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MG Smaller Companies 10f3
Transactions Q3 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
Discovery Partners Int'l |
Albany Molecular Res. |
Aurora Biosciences |
|
Underwriters |
Chase Securities, Lehman Bros, UBS Warburg, FleetBoston Robertson Stephens, CIBC World Mkts, CS First Boston, Deutsche Bank Alex Brown, AG Edwards, ING Barings, Thomas Weisel, Dominick & Dominick, LH Friend Weinress Frankson & Presson, Gruntal, Janney Montgomery Scott, Legg Mason
|
ING Baring, Hambrecht & Quist, BT Alex Brown |
Alex Brown, Hambrecht & Quist, Robertson Stephens |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>2 |
|
Security |
DPII |
AMRI |
ABSC |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
co-manager |
co-manager |
|
Name of underwriter or dealer from which purchased |
Chase Hambrecht & Quist |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
7/27/00 |
2/4/99 |
6/19/97 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 90,000,000 |
$ 50,000,000 |
$ 40,000,000 |
|
Total |
$ 90,000,000 |
$ 50,000,000 |
$ 40,000,000 |
|
Public offering price |
$ 18.00 |
$ 20.00 |
$ 10.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$ 1.26 (7%) |
$ 1.40 (7%) |
$ 0.70 (7%) |
|
Shares purchased |
100 |
n/a |
n/a |
|
$ amount of purchase |
$ 1,800.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.002% |
n/a |
n/a |
|
% of offering purchased by associated funds* |
0.186% |
n/a |
n/a |
|
Total |
0.188% |
n/a |
n/a |
|
|