SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
Goodrich Petroleum Corp.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $0.20
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(Title of Class of Securities)
382410 10 8
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(CUSIP Number)
Dennis J. Block, Esq.
Cadwalader, Wickersham & Taft
100 Maiden Lane
New York, NY 10038
(212) 504-5555
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 16, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box /X/.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO.
<PAGE>
SCHEDULE 13D
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CUSIP NO. PAGE 2 OF 4 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Patrick E. Malloy
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a)/_/ (b)/X/
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
PF
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) /_/
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
1,351,100
NUMBER OF
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SHARES 8 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING 1,351,100
PERSON
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WITH 10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,351,100
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12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) /_/
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22. 07%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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PAGE 3 OF 4 PAGES
SCHEDULE 13D
AMENDMENT NO. 1
INTRODUCTION
This Amendment No. 1 relates to the Schedule 13D originally filed on
behalf of Patrick E. Malloy (the "Reporting Person") with the Securities and
Exhange Commission on October 28, 1999. The text of Item 5 of the Schedule 13D
is hereby amended as follows:
ITEM 5. INTEREST OF SECURITIES OF THE ISSUER.
(a) According to the Corporation's Quarterly Report on Form 10-Q for the
quarter ended September 30, 1999, as of November 12, 1999, the Corporation had
issued and outstanding 5,341,995 shares of Common Stock. The Reporting Person is
the beneficial owner of 1,351,100 shares of Common Stock or 22.07% of the
outstanding Common Stock, consisting of (i) 571,100 shares of Common Stock, (ii)
$1,200,000 of Goodrich Petroleum Company LLC Convertible Notes which are
currently convertible into 300,000 shares of Common Stock, (iii) 150,000
Preferred Units of Goodrich Petroleum Company LLC which are currently
convertible into 150,000 shares of Common Stock, and (iv) warrants to purchase
330,000 shares of Common Stock, which are currently exercisable.
(b) The Reporting Person has the sole power to vote, or to direct the
vote of, 1,351,100 shares of Common Stock and sole power to dispose of, or to
direct the disposition of, 1,351,100 shares of Common Stock.
(c) See attached Schedule A.
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 30, 1999.
/s/ PATRICK E. MALLOY
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Patrick E. Malloy
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SCHEDULE 13D
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CUSIP NO. PAGE 4 OF 4 PAGES
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SCHEDULE A
Transactions in Shares of Common Stock since the
filing of the Schedule 13D on October 28, 1999.
Purchase Price Per
Date Number of Shares or Sale (1) Share (2)
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Patrick E
Molloy, III:
11/09/1999 3,200 Purchase $3.00
11/10/1999 1,600 Purchase $2.87
11/11/1999 3,200 Purchase $2.87
11/12/1999 2,300 Purchase $2.71
11/15/1999 3,200 Purchase $2.87
11/16/1999 63,200 Purchase $3.00
11/17/1999 3,200 Purchase $2.92
11/18/1999 500 Purchase $2.81
11/19/1999 3,200 Purchase $2.87
11/22/1999 20,000 Purchase $3.00
11/22/1999 700 Purchase $2.9375
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Total 106,300
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(1) Open market transactions.
(2) Excluding brokerage commissions.
