SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest 10-K405 SEC Filings
Annual report [Sections 13 and 15(d), S-K Item 405]

RESEARCH PARTNERS INTERNATIONAL INC, 10-K405, 2000-05-02
LABRANCHE & CO INC, 10-K405, 2000-03-30
WIT CAPITAL GROUP INC, 10-K405, 2000-03-30
MAXCOR FINANCIAL GROUP INC, 10-K405, 2000-03-30
STIFEL FINANCIAL CORP, 10-K405, 2000-03-30
PAINE WEBBER GROUP INC, 10-K405, 2000-03-30
DAIN RAUSCHER CORP, 10-K405, 2000-03-17
SALOMON SMITH BARNEY HOLDINGS INC, 10-K405, 2000-03-13
MERRILL LYNCH & CO INC, 10-K405, 2000-03-09
LEHMAN BROTHERS INC//, 10-K405, 2000-02-28
CITIZENS BANCORP, 10-K405, 1999-09-28
EDWARDS A G INC, 10-K405, 1999-05-28
MEYERSON M H & CO INC /NJ/, 10-K405, 1999-04-29
JWGENESIS FINANCIAL CORP /, 10-K405, 1999-04-02
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-K405, 1999-03-31
PAINE WEBBER GROUP INC, 10-K405, 1999-03-31
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-K405, 1999-03-30
DAIN RAUSCHER CORP, 10-K405, 1999-03-18
SALOMON SMITH BARNEY HOLDINGS INC, 10-K405, 1999-03-16
MERRILL LYNCH & CO INC, 10-K405, 1999-03-05
LEHMAN BROTHERS INC//, 10-K405, 1999-03-01
LEHMAN BROTHERS HOLDINGS INC, 10-K405, 1999-02-26
HAMBRECHT & QUIST GROUP, 10-K405, 1998-12-22
AMERITRADE HOLDING CORP, 10-K405, 1998-12-21
SOUTHWEST SECURITIES GROUP INC, 10-K405, 1998-09-24
SCOTT & STRINGFELLOW FINANCIAL INC, 10-K405, 1998-09-23
MILLBURN WORLD RESOURCE TRUST, 10-K405, 1998-03-31
KINNARD INVESTMENTS INC, 10-K405, 1998-03-30
STIFEL FINANCIAL CORP, 10-K405, 1998-03-27
SEI CORP, 10-K405, 1998-03-27
ML GLOBAL HORIZONS LP, 10-K405, 1998-03-26
SALOMON SMITH BARNEY HOLDINGS INC, 10-K405, 1998-03-24
DAIN RAUSCHER CORP, 10-K405, 1998-03-18
JW CHARLES FINANCIAL SERVICES INC/FL, 10-K405, 1998-03-09
MERRILL LYNCH & CO INC, 10-K405, 1998-03-05
LEHMAN BROTHERS INC//, 10-K405, 1998-03-02
LEHMAN BROTHERS HOLDINGS INC, 10-K405, 1998-02-27
SCOTT & STRINGFELLOW FINANCIAL INC, 10-K405, 1997-09-22
MERRILL LYNCH & CO INC, 10-K405, 1997-08-13
MCDONALD & CO INVESTMENTS INC, 10-K405, 1997-06-19
EDWARDS A G INC, 10-K405, 1997-05-29
NUVEEN JOHN COMPANY, 10-K405, 1997-03-31
OLDE FINANCIAL CORP, 10-K405, 1997-03-31
SALOMON INC, 10-K405, 1997-03-31
PAINE WEBBER GROUP INC, 10-K405, 1997-03-31
ML GLOBAL HORIZONS LP, 10-K405, 1997-03-27
ZIEGLER COMPANIES INC, 10-K405, 1997-03-27
SMITH BARNEY HOLDINGS INC, 10-K405, 1997-03-26
STIFEL FINANCIAL CORP, 10-K405, 1997-03-24
MERRILL LYNCH & CO INC, 10-K405, 1997-03-21
INTERRA FINANCIAL INC, 10-K405, 1997-03-21
LEHMAN BROTHERS HOLDINGS INC, 10-K405, 1997-02-28
LEHMAN BROTHERS INC//, 10-K405, 1997-02-28
MORGAN STANLEY GROUP INC /DE/, 10-K405, 1997-02-27
HAMBRECHT & QUIST GROUP INC, 10-K405, 1996-12-20
SCOTT & STRINGFELLOW FINANCIAL INC, 10-K405, 1996-09-26
MCDONALD & CO INVESTMENTS INC, 10-K405, 1996-06-25
EDWARDS A G INC, 10-K405, 1996-05-28
RODMAN & RENSHAW CAPITAL GROUP INC, 10-K405, 1996-04-01
NUVEEN JOHN COMPANY, 10-K405, 1996-03-28
INTER REGIONAL FINANCIAL GROUP INC, 10-K405, 1996-03-28
ZIEGLER COMPANIES INC, 10-K405, 1996-03-22
MORGAN STANLEY GROUP INC /DE/, 10-K405, 1996-02-26
INTERSTATE JOHNSON LANE INC, 10-K405, 1995-12-21
BEAR STEARNS COMPANIES INC, 10-K405, 1995-09-28
SCOTT & STRINGFELLOW FINANCIAL INC, 10-K405, 1995-09-21
EDWARDS A G INC, 10-K405, 1995-05-26
MORGAN STANLEY GROUP INC /DE/, 10-K405, 1995-04-26
PAINE WEBBER GROUP INC, 10-K405, 1995-03-30
BROWN ALEX INC, 10-K405, 1995-03-29
MERRILL LYNCH & CO INC, 10-K405, 1995-03-28
ZIEGLER COMPANIES INC, 10-K405, 1995-03-27
INTER REGIONAL FINANCIAL GROUP INC, 10-K405, 1995-03-27


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