBERTSONS INCORPORATED 013104104 1474178 37262 X 26482 0 10780
ALDILA INCORPORATED 014384101 313 250 X 250 0 0
ALLSTATE CORPORATION 020002101 147730 5924 X 5924 0 0
ALLTEL CORPORATION 020039103 8586 122 X 122 0 0
ALTAIR INTERNATIONAL INCORPORATED 02136W102 11809 2999 X 2999 0 0
ALTERA CORPORATION 021441100 433750 10000 X 10000 0 0
AMEREN CORPORATION 023608102 233681 6180 X 6180 0 0
AMERICA ONLINE INCORPORATED DELAWARE 02364J104 912108 8765 X 6140 0 2625
AMERICAN ELECTRIC POWER INCORPORATED 025537101 13650 400 X 400 0 0
AMERICAN EXPRESS COMPANY 025816109 1365525 10115 X 6965 0 3150
AMERICAN HOME PRODUCTS CORPORATION 026609107 337188 8125 X 8125 0 0
AMERICAN INTERNATIONAL GROUP INC 026874107 1135317 13059 X 9966 0 3093
AMERICAN SOFTWARE INC-CLASS A 029683109 575 200 X 200 0 0
AMERICAN TOWER CORPORATION 029912201 113354 5776 X 5776 0 0
AMERITECH CORPORATION NEW 030954101 51264 768 X 768 0 0
ANADARKO PETROLEUM CORPORATION 032511107 140588 4600 X 4600 0 0
ANALOG DEVICES INCORPORATED 032654105 1011316 19733 X 14833 0 4900
APPLIED MATERIALS INCORPORATED 038222105 114589 1475 X 1475 0 0
ARCHER DANIELS MIDLAND COMPANY 039483102 5893 486 X 486 0 0
ARMCO INCORPORATED 042170100 7000 1000 X 1000 0 0
ASSOCIATES FIRST CAPITAL CORP-CL A 046008108 18864 524 X 524 0 0
AT & T CORPORATION 001957109 2534006 58253 X 42733 0 15520
AT&T CORP LIBERTY MEDIA GROUP-CL A 001957208 18656 500 X 500 0 0
ATLANTIC RICHFIELD COMPANY 048825103 230425 2600 X 2600 0 0
AZTAR CORPORATION 054802103 2563 250 X 250 0 0
BANCORPSOUTH INCORPORATED 059692103 5081 300 X 300 0 0
BANK AMERICA CORPORATION 060505104 1533578 27539 X 19548 0 7991
BANK ONE CORPORATION 06423A103 291555 8375 X 6050 0 2325
BARNESANDNOBLE COM INC-CLASS A 067846105 1931 100 X 100 0 0
BELL ATLANTIC CORPORATION 077853109 417338 6200 X 6200 0 0
BELLSOUTH CORPORATION 079860102 342000 7600 X 7600 0 0
BOEING COMPANY 097023105 349525 8200 X 8200 0 0
BOK FINL CORPORATION 05561Q201 1950 100 X 100 0 0
BOYD GAMING CORPORATION 103304101 36276 6046 X 6046 0 0
BRE PROPERTIES INCORPORATED-CLASS A 05564E106 16756 700 X 700 0 0
BRISTOL-MYERS SQUIBB COMPANY 110122108 785430 11636 X 11636 0 0
BRUNSWICK CORPORATION 117043109 24875 1000 X 1000 0 0
BURLINGTON NORTHERN SANTA FE CORP 12189T104 247500 9000 X 9000 0 0
CAPITAL ONE FINANCIAL CORPORATION 14040H105 1279005 32795 X 19055 0 13740
CARNIVAL CORPORATION 143658102 21750 500 X 500 0 0
CBS CORPORATION 12490K107 9250 200 X 200 0 0
CENDANT CORPORATION 151313103 5325 300 X 300 0 0
CENTER BANCORP INC 151408101 4041 305 X 305 0 0
CENTURYTEL INC 156700106 7313 180 X 180 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 1519108 20154 X 13598 0 6556
CHELSEA GCA REALTY INCORPORATED 163262108 15813 500 X 500 0 0
CHEVRON CORPORATION 166751107 266250 3000 X 3000 0 0
CILCORP INCORPORATED 171794100 19444 300 X 300 0 0
CINERGY CORPORATION 172474108 4247 150 X 150 0 0
CIRRUS LOGIC INCORPORATED 172755100 2200 200 X 200 0 0
CISCO SYSTEMS INCORPORATED 17275R102 4186426 61060 X 46335 0 14725
CITIGROUP INCORPORATED 172967101 2101000 47750 X 33205 0 14545
CITIZENS UTILITIES CO DELAWARE-SER B 177342201 419 37 X 37 0 0
COASTAL CORPORATION 190441105 1115547 27250 X 18750 0 8500
COCA COLA COMPANY 191216100 1246346 25831 X 21031 0 4800
COLGATE PALMOLIVE COMPANY 194162103 214787100 4694800 X 4694800 0 0
COLONIAL BANCGROUP INCORPORATED 195493309 111875 10000 X 10000 0 0
COMMSCOPE INCORPORATED 203372107 16250 500 X 500 0 0
COMMUNITY FIRST BANKSHARES INC 203902101 11813 700 X 700 0 0
COMPAQ COMPUTER CORPORATION 204493100 1123163 49100 X 39600 0 9500
COMPASS BANCSHARES INCORPORATED 20449H109 7500 300 X 300 0 0
COMPUSA INCORPORATED 204932107 600 100 X 100 0 0
CONSOLIDATED EDISON INCORPORATED 209115104 24900 600 X 600 0 0
CROSS TIMBERS OIL COMPANY 227573102 13500 1000 X 1000 0 0
DAIMLERCHRYSLER AG-ORD D1668R123 8610 124 X 124 0 0
DALLAS SEMICONDUCTOR CORPORATION 235204104 5344 100 X 100 0 0
DAYTON HUDSON CORPORATION 239753106 1300954 21660 X 13900 0 7760
DELL COMPUTER CORPORATION 247025109 1731330 41407 X 28407 0 13000
DISNEY WALT COMPANY 254687106 897650 34525 X 28300 0 6225
DOLE FOOD COMPANY 256605106 108300 5700 X 5700 0 0
DTE ENERGY COMPANY 233331107 10913 300 X 300 0 0
DU PONT E I DE NEMOURS & COMPANY 263534109 1127115 18630 X 14050 0 4580
DUKE ENERGY CORPORATION 264399106 343980 6240 X 6240 0 0
EDISON INTERNATIONAL 281020107 9725 400 X 400 0 0
EMC CORPORATION MASSACHUSETTS 268648102 29835 418 X 418 0 0
EMERSON ELECTRIC COMPANY 291011104 278025 4400 X 4400 0 0
EXXON CORPORATION 302290101 1192820 15695 X 10320 0 5375
FANNIE MAE 313586109 1703846 27180 X 22000 0 5180
FIRST ESSEX BANCORP INC 320103104 1581 100 X 100 0 0
FIRST INDUSTRIAL REALTY TRUST INC 32054K103 7425 300 X 300 0 0
FIRST SECURITY CORPORATION DEL 336294103 4015258 168841 X 168841 0 0
FIRST SOUTHN BANCSHARES INC 33645B107 1325 100 X 100 0 0
FIRST UNION CORPORATION 337358105 7125 200 X 200 0 0
FLEET FINANCIAL GROUP INC NEW 338915101 10988 300 X 300 0 0
FLORIDA PROGRESS CORPORATION 341109106 6938 150 X 150 0 0
FORD MOTOR COMPANY DELAWARE 345370100 922088 18350 X 13275 0 5075
FORTUNE BRANDS INCORPORATED 349631101 16125 500 X 500 0 0
FRANKLIN RESOURCES INCORPORATED 354613101 320906 10500 X 10500 0 0
GAP INCORPORATED 364760108 708480 22140 X 13640 0 8500
GENERAL ELECTRIC COMPANY 369604103 314292826 2650862 X 2637082 0 13780
GENUINE PARTS COMPANY 372460105 119531 4500 X 4500 0 0
GEORGIA PACIFIC CORP TIMBER GROUP 373298702 2288 100 X 100 0 0
GILLETTE COMPANY 375766102 593058 17475 X 11140 0 6335
GLOBAL PAYMENT TECHNOLOGIES INC 37936S109 825 100 X 100 0 0
GLOBALSTAR TELECOMMUNICATIONS G3930H104 6578 286 X 286 0 0
GOODRICH B F COMPANY 382388106 281300 9700 X 9700 0 0
GPU INCORPORATED 36225X100 6525 200 X 200 0 0
GTE CORPORATION 362320103 1640128 21335 X 9300 0 12035
GTS DURATEK INCORPORATED 36237J107 2388 400 X 400 0 0
GUIDANT CORPORATION 401698105 638138 11900 X 11900 0 0
HANGER ORTHOPEDIC GROUP INC 41043F208 7250 500 X 500 0 0
HARRAHS ENTERTAINMENT INCORPORATED 413619107 65213 2350 X 2350 0 0
HEALTH CARE PROPERTIES INVS INC 421915109 7875 300 X 300 0 0
HECLA MINING COMPANY 422704106 147 50 X 50 0 0
HEINZ H J COMPANY 423074103 377970 8790 X 8790 0 0
HEWLETT PACKARD COMPANY 428236103 2046413 22550 X 15400 0 7150
HILTON HOTELS CORPORATION 432848109 4938 500 X 500 0 0
HOME DEPOT INCORPORATED 437076102 2496303 36376 X 28625 0 7751
HOMESTAKE MINING COMPANY 437614100 1838 200 X 0 0 200
HUMANA INCORPORATED 444859102 344 50 X 50 0 0
I-LINK CORPORATION 449927102 81363 28300 X 28300 0 0
IMATION CORPORATION 45245A107 310 10 X 10 0 0
INDYMAC MORTGAGE HOLDINGS INC 456607100 9150 610 X 610 0 0
INTEL CORPORATION 458140100 4660508 62715 X 49790 0 12925
INTERNATIONAL BUSINESS MACHINES CORP 459200101 2827770 23370 X 16150 0 7220
INVIVO CORPORPORATION 461858102 1269 100 X 100 0 0
IVAX CORPORATION 465823102 4125 250 X 250 0 0
JOHNSON & JOHNSON 478160104 1884816 20515 X 14985 0 5530
KIMBERLY CLARK CORPORATION 494368103 1356994 25725 X 18775 0 6950
KNIGHT/TRIMARK GROUP INC 499067106 2963 100 X 100 0 0
LCA VISION INCORPORATED-COMMON NEW 501803209 112 21 X 21 0 0
LILLY ELI & COMPANY 532457108 14442 225 X 225 0 0
LOCKHEED MARTIN CORPORATION 539830109 124213 3800 X 3800 0 0
LUCENT TECHNOLOGIES INCORPORATED 549463107 3675039 56648 X 45733 0 10915
MANDALAY RESORT GROUP 562567107 195525 9900 X 9900 0 0
MCDONALDS CORPORATION 580135101 397900 9200 X 9200 0 0
MCGRAW HILL COMPANIES INCORPORATED 580645109 898082 18565 X 11350 0 7215
MCI WORLDCOM INCORPORATED 55268B106 3507356 48798 X 36919 0 11879
MEDCO RESH INC 584059109 2494 100 X 100 0 0
MEDTRONIC INCORPORATED 585055106 289834 8150 X 8150 0 0
MERCK & COMPANY INCORPORATED 589331107 2804955 43278 X 33573 0 9705
MGM GRAND INCORPORATED 552953101 39826 779 X 679 0 100
MICRON TECHNOLOGY INCORPORATED 595112103 13300 200 X 200 0 0
MICROSOFT CORPORATION 594918104 4475599 49420 X 38870 0 10550
MIKOHN GAMING CORPORATION 59862K108 400 100 X 100 0 0
MILLS CORPORATION-REIT 601148109 17813 1000 X 1000 0 0
MINNESOTA MINING & MANUFACTURING CO 604059105 28819 300 X 300 0 0
MIRAGE RESORTS INCORPORATED 60462E104 16800 1200 X 1200 0 0
MOBIL CORPORATION 607059102 1370200 13600 X 11500 0 2100
MOMENTUM BUSINESS APPLICATIONS INC 60877P108 18 2 X 2 0 0
MONSANTO COMPANY 611662107 442953 12412 X 8875 0 3537
MORGAN STANLEY DEAN WITTER DISCOVER 617446448 491334 5509 X 3894 0 1615
MOTOROLA INCORPORATED 620076109 396000 4500 X 4500 0 0
MYLAN LABORATORIES INCORPORATED 628530107 218663 11900 X 11900 0 0
NAPRO BIOTHERAPEUTICS INCORPORATED 630795102 994 300 X 300 0 0
NASDAQ GOLD TR 631100104 18056 150 X 150 0 0
NCR CORPORATION-NEW 62886E108 9687 293 X 293 0 0
NETMANAGE INCORPORATED 641144100 619 300 X 300 0 0
NETWORK APPLIANCE INCORPORATED 64120L104 28650 400 X 400 0 0
NEW PLAN EXCEL REALTY TRUST INC 648053106 10688 600 X 600 0 0
NEWELL RUBBERMAID INC 651229106 185656 6500 X 6500 0 0
NEWMONT MINING CORPORATION 651639106 1113 43 X 43 0 0
NORDSTROM INCORPORATED 655664100 194400 7200 X 7200 0 0
NOVELL INCORPORATED 670006105 2069 100 X 100 0 0
OFFICE DEPOT INCORPORATED 676220106 1050 100 X 100 0 0
OFFICEMAX INCORPORATED 67622M108 2906 500 X 500 0 0
ORACLE CORPORATION 68389X105 690690 15180 X 5500 0 9680
PACIFIC CENTURY FINANCIAL CORP 694058108 20438 1000 X 1000 0 0
PAINE WEBBER GROUP INCORPORATED 695629105 10875 300 X 300 0 0
PARK PL ENTMT CORP 700690100 5000 400 X 400 0 0
PENNEY J C INCORPORATED 708160106 86250 2500 X 2500 0 0
PEPSICO INCORPORATED 713448108 687165 22530 X 16060 0 6470
PFIZER INCORPORATED 717081103 1798593 50135 X 30410 0 19725
PHARMACIA & UPJOHN INCORPORATED 716941109 195771 3945 X 3945 0 0
PHARMAPRINT INCORPORATED 716950100 9625 2000 X 2000 0 0
PHELPS DODGE CORPORATION 717265102 5506 100 X 100 0 0
PHILIP MORRIS COS INCORPORATED 718154107 863234 25250 X 25250 0 0
PHYCOR INCORPORATED 71940F100 438 100 X 100 0 0
PIER 1 IMPORTS INCORPORATED 720279108 656 100 X 100 0 0
PPG INDUSTRIES INCORPORATED 693506107 240000 4000 X 4000 0 0
PREMIERE TECHNOLOGIES INCORPORATED 74058F102 5938 1000 X 1000 0 0
PROCTER & GAMBLE COMPANY 742718109 1115625 11900 X 11900 0 0
PUBLIC SERVICE ENTERPRISE GROUP 744573106 10738 278 X 278 0 0
QUESTAR CORPORATION 748356102 21750 1200 X 1200 0 0
QWEST COMMUNICATIONS INTL INC 749121109 1834944 62070 X 45800 0 16270
RALCORP HOLDINGS INCORPORATED NEW 751028101 8844 500 X 500 0 0
REGIONS FINANCIAL CORPORATION 758940100 6000 200 X 200 0 0
ROCHESTER MED CORP 771497104 57750 6000 X 6000 0 0
SAFESCIENCE INC 786452102 3175 200 X 200 0 0
SBC COMMUNICATIONS INCORPORATED 78387G103 1684501 32989 X 24189 0 8800
SCHERING PLOUGH CORPORATION 806605101 2434275 55800 X 45220 0 10580
SEARS ROEBUCK & COMPANY 812387108 6150 196 X 196 0 0
SERVICE CORPORATION INTERNATIONAL 817565104 168694 15971 X 15971 0 0
SERVICEMASTER COMPANY 81760N109 7228 450 X 450 0 0
SHERWIN WILLIAMS COMPANY 824348106 268000 12800 X 12800 0 0
SIMON PROPERTY GROUP 828806109 6103 272 X 272 0 0
SKY FINL GROUP INC 83080P103 7050 300 X 300 0 0
SOLUTIA INCORPORATED 834376105 17875 1000 X 1000 0 0
SOUTHERN COMPANY 842587107 15450 600 X 600 0 0
SOUTHFIRST BANCSHARES INC 844271106 1125 100 X 100 0 0
SOUTHTRUST CORPORATION 844730101 7175 200 X 200 0 0
SOUTHWEST GAS CORPORATION 844895102 6950 258 X 258 0 0
SOVEREIGN BANCORP INC 845905108 2728 300 X 300 0 0
SPDR TRUST-UNIT SERIES 1 78462F103 19313 150 X 150 0 0
SPRINT CORPORATION 852061100 5425 100 X 100 0 0
SPRINT CORPORATION-PCS GROUP 852061506 18641 250 X 250 0 0
ST JUDE MEDICAL INCORPORATED 790849103 7466 237 X 237 0 0
STAMPS COM INC 852857101 6950 200 X 200 0 0
STARWOOD HOTELS & RESORTS WORLDWIDE 85590A203 441765 19799 X 11399 0 8400
STATION CASINOS INCORPORATED 857689103 46500 2000 X 1000 0 1000
SUMMIT BANCORP 866005101 6488 200 X 200 0 0
SUMMIT TECHNOLOGY INCORPORATED 86627E101 1373 75 X 75 0 0
SUNTRUST BANKS INCORPORATED 867914103 13084 199 X 199 0 0
SUPERGEN INCORPORATED 868059106 6881 300 X 300 0 0
SYMMETRICOM INCORPORATED 871543104 9750 1300 X 1300 0 0
TEXACO INCORPORATED 881694103 1587594 25150 X 15750 0 9400
TEXAS INSTRUMENTS INCORPORATED 882508104 32900 400 X 400 0 0
TEXAS UTILITIES COMPANY 882848104 396445 10625 X 6725 0 3900
TRICON GLOBAL RESTAURANTS INC 895953107 45850 1120 X 1120 0 0
TYCO INTERNATIONAL LTD-NEW 902124106 3501724 33915 X 21355 0 12560
U S FOODSERVICE 90331R101 37800 2100 X 2100 0 0
U S WEST INCORPORATED NEW 91273H101 14266 250 X 250 0 0
UNION PACIFIC CORPORATION 907818108 240553 5005 X 5005 0 0
UNITED RD SVCS INC 911384105 36250 10000 X 10000 0 0
UNITED TECHNOLOGIES CORPORATION 913017109 77996 1315 X 1315 0 0
USBANCORP INCORPORATED 917292104 2700 200 X 200 0 0
UTILICORP UNITED INCORPORATED 918005109 12638 600 X 600 0 0
WACKENHUT CORRECTIONS CORPORATION 929798106 13375 1000 X 1000 0 0
WAL MART STORES INCORPORATED 931142103 3218602 67671 X 50346 0 17325
WARNER LAMBERT COMPANY 934488107 3090088 46555 X 38830 0 7725
WD 40 COMPANY 929236107 4681 200 X 200 0 0
WELLS FARGO & COMPANY NEW 949746101 915338 23100 X 13250 0 9850
WEYERHAEUSER COMPANY 962166104 928339 16110 X 16110 0 0
WINSTON HOTELS INCORPORATED 97563A102 4438 500 X 500 0 0
WOLVERINE TUBE INCORPORATED 978093102 7750 500 X 500 0 0
WPS RESOURCES CORPORATION 92931B106 5613 200 X 200 0 0
FOREIGN COMMON STOCK
------------------------------
ANGLO AMERICAN PLC-ADR 03485P102 335 6 X 6 0 0
BARRICK GOLD CORPORATION 067901108 11984 551 X 551 0 0
BP AMOCO PLC-SPONSORED ADR 055622104 293210 2646 X 2646 0 0
CABLE & WIRELESS PLC-ADR 126830207 6625 200 X 200 0 0
CORE LABORATORIES N V N22717107 5625 300 X 300 0 0
ERICSSON L M TEL CO-ADR CL B SEK 10 294821400 6250 200 X 200 0 0
ESPIRITO SANTO FINL-SPRD ADR 29665F200 4000 250 X 250 0 0
FIRST AUSTRALIA PRIME INCOME FD INC 318653102 23526 3841 X 3841 0 0
GLAXO WELLCOME PLC-SPONSORED ADR 37733W105 2600 50 X 50 0 0
POTASH CORP SASK INCORPORATED 73755L107 51160 991 X 991 0 0
SCHLUMBERGER LIMITED 806857108 1079253 17320 X 13055 0 4265
SMITHKLINE BEECHAM-ADR REPSTG ORD A 832378301 24491 425 X 425 0 0
SUPERMERCADOS UNIMARC SA-SO ADR 868453101 488 200 X 200 0 0
TELEFONOS DE MEXICO S A-SPNSD ADR 879403780 1781 25 X 25 0 0
VODAFONE GROUP PLC-AMERN DEP RCPT 92857T107 374456 1575 X 1575 0 0
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR FOREIGN COMMON STOCK 1885784 28580 24315 0 4265
CONVERTIBLE PREFERRED STOCK
------------------------------
KMART FINANCING TRUST-CONV PFD 7.75% 498778208 33338 700 X N.A. N.A. N.A.
MICROSOFT CORP SERIES A-PFD 594918203 37254 370 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR CONVERTIBLE PREFERRED STOCK 70592 1070 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-EQUITY
------------------------------
AMERICAN INDL PPTYS REIT * 026791202 9053 680 X N.A. N.A. N.A.
BLACKROCK INCOME TRUST INCORPORATED * 09247F100 6250 1000 X N.A. N.A. N.A.
BOULDER TOTAL RETURN FD INC * 101541100 2163 200 X N.A. N.A. N.A.
DEVELOPERS DIVERSIFIED RLTY CORP * 251591103 8400 600 X N.A. N.A. N.A.
KEMPER MULTI-MARKET INCOME TR * 48842B106 4313 500 X N.A. N.A. N.A.
MFS CHARTER INCOME TRUST-SH BEN INT * 552727109 32500 4000 X N.A. N.A. N.A.
MSDW ASIA PACIFIC FUND * 61744U106 9875 1000 X N.A. N.A. N.A.
OPPENHEIMER MULTI-SECTOR INCOME TR * 683933105 8375 1000 X N.A. N.A. N.A.
PUTNAM PREMIER INCOME TRUST-SBI * 746853100 121406 17659 X N.A. N.A. N.A.
TCW CONV SECS FD INC * 872340104 46250 5000 X N.A. N.A. N.A.
WORLDWIDE DLRVEST FD INC * 981564107 4938 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-EQUITY 253523 32639 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-BOND
------------------------------
MFS MULTIMARKET INCOME TRUST - SBI * 552737108 24000 4000 X N.A. N.A. N.A.
PUTNAM MASTER INTER INCOME TR-S B * 746909100 3219 500 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-BOND 27219 4500 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-MUNI
------------------------------
BLACKROCK INSD MUN TERM TR INC * 092474105 10125 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-MUNI 10125 1000 N.A. N.A. N.A.
MUTUAL FD/INV TRUSTS-GOVT
------------------------------
H & Q LIFE SCIENCES INVS * 404053100 7063 500 X N.A. N.A. N.A.
MFS GOVERNMENT MKTS INCOME TR-S B I * 552939100 6125 1000 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR MUTUAL FD/INV TRUSTS-GOVT 13188 1500 N.A. N.A. N.A.
LTD PARTNERSHIPS NON REAL EST
------------------------------
CEDAR FAIR LTD PARTN-DEPOSITORY UNIT * 150185106 8300 400 X N.A. N.A. N.A.
CROWN PAC PARTNERS L P * 228439105 20938 1000 X N.A. N.A. N.A.
NORTHERN BORDER PARTNERS-LTD PARTN * 664785102 7250 250 X N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
SUBTOTALS FOR LTD PARTNERSHIPS NON REAL EST 36488 1650 N.A. N.A. N.A.
--------- --------- ---- ---- ---- ---------- ---------- ----------
**GRAND TOTALS** 639710107 9602735 9098489 0 461887
</TABLE>
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