<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Amendment No. 2
iXOS Software Aktiengesellschaft
- -------------------------------------------------------------------------------
(Name of Issuer)
Bearer Ordinary Shares
- -------------------------------------------------------------------------------
(Title of Class of Securities)
46600V108
--------------------------------------------
(CUSIP Number)
David J. Greenwald, Esq.
Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
(212) 902-1000
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
July 29, 1999
- -------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ]
Page 1 of 41 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-WC-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
New York
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
466,976
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
466,976
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
466,976
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
12.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
BD-PN-IA
- ------------------------------------------------------------------------------
Page 2 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
The Goldman Sachs Group, Inc.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF-OO
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
466,976
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
466,976
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
466,976
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
12.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
HC-CO
- ------------------------------------------------------------------------------
Page 3 of 41 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
265,825
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
265,825
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
265,825
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
7.0%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 4 of 41 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
265,825
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
265,825
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
265,825
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
7.0%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 5 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II Offshore, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Cayman Islands
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
105,677
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
105,677
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
105,677
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
2.8%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 6 of 41 pages
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- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Advisors II (Cayman), L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Cayman Islands
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
105,677
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
105,677
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
105,677
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
2.8%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 7 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Capital Partners II (Germany) Civil Law Partnership
(with limitation of liability)
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
9,805
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
9,805
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
9,805
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 8 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co. oHG
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Germany
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
9,805
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
9,805
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
9,805
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.3%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 9 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street Fund 1997, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
28,520
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
28,520
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
28,520
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.7%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 10 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Bridge Street Fund 1997, L.P.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
WC
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
13,847
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
13,847
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
13,847
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
0.4%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
PN
- ------------------------------------------------------------------------------
Page 11 of 41 pages
<PAGE>
- -----------------------
CUSIP No. 46600V108
- -----------------------
- ------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street Asset Corp.
- ------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC Use Only
- ------------------------------------------------------------------------------
4. Source of Funds
AF
- ------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
- ------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
- ------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
42,367
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
42,367
- ------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
42,367
- ------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
- ------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
1.1%
- ------------------------------------------------------------------------------
14. Type of Reporting Person
CO
- ------------------------------------------------------------------------------
Page 12 of 41 pages
<PAGE>
AMENDMENT NO. 2 TO
SCHEDULE 13D
RELATING TO THE BEARER ORDINARY SHARES OF
IXOS SOFTWARE AKTIENGESELLSCHAFT
GS Capital Partners II, L.P. ("GS Capital II"), GS Capital Partners II
Offshore, L.P. ("GS Offshore"), GS Capital Partners II (Germany) Civil Law
Partnership ("GS Germany"), Stone Street Fund 1997, L.P. ("1997 Stone") and
Bridge Street Fund 1997, L.P. ("1997 Bridge" and together with GS Capital II, GS
Offshore, GS Germany and 1997 Stone, the "Limited Partnerships"), Stone Street
Asset Corp. ("Stone Asset"), Goldman, Sachs & Co. ("Goldman Sachs"), GS
Advisors, L.P. ("GS Advisors"), GS Advisors II (Cayman), L.P. ("GS Advisors
Cayman"), Goldman, Sachs & Co. oHG ("GS oHG") and The Goldman Sachs Group, Inc.
("GS Group" and, together with Goldman Sachs, GS Advisors, GS Advisors Cayman,
GS oHG, Stone Asset and the Limited Partnerships, the "Filing Persons")/(1)
hereby amend and supplement the statement on Schedule 13D filed with respect to
the Bearer Ordinary Shares, no par value (the "Bearer Ordinary Shares") and the
American Depositary Shares, each representing one-fifth of one Bearer Ordinary
Share (the "ADSs", and together with the Bearer Ordinary Shares, the "Shares"),
of iXOS Software Aktiengesellschaft, a German stock corporation (the "Company"),
as most recently amended by Amendment No. 1 thereto filed May 27, 1999 (as
amended, the "Schedule 13D"). Goldman Sachs and GS Group may be deemed, for
purposes of this Statement, to beneficially own Bearer Ordinary Shares through
the Limited Partnerships. Goldman Sachs and GS Group each disclaims beneficial
ownership of Bearer Ordinary Shares beneficially owned by the Limited
Partnerships to the extent of partnership interests in the Limited Partnerships
held by persons other than Goldman Sachs, GS Group or their affiliates. In
addition, Goldman Sachs and GS Group may be deemed to beneficially own Shares
held in client accounts with respect to which Goldman Sachs or employees of
Goldman Sachs have voting or investment discretion, or both ("Managed
Accounts"). Goldman Sachs and GS Group disclaim beneficial ownership of Shares
held in Managed Accounts. Goldman Sachs and GS Group may also be deemed to
beneficially own from time to time Shares acquired in ordinary course trading
activities by Goldman Sachs. Unless otherwise indicated, all capitalized terms
used but not defined herein shall have the same meaning ascribed to them in the
Schedule 13D.
This Amendment No. 2 is being filed to report a decrease in the percentage
of the outstanding Bearer Ordinary Shares which may be deemed to be beneficially
owned by certain of the Filing Persons, which change was as a result of a
decrease in the number of shares of Common Stock acquired in ordinary course
trading activities and held in Managed Accounts.
- ------------------
/1/ Neither the present filing nor anything contained herein shall be
construed as an admission that any Filing Person constitutes a "person" for any
purposes other than Section 13(d) of the Securities Exchange Act of 1934.
Page 13 of 41 pages
<PAGE>
Item 2 is hereby amended and restated as follows:
Item 2. Identity and Background.
------------------------
As of August 3, 1999, Goldman Sachs and GS Group may be deemed to
beneficially own, through the Limited Partnerships, 423,674 Shares in the form
of Bearer Ordinary Shares. In addition, as of August 3, 1999, Goldman Sachs and
GS Group may be deemed to beneficially own 450 Shares, 200 of which are in the
form of 1,001 ADSs, as a result of ordinary course trading activities. In
addition, as of August 3, 1999, Goldman Sachs and GS Group may be deemed to
beneficially own 42,852 Shares, 10,230 of which are in the form of 51,150 ADSs,
held in Managed Accounts.
Each of GS Capital II, a Delaware limited partnership, GS Offshore, a
Cayman Islands exempted limited partnership, and GS Germany, a German civil law
partnership, was formed for the purpose of investing in equity and
equity-related securities primarily acquired or issued in leveraged
acquisitions, reorganizations and other private equity transactions. GS
Advisors, a Delaware limited partnership, is the sole general partner of GS
Capital II. GS Advisors Cayman, a Cayman Islands exempted limited partnership,
is the sole general partner of GS Offshore. GS oHG is the sole managing partner
of GS Germany. 1997 Stone and 1997 Bridge, each a Delaware limited partnership,
were formed for the purpose of investing in equity and equity-related securities
primarily acquired or issued in leveraged acquisitions, reorganizations and
other private equity transactions and in other financial instruments. Stone
Asset, a Delaware corporation, is the sole general partner of 1997 Stone and the
sole managing general partner of 1997 Bridge. Goldman Sachs, a New York limited
partnership, is an investment banking firm and a member of the New York Stock
Exchange, Inc. and other national exchanges. Goldman Sachs is a wholly owned
direct and indirect subsidiary of GS Group. Goldman Sachs also serves as the
investment manager for GS Capital II, GS Offshore and GS Germany. GS Group is a
Delaware corporation and a holding company that (directly or indirectly through
subsidiaries or affiliated companies or both) is a leading investment banking
organization. The principal business address of each Filing Person (other than
GS Offshore, GS Advisors Cayman, GS Germany and GS oHG), and GS L.L.C. is 85
Broad Street, New York, NY 10004. The principal business address for each of GS
Offshore and GS Advisors Cayman is c/o Maples and Calder, P.O. Box 309, Grand
Cayman, Cayman Islands. The principal business address for each of GS Germany
and GS oHG is MesseTurm, 60308 Frankfurt am Main, Germany.
The name, business address and present principal occupation or employment
of each director of GS Group are set forth in the amended Schedule I hereto, to
read in its entirety as attached hereto, and are incorporated herein by
reference. The name, business address, present principal occupation or
employment and citizenship of each director and executive officer of GS
Advisors, Inc. and GS Advisors II, Inc., each a Delaware corporation and the
sole general partner of GS Advisors, L.P. and GS Advisors II (Cayman), L.P.,
respectively, are set forth in the amended Schedules II-A-i and II-A-ii hereto,
respectively, to read in their entirety as attached hereto, and are incorporated
herein by reference. The name, business address, present principal occupation or
employment and citizenship of each director and executive officer of Stone
Street Asset Corp., the sole general partner of Stone Street Fund 1997, L.P. and
the managing general partner of Bridge Street Fund 1997, L.P., are set forth in
the amended Schedule II-B hereto, to read in its entirety as attached hereto,
and are incorporated herein by reference. The name, business address, present
principal occupation or employment and citizenship of each executive officer and
director of Goldman, Sachs & Co. Finanz GmbH, which is the sole managing general
partner of Goldman, Sachs & Co. oHG, are set forth in the amended Schedule II-C
hereto, to read in its entirety as attached hereto, and are incorporated herein
by reference.
Page 14 of 41 pages
<PAGE>
During the last five years, none of the Filing Persons, or, to the
knowledge of each of the Filing Persons, any of the persons listed on Schedules
I, II-A-i, II-A-ii, II-B or II-C hereto, (i) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors) or (ii) has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws, or finding
any violation with respect to such laws.
Item 3 is hereby amended as follows:
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
Schedules IV-A and IV-B set forth the transactions in the ADSs and Bearer
Ordinary Shares, respectively, which have been effected during the period from
May 30, 1999 through August 3, 1999, all of which were effected in the ordinary
course of business of Goldman Sachs or another Goldman Sachs operating entity.
The transactions in the ADSs and Bearer Ordinary Shares, described in Schedules
IV-A and IV-B, respectively, were effected on the NASDAQ National Market and on
the Neuer Markt trading segment of the Frankfurt Stock Exchange. The aggregate
consideration (exclusive of commissions) for the ADSs and Bearer Ordinary Shares
purchased during the period from May 30, 1999 through August 3, 1999 was
$3,372,034.09 and EUR54,042,969.30, respectively.
Item 5 is hereby amended as follows:
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) As of August 3, 1999, GS Capital II beneficially owned, and GS Advisors
may be deemed to have beneficially owned, an aggregate of 265,825 Bearer
Ordinary Shares, representing in the aggregate approximately 7.0% of the Shares
reported to be outstanding as of March 31, 1999 as disclosed in the prospectus,
dated May 11, 1999, relating to the Offering (the "Prospectus").
As of August 3, 1999, GS Offshore beneficially owned, and GS Advisors
Cayman may be deemed to have beneficially owned, an aggregate of 105,677 Bearer
Ordinary Shares, representing in the aggregate approximately 2.8% of the Shares
reported to be outstanding in the Prospectus.
As of August 3, 1999, GS Germany beneficially owned, and GS oHG may be
deemed to have beneficially owned, an aggregate of 9,805 Bearer Ordinary Shares,
representing in the aggregate approximately 0.3% of the Shares reported to be
outstanding in the Prospectus.
As of August 3, 1999, 1997 Stone beneficially owned an aggregate of 28,520
Bearer Ordinary Shares, representing in the aggregate approximately 0.7% of the
Shares reported to be outstanding in the Prospectus.
As of August 3, 1999, 1997 Bridge beneficially owned an aggregate of 13,847
Bearer Ordinary Shares, representing in the aggregate approximately 0.4% of the
Shares reported to be outstanding in the Prospectus.
As of August 3, 1999, Stone Asset may be deemed to have beneficially owned
an aggregate of 42,367 Bearer Ordinary Shares, which are owned by 1997 Stone
and 1997 Bridge as described above, representing in the aggregate approximately
1.1% of the Shares reported to be outstanding in the Prospectus.
Page 15 of 41 pages
<PAGE>
As of August 3, 1999, each of Goldman Sachs and GS Group may be deemed to
beneficially own an aggregate of 466,976 Shares, including (i) 423,674 Bearer
Ordinary Shares beneficially owned by the Limited Partnerships as described
above, (ii) 450 Shares, 200 of which are in the form of 1,001 ADSs, acquired by
Goldman Sachs in ordinary course trading activities, and (iii) 42,852 Shares,
10,230 of which are in the form of 51,150 ADSs, held in Managed Accounts,
representing in the aggregate approximately 12.3% of the Shares reported to be
outstanding in the Prospectus. Goldman Sachs and GS Group disclaim beneficial
ownership of (i) the Bearer Ordinary Shares beneficially owned by the Limited
Partnerships to the extent of partnership interests in the Limited Partnerships
held by persons other than Goldman Sachs, GS Group or their affiliates and (ii)
the Shares held in Managed Accounts.
None of the Filing Persons or, to the knowledge of the Filing Persons, any
of the persons listed on Schedules I, II-A-i, II-A-ii, II-B or II-C hereto,
beneficially owns any Shares other than as set forth herein.
(c) Schedules IV-A and IV-B set forth the transactions in the ADSs and
Bearer Ordinary Shares, respectively, which have been effected during the period
from May 30, 1999 through August 3, 1999, all of which were effected in the
ordinary course of business of Goldman Sachs or another Goldman Sachs operating
entity. The transactions in the ADSs and Bearer Ordinary Shares, described in
Schedules IV-A and IV-B, respectively, were effected on the NASDAQ National
Market and on the Neuer Markt trading segment of the Frankfurt Stock Exchange.
The aggregate consideration (exclusive of commissions) for the ADSs and Bearer
Ordinary Shares purchased during the period from May 30, 1999 through August 3,
1999 was $3,372,034.09 and EUR54,042,969.30, respectively.
Except as set forth in Schedules IV-A and IV-B, no transactions in the
Shares were effected by the Filing Persons, or, to the knowledge of any of the
Filing Persons, any of the persons listed on Schedules I, II-A-i, II-A-ii, II-B
or II-C hereto, during the period from May 30, 1999 through August 3, 1999.
Page 16 of 41 pages
<PAGE>
<TABLE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: August 6, 1999
<S> <C>
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II, L.P. GS ADVISORS, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS CAPITAL PARTNERS II OFFSHORE, L.P. GS ADVISORS II (CAYMAN), L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP
(with limitation of liability)
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET FUND 1997, L.P. BRIDGE STREET FUND 1997, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
- --------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
STONE STREET ASSET CORP.
By:/s/ Roger S. Begelman
- ---------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
</TABLE>
Page 17 of 41 pages
<PAGE>
SCHEDULE I
----------
<TABLE>
The name of each director of The Goldman Sachs Group, Inc. is set forth below.
The business address of each person listed below except John L. Thornton, Sir John Browne
and James A. Johnson is 85 Broad Street, New York, NY 10004. The business address of John L.
Thornton is 133 Fleet Street, London EC4A 2BB, England. The business address of Sir John Browne
is BP Amoco plc, Brittanic House, 1 Finsbury Circus, London EC2M, England. The business address
of James A. Johnson is Fannie Mae, 3900 Wisconsin Avenue NW, Washington, D.C. 20016. Each person
is a citizen of the United States of America except for Sir John Browne, who is a citizen of the
United Kingdom. The present principal occupation or employment of each of the listed persons is
set forth below.
<CAPTION>
Name Present Principal Occupation
-------------------------------------------------------------------------------------------------
<S> <C>
Henry M. Paulson, Jr. Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
Robert J. Hurst Vice Chairman of The Goldman Sachs Group, Inc.
John A. Thain President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
John L. Thornton President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
Sir John Browne Group Chief Executive of BP Amoco plc
James A. Johnson Chairman of the Executive Committee of the Board of Fannie Mae
John L. Weinberg Senior Chairman of The Goldman Sachs Group, Inc.
</TABLE>
Page 18 of 41 pages
<PAGE>
SCHEDULE II-A-i
---------------
<TABLE>
The name, position and present principal occupation of each director and executive officer of GS
Advisors, Inc., the sole general partner of GS Advisors, L.P., which is the sole general partner of GS Capital
Partners II, L.P., are set forth below.
The business address for all the executive officers and directors listed below except Henry Cornell and
Barry S. Volpert is 85 Broad Street, New York, New York 10004. The business address of Henry Cornell is 3 Garden
Road, Hong Kong. The business address of Barry S. Volpert is 133 Fleet Street, London EC4A 2BB, England.
All executive officers and directors listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
Stecher, Esta E. Assistant Secretary Managing Director of Goldman, Sachs & Co.
McHugh, James B. Assistant Secretary Vice President of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Jester, Dan H. Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Viniar, David A. Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 19 of 41 pages
<PAGE>
SCHEDULE II-A-ii
----------------
<TABLE>
The name, position and present principal occupation of each director and executive officer of GS
Advisors II, Inc., the sole general partner of GS Advisors II (Cayman), L.P., which is the sole general partner
of GS Capital Partners II Offshore, L.P., are set forth below.
The business address for all the executive officers and directors listed below except Henry Cornell and
Barry S. Volpert is 85 Broad Street, New York, New York 10004. The business address of Henry Cornell is 3 Garden
Road, Hong Kong. The business address of Barry S. Volpert is 133 Fleet Street, London EC4A 2BB, England.
All executive officers and directors listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
Stecher, Esta E. Assistant Secretary Managing Director of Goldman, Sachs & Co.
McHugh, James B. Assistant Secretary Vice President of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Jester, Dan H. Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Viniar, David A. Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 20 of 41 pages
<PAGE>
SCHEDULE II-B
-------------
<TABLE>
The name, position and present principal occupation of each director and executive officer of Stone Street
Asset Corp., the sole general partner of Stone Street Fund 1997, L.P. and the managing general partner of Bridge
Street Fund 1997, L.P., are set forth below.
The business address for each of the executive officers and directors listed below is 85 Broad Street,
New York, New York 10004.
All executive officers and directors listed below are United States citizens.
<CAPTION>
Name Position Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/Vice President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Director/Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
Peter G. Sachs Director/Vice President Senior Director of The Goldman Sachs Group, Inc.
Peter M. Sacerdote Director/Chairman/President Advisory Director of Goldman, Sachs & Co.
David J. Greenwald Vice President Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
Page 21 of 41 pages
<PAGE>
SCHEDULE II-C
-------------
<TABLE>
The name, position and present principal occupation of each executive officer and director of Goldman,
Sachs & Co. Finanz GmbH which is the sole managing general partner of Goldman, Sachs & Co. oHG are set forth
below.
The business address for each of the executive officers and directors listed below is MesseTurm, 60308
Frankfurt am Main, Germany. Robert H. Jolliffe has an additional business address of 133 Fleet Street, London
EC4A 2BB, England.
Of the directors and executive officers listed below, Robert H. Jolliffe is a citizen of Great Britain,
Paul M. Achleitner and Rudolf W. Ferscha are citizens of Austria, and Stefan J. Jentzsch is a citizen of
Germany.
<CAPTION>
Name Position Present Principal Occupation
- -----------------------------------------------------------------------------------------------------------
<S> <C> <C>
Paul M. Achleitner Managing Director Managing Director of Goldman, Sachs & Co. oHG
Stefan J. Jentzsch Managing Director Managing Director of Goldman, Sachs & Co. oHG
Robert H. Jolliffe Managing Director Managing Director of Goldman, Sachs & Co. oHG
Rudolf W. Ferscha Managing Director Executive Director of Goldman, Sachs & Co. oHG
</TABLE>
Page 22 of 41 pages
<PAGE>
<TABLE>
SCHEDULE IV-A
-------------
iXOS Software AG
American Depositary Shares
Cusip No. 46600V108
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,500 36.4300 20-Jul-99 23-Jul-99
1,000 34.3750 7-Jun-99 10-Jun-99
1,000 34.1250 12-Jul-99 15-Jul-99
1,000 34.0000 7-Jun-99 10-Jun-99
1,000 29.9000 30-Jul-99 4-Aug-99
1,000 30.0000 30-Jul-99 4-Aug-99
500 36.9000 1-Jun-99 1-Jun-99
500 36.9000 1-Jun-99 1-Jun-99
500 35.9000 2-Jun-99 7-Jun-99
800 35.6500 2-Jun-99 3-Jun-99
950 36.7500 2-Jun-99 7-Jun-99
1,500 34.0000 4-Jun-99 9-Jun-99
500 34.2500 4-Jun-99 9-Jun-99
1,000 34.0000 7-Jun-99 10-Jun-99
1,000 34.3750 7-Jun-99 10-Jun-99
1,700 35.2500 7-Jun-99 10-Jun-99
350 32.1700 9-Jun-99 14-Jun-99
50 32.1700 9-Jun-99 14-Jun-99
300 32.1700 9-Jun-99 14-Jun-99
1,600 32.1700 9-Jun-99 14-Jun-99
500 32.7500 9-Jun-99 14-Jun-99
300 32.1700 9-Jun-99 14-Jun-99
1,000 31.8750 10-Jun-99 15-Jun-99
1,000 32.0000 10-Jun-99 15-Jun-99
1,000 31.5000 11-Jun-99 16-Jun-99
625 31.3241 11-Jun-99 16-Jun-99
900 31.3241 11-Jun-99 16-Jun-99
150 32.0000 11-Jun-99 16-Jun-99
100 32.0000 11-Jun-99 16-Jun-99
1,000 32.0000 11-Jun-99 16-Jun-99
1,000 32.3750 11-Jun-99 16-Jun-99
1,000 32.3750 11-Jun-99 16-Jun-99
150 32.0000 11-Jun-99 16-Jun-99
200 32.0000 11-Jun-99 16-Jun-99
1,000 32.3750 11-Jun-99 16-Jun-99
200 32.0000 11-Jun-99 16-Jun-99
200 32.0000 11-Jun-99 16-Jun-99
150 32.0000 11-Jun-99 16-Jun-99
1,600 31.3241 11-Jun-99 16-Jun-99
625 31.3241 11-Jun-99 16-Jun-99
204 30.7500 11-Jun-99 16-Jun-99
2,000 32.3750 11-Jun-99 16-Jun-99
1,100 31.3241 11-Jun-99 16-Jun-99
Page 23 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,600 31.3241 11-Jun-99 16-Jun-99
2,000 32.2500 11-Jun-99 16-Jun-99
625 31.3241 11-Jun-99 16-Jun-99
1,000 31.0250 14-Jun-99 17-Jun-99
500 30.9375 14-Jun-99 17-Jun-99
600 31.0000 14-Jun-99 17-Jun-99
400 31.0000 14-Jun-99 17-Jun-99
400 31.0000 14-Jun-99 17-Jun-99
2,000 31.0250 14-Jun-99 17-Jun-99
1,000 31.0250 14-Jun-99 17-Jun-99
1,000 31.0250 14-Jun-99 17-Jun-99
1,400 31.0625 14-Jun-99 17-Jun-99
250 30.6250 15-Jun-99 18-Jun-99
253 30.7500 15-Jun-99 18-Jun-99
1,000 28.0250 16-Jun-99 21-Jun-99
200 29.1250 16-Jun-99 21-Jun-99
200 29.0000 16-Jun-99 21-Jun-99
100 28.2500 16-Jun-99 21-Jun-99
900 28.2500 16-Jun-99 21-Jun-99
400 28.9375 16-Jun-99 21-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
100 28.5549 18-Jun-99 23-Jun-99
1,000 28.4000 18-Jun-99 23-Jun-99
10,000 28.6250 18-Jun-99 23-Jun-99
850 28.3777 18-Jun-99 23-Jun-99
400 28.3777 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
1,000 28.4000 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
1,000 28.4000 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
2,000 28.6250 18-Jun-99 23-Jun-99
500 28.8750 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
1,000 28.4000 18-Jun-99 23-Jun-99
2,000 28.8750 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
600 28.3777 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.3777 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
5,000 28.3750 18-Jun-99 23-Jun-99
5,000 29.2500 21-Jun-99 24-Jun-99
Page 24 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
200 29.2500 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
2,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
2,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.5000 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
500 29.5000 21-Jun-99 24-Jun-99
3,000 29.0000 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
800 29.2500 21-Jun-99 24-Jun-99
5,000 29.2500 21-Jun-99 24-Jun-99
500 32.0000 23-Jun-99 28-Jun-99
25 31.0000 24-Jun-99 29-Jun-99
1,000 33.6250 25-Jun-99 30-Jun-99
200 33.0000 25-Jun-99 30-Jun-99
50 32.8750 25-Jun-99 30-Jun-99
150 32.8750 25-Jun-99 30-Jun-99
1,400 33.0000 28-Jun-99 1-Jul-99
2,000 32.8750 30-Jun-99 6-Jul-99
2,000 33.0000 30-Jun-99 6-Jul-99
500 32.8750 30-Jun-99 6-Jul-99
500 32.8750 30-Jun-99 6-Jul-99
100 34.0000 1-Jul-99 7-Jul-99
2,000 35.1250 1-Jul-99 7-Jul-99
1,500 34.5000 1-Jul-99 7-Jul-99
1,000 34.7500 1-Jul-99 7-Jul-99
500 35.0000 1-Jul-99 7-Jul-99
1,200 34.7080 1-Jul-99 7-Jul-99
200 35.0000 1-Jul-99 7-Jul-99
500 34.5000 1-Jul-99 7-Jul-99
3,600 34.7080 1-Jul-99 7-Jul-99
560 35.9375 2-Jul-99 8-Jul-99
1,000 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
1,000 35.7000 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
Page 25 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
300 35.0000 8-Jul-99 13-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
100 35.0000 8-Jul-99 13-Jul-99
500 33.8750 9-Jul-99 14-Jul-99
1,000 34.2500 12-Jul-99 15-Jul-99
1,000 34.1250 12-Jul-99 15-Jul-99
1,000 34.1250 13-Jul-99 16-Jul-99
500 35.0500 14-Jul-99 19-Jul-99
500 35.1250 14-Jul-99 19-Jul-99
200 35.1250 14-Jul-99 19-Jul-99
400 34.5000 14-Jul-99 14-Jul-99
2,000 35.0750 14-Jul-99 19-Jul-99
400 35.1250 14-Jul-99 19-Jul-99
500 35.1250 14-Jul-99 19-Jul-99
200 35.1250 14-Jul-99 19-Jul-99
200 35.1250 14-Jul-99 19-Jul-99
9 37.0000 16-Jul-99 21-Jul-99
2,000 36.1000 16-Jul-99 21-Jul-99
500 36.2500 16-Jul-99 21-Jul-99
2,000 36.1000 16-Jul-99 21-Jul-99
500 36.1500 19-Jul-99 22-Jul-99
1,000 36.5000 20-Jul-99 23-Jul-99
300 34.7500 20-Jul-99 23-Jul-99
1,000 36.3750 20-Jul-99 23-Jul-99
300 35.0000 20-Jul-99 23-Jul-99
1,500 36.4300 20-Jul-99 23-Jul-99
500 33.8750 21-Jul-99 26-Jul-99
500 33.8750 21-Jul-99 26-Jul-99
600 35.0000 22-Jul-99 27-Jul-99
600 35.0000 22-Jul-99 27-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
500 33.0000 26-Jul-99 29-Jul-99
5,000 31.9500 27-Jul-99 30-Jul-99
1,000 31.7500 27-Jul-99 30-Jul-99
129 31.5000 28-Jul-99 2-Aug-99
3,300 31.9900 28-Jul-99 2-Aug-99
126 31.5000 28-Jul-99 2-Aug-99
129 31.5000 28-Jul-99 2-Aug-99
800 30.8750 29-Jul-99 3-Aug-99
1,000 29.9000 30-Jul-99 4-Aug-99
1,000 30.0000 30-Jul-99 4-Aug-99
500 36.1500 19-Jul-99 22-Jul-99
1,000 31.7500 27-Jul-99 30-Jul-99
500 35.1250 14-Jul-99 19-Jul-99
500 33.8750 9-Jul-99 14-Jul-99
900 31.3241 11-Jun-99 16-Jun-99
1,600 31.3241 11-Jun-99 16-Jun-99
Page 26 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,600 31.3241 11-Jun-99 16-Jun-99
1,600 32.1700 9-Jun-99 14-Jun-99
2,000 32.8750 30-Jun-99 6-Jul-99
500 35.0500 14-Jul-99 19-Jul-99
1,500 34.0000 4-Jun-99 9-Jun-99
2,000 35.0750 14-Jul-99 19-Jul-99
1,000 31.8750 10-Jun-99 15-Jun-99
500 32.8750 30-Jun-99 6-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
500 35.9000 2-Jun-99 7-Jun-99
500 33.8750 21-Jul-99 26-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
400 33.0000 26-Jul-99 29-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 32.8750 30-Jun-99 6-Jul-99
1,000 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
2,000 36.1000 16-Jul-99 21-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
2,000 36.1000 16-Jul-99 21-Jul-99
100 34.8750 8-Jul-99 8-Jul-99
400 34.5000 14-Jul-99 14-Jul-99
500 33.8750 21-Jul-99 26-Jul-99
500 36.9000 1-Jun-99 1-Jun-99
500 33.0000 26-Jul-99 29-Jul-99
500 36.9000 1-Jun-99 1-Jun-99
500 34.6500 7-Jul-99 12-Jul-99
500 34.6500 7-Jul-99 12-Jul-99
5,000 31.9500 27-Jul-99 30-Jul-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 28.5549 18-Jun-99 23-Jun-99
500 34.2500 4-Jun-99 9-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
2,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
2,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
1,000 28.7750 21-Jun-99 24-Jun-99
</TABLE>
Page 27 of 41 pages
<PAGE>
<TABLE>
SCHEDULE IV-B
-------------
iXOS Software AG
Bearer Ordinary Shares
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
4,812 160.01580 24-Jun-99 29-Jun-99
301 160.01580 24-Jun-99 29-Jun-99
1,300 160.01580 24-Jun-99 29-Jun-99
172 160.11010 24-Jun-99 29-Jun-99
7,088 159.98000 24-Jun-99 28-Jun-99
847 160.01580 24-Jun-99 29-Jun-99
1,000 185.00000 20-Jul-99 22-Jul-99
1,000 185.31450 20-Jul-99 22-Jul-99
190 181.50000 31-May-99 2-Jun-99
100 183.30000 31-May-99 4-Jun-99
200 184.00000 31-May-99 2-Jun-99
760 179.85970 31-May-99 4-Jun-99
200 184.00000 31-May-99 2-Jun-99
500 181.00000 31-May-99 2-Jun-99
60 181.00000 31-May-99 2-Jun-99
100 183.30080 31-May-99 4-Jun-99
25 180.00000 1-Jun-99 4-Jun-99
200 180.00000 1-Jun-99 4-Jun-99
2,700 178.83000 1-Jun-99 7-Jun-99
900 178.83000 1-Jun-99 7-Jun-99
500 182.00000 1-Jun-99 4-Jun-99
40 180.00000 1-Jun-99 4-Jun-99
2,700 178.83000 1-Jun-99 7-Jun-99
900 179.31600 1-Jun-99 7-Jun-99
132 180.00000 1-Jun-99 4-Jun-99
3,200 180.72896 1-Jun-99 7-Jun-99
4,687 180.00000 1-Jun-99 1-Jun-99
200 166.50000 4-Jun-99 8-Jun-99
29 173.00000 4-Jun-99 8-Jun-99
302 165.91450 7-Jun-99 10-Jun-99
250 165.91450 7-Jun-99 10-Jun-99
200 167.00000 7-Jun-99 9-Jun-99
135 165.78090 7-Jun-99 10-Jun-99
24 168.50000 7-Jun-99 9-Jun-99
163 165.11290 7-Jun-99 10-Jun-99
200 167.00000 7-Jun-99 9-Jun-99
100 167.00000 7-Jun-99 9-Jun-99
15 169.00000 8-Jun-99 10-Jun-99
15 169.00000 8-Jun-99 10-Jun-99
335 167.00000 8-Jun-99 10-Jun-99
200 166.00000 8-Jun-99 10-Jun-99
200 157.03000 9-Jun-99 11-Jun-99
300 155.00000 9-Jun-99 11-Jun-99
200 167.00000 9-Jun-99 11-Jun-99
100 164.00000 9-Jun-99 11-Jun-99
350 157.25303 9-Jun-99 14-Jun-99
24 160.01000 9-Jun-99 11-Jun-99
200 153.00000 10-Jun-99 14-Jun-99
200 153.00000 10-Jun-99 14-Jun-99
500 153.00000 11-Jun-99 15-Jun-99
Page 28 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
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Page 29 of 41 pages
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Page 30 of 41 pages
<PAGE>
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Purchases Sales Price Trade Date Settlement Date
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200 139.00000 21-Jun-99 23-Jun-99
84 143.80000 21-Jun-99 23-Jun-99
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Page 31 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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100 152.00000 22-Jun-99 24-Jun-99
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Page 32 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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Page 33 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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29 173.00000 7-Jul-99 9-Jul-99
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Page 34 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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<S> <C> <C> <C> <C>
99 184.30000 19-Jul-99 22-Jul-99
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Page 35 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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200 165.00000 22-Jul-99 26-Jul-99
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Page 36 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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Page 37 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
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<S> <C> <C> <C> <C>
200 184.30000 19-Jul-99 22-Jul-99
99 184.30000 19-Jul-99 22-Jul-99
99 184.30000 19-Jul-99 22-Jul-99
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202 184.30000 20-Jul-99 23-Jul-99
400 173.01638 21-Jul-99 26-Jul-99
3,500 173.01638 21-Jul-99 26-Jul-99
300 173.01638 21-Jul-99 26-Jul-99
600 173.01638 21-Jul-99 26-Jul-99
300 173.01638 21-Jul-99 26-Jul-99
500 173.01638 21-Jul-99 26-Jul-99
1,400 173.01638 21-Jul-99 26-Jul-99
584 165.04430 22-Jul-99 27-Jul-99
200 168.89000 22-Jul-99 27-Jul-99
200 165.04430 22-Jul-99 27-Jul-99
30 169.57500 22-Jul-99 27-Jul-99
100 165.04430 22-Jul-99 27-Jul-99
200 165.04430 22-Jul-99 27-Jul-99
1,254 164.93591 22-Jul-99 27-Jul-99
200 168.89000 22-Jul-99 27-Jul-99
100 165.04430 22-Jul-99 27-Jul-99
100 165.04430 22-Jul-99 27-Jul-99
100 164.16422 23-Jul-99 28-Jul-99
200 164.16422 23-Jul-99 28-Jul-99
100 164.16422 23-Jul-99 28-Jul-99
1,216 164.16422 23-Jul-99 28-Jul-99
100 164.16422 23-Jul-99 28-Jul-99
616 164.16422 23-Jul-99 28-Jul-99
100 164.16422 23-Jul-99 28-Jul-99
110 138.37726 3-Aug-99 6-Aug-99
110 138.37726 3-Aug-99 6-Aug-99
1,500 159.69086 24-Jun-99 29-Jun-99
1,500 160.30000 24-Jun-99 28-Jun-99
100 155.00000 25-Jun-99 29-Jun-99
100 154.61250 25-Jun-99 29-Jun-99
200 166.00000 30-Jun-99 2-Jul-99
115 165.58500 30-Jun-99 2-Jul-99
15 166.00000 30-Jun-99 2-Jul-99
19 174.00000 1-Jul-99 5-Jul-99
19 174.00000 1-Jul-99 5-Jul-99
100 165.58500 1-Jul-99 5-Jul-99
880 175.20018 14-Jul-99 19-Jul-99
1,500 175.09444 14-Jul-99 19-Jul-99
720 174.00000 14-Jul-99 16-Jul-99
10 173.70000 14-Jul-99 16-Jul-99
20 173.70000 14-Jul-99 16-Jul-99
1,400 174.00000 14-Jul-99 16-Jul-99
4 173.00000 14-Jul-99 16-Jul-99
3,600 177.19000 14-Jul-99 16-Jul-99
130 176.00000 14-Jul-99 16-Jul-99
Page 38 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
1,000 175.44692 14-Jul-99 19-Jul-99
100 176.00000 14-Jul-99 16-Jul-99
200 176.00000 14-Jul-99 16-Jul-99
1,500 175.53504 14-Jul-99 19-Jul-99
136 177.00000 14-Jul-99 16-Jul-99
490 183.00000 16-Jul-99 20-Jul-99
600 181.31836 16-Jul-99 21-Jul-99
5 183.90000 16-Jul-99 20-Jul-99
185 181.00000 16-Jul-99 20-Jul-99
100 184.00000 16-Jul-99 20-Jul-99
54 180.00000 16-Jul-99 20-Jul-99
30 183.90000 16-Jul-99 20-Jul-99
26 183.90000 16-Jul-99 20-Jul-99
500 181.00000 16-Jul-99 20-Jul-99
10 183.90000 16-Jul-99 20-Jul-99
800 181.31836 16-Jul-99 21-Jul-99
200 180.00000 21-Jul-99 23-Jul-99
450 166.90000 21-Jul-99 23-Jul-99
150 166.83000 21-Jul-99 23-Jul-99
100 176.00000 21-Jul-99 23-Jul-99
200 167.50000 21-Jul-99 23-Jul-99
300 167.00000 21-Jul-99 23-Jul-99
200 167.50000 21-Jul-99 23-Jul-99
300 178.22000 21-Jul-99 23-Jul-99
30 169.57500 22-Jul-99 27-Jul-99
200 165.00000 22-Jul-99 26-Jul-99
200 165.00000 22-Jul-99 26-Jul-99
200 165.00000 22-Jul-99 26-Jul-99
30 170.00000 22-Jul-99 26-Jul-99
200 165.00000 22-Jul-99 26-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
200 164.00000 23-Jul-99 27-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
50 165.00000 23-Jul-99 27-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
100 165.00000 23-Jul-99 27-Jul-99
100 164.50000 23-Jul-99 27-Jul-99
266 164.00000 23-Jul-99 27-Jul-99
1,216 164.16422 23-Jul-99 28-Jul-99
700 146.50000 29-Jul-99 2-Aug-99
700 145.57705 29-Jul-99 3-Aug-99
50 139.00000 3-Aug-99 5-Aug-99
110 138.37726 3-Aug-99 6-Aug-99
70 138.90000 3-Aug-99 5-Aug-99
29 135.00000 3-Aug-99 5-Aug-99
39 139.05000 3-Aug-99 5-Aug-99
50 144.00000 21-Jun-99 23-Jun-99
760 179.85970 31-May-99 4-Jun-99
Page 39 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
760 179.85970 31-May-99 4-Jun-99
3,200 180.72896 1-Jun-99 7-Jun-99
3,200 180.72871 1-Jun-99 7-Jun-99
135 165.78090 7-Jun-99 10-Jun-99
38 165.91450 7-Jun-99 10-Jun-99
63 165.91450 7-Jun-99 10-Jun-99
250 165.91452 7-Jun-99 10-Jun-99
302 165.91450 7-Jun-99 10-Jun-99
75 165.91450 7-Jun-99 10-Jun-99
38 165.91450 7-Jun-99 10-Jun-99
50 165.91450 7-Jun-99 10-Jun-99
250 165.91450 7-Jun-99 10-Jun-99
163 165.11290 7-Jun-99 10-Jun-99
38 165.91450 7-Jun-99 10-Jun-99
163 165.11288 7-Jun-99 10-Jun-99
135 165.78089 7-Jun-99 10-Jun-99
350 157.25303 9-Jun-99 14-Jun-99
350 157.25303 9-Jun-99 14-Jun-99
600 152.99900 11-Jun-99 16-Jun-99
600 152.99900 11-Jun-99 16-Jun-99
500 141.60226 17-Jun-99 21-Jun-99
500 141.60225 17-Jun-99 21-Jun-99
2,500 139.86328 21-Jun-99 23-Jun-99
3,000 142.78500 21-Jun-99 23-Jun-99
2,290 141.82213 21-Jun-99 23-Jun-99
3,000 142.78500 21-Jun-99 23-Jun-99
2,500 139.86328 21-Jun-99 23-Jun-99
2,290 141.82213 21-Jun-99 23-Jun-99
1,000 154.76878 28-Jun-99 1-Jul-99
1,000 154.76878 28-Jun-99 1-Jul-99
1,000 154.52035 29-Jun-99 2-Jul-99
1,000 158.05524 29-Jun-99 1-Jul-99
1,000 158.05524 29-Jun-99 2-Jul-99
1,000 154.52035 29-Jun-99 2-Jul-99
1,000 163.96050 30-Jun-99 5-Jul-99
1,000 163.96050 30-Jun-99 5-Jul-99
1,000 172.95349 1-Jul-99 6-Jul-99
1,000 172.95349 1-Jul-99 6-Jul-99
250 175.09444 14-Jul-99 19-Jul-99
880 175.20018 14-Jul-99 19-Jul-99
1,500 175.09444 14-Jul-99 19-Jul-99
1,000 175.09444 14-Jul-99 19-Jul-99
880 175.20018 14-Jul-99 19-Jul-99
250 175.09444 14-Jul-99 19-Jul-99
800 184.09350 19-Jul-99 22-Jul-99
500 184.09350 19-Jul-99 22-Jul-99
300 184.09350 19-Jul-99 22-Jul-99
200 183.44600 20-Jul-99 23-Jul-99
200 183.44600 20-Jul-99 23-Jul-99
700 145.57705 29-Jul-99 3-Aug-99
700 145.57706 29-Jul-99 3-Aug-99
Page 40 of 41 pages
<PAGE>
<CAPTION>
Purchases Sales Price Trade Date Settlement Date
- -------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
948 138.13424 2-Aug-99 5-Aug-99
948 138.13424 2-Aug-99 5-Aug-99
200 140.00000 16-Jun-99 18-Jun-99
534 140.00000 16-Jun-99 18-Jun-99
34 140.00000 16-Jun-99 18-Jun-99
300 140.00000 16-Jun-99 18-Jun-99
200 142.50000 17-Jun-99 21-Jun-99
200 142.25775 17-Jun-99 21-Jun-99
1,000 175.09444 14-Jul-99 19-Jul-99
1,000 175.44692 14-Jul-99 19-Jul-99
250 175.09444 14-Jul-99 19-Jul-99
250 165.91452 7-Jun-99 10-Jun-99
1,500 175.53504 14-Jul-99 19-Jul-99
700 145.57706 29-Jul-99 3-Aug-99
948 138.13424 2-Aug-99 5-Aug-99
760 179.85970 31-May-99 4-Jun-99
350 157.25303 9-Jun-99 14-Jun-99
600 152.99900 11-Jun-99 16-Jun-99
2,290 141.82213 21-Jun-99 23-Jun-99
1,000 154.76878 28-Jun-99 1-Jul-99
1,000 154.52035 29-Jun-99 2-Jul-99
500 141.60226 17-Jun-99 21-Jun-99
2,500 139.86328 21-Jun-99 23-Jun-99
1,000 175.82930 2-Jul-99 7-Jul-99
1,000 139.61743 16-Jun-99 18-Jun-99
1,000 163.96050 30-Jun-99 5-Jul-99
200 183.44600 20-Jul-99 23-Jul-99
500 184.09350 19-Jul-99 22-Jul-99
300 184.09350 19-Jul-99 22-Jul-99
880 175.20018 14-Jul-99 19-Jul-99
2,000 169.37393 12-Jul-99 15-Jul-99
38 165.91450 7-Jun-99 10-Jun-99
135 165.78089 7-Jun-99 10-Jun-99
50 165.91450 7-Jun-99 10-Jun-99
38 165.91450 7-Jun-99 10-Jun-99
63 165.91450 7-Jun-99 10-Jun-99
38 165.91450 7-Jun-99 10-Jun-99
75 165.91450 7-Jun-99 10-Jun-99
163 165.11288 7-Jun-99 10-Jun-99
Page 41 of 41 pages
</TABLE>
