SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest S-1/A SEC Filings
General form for registration of securities under the Securities Act of 1933: [Amend]

PENSON WORLDWIDE INC, S-1/A, 2000-12-01
IPO CONNECTION COM, S-1/A, 2000-11-07
PENSON WORLDWIDE INC, S-1/A, 2000-10-23
PENSON WORLDWIDE INC, S-1/A, 2000-09-28
EMPIRE FINANCIAL HOLDING CO, S-1/A, 2000-09-27
EMPIRE FINANCIAL HOLDING CO, S-1/A, 2000-08-24
EVISION USA COM INC, S-1/A, 2000-08-11
IPO CONNECTION COM, S-1/A, 2000-07-10
EVISION USA COM INC, S-1/A, 2000-06-05
EMPIRE FINANCIAL HOLDING CO, S-1/A, 2000-05-03
EVISION USA COM INC, S-1/A, 2000-03-28
EMPIRE FINANCIAL HOLDING CO, S-1/A, 2000-03-24
GOLDMAN SACHS GROUP INC, S-1/A, 1999-12-08
D E FREY GROUP INC, S-1/A, 1999-11-30
D E FREY GROUP INC, S-1/A, 1999-11-29
EVISION USA COM INC, S-1/A, 1999-11-12
LABRANCHE & CO INC, S-1/A, 1999-08-18
LABRANCHE & CO INC, S-1/A, 1999-08-16
LABRANCHE & CO INC, S-1/A, 1999-07-30
LABRANCHE & CO INC, S-1/A, 1999-07-26
HULL GROUP INC, S-1/A, 1999-07-06
HULL GROUP INC, S-1/A, 1999-06-22
WIT CAPITAL GROUP INC, S-1/A, 1999-06-03
WIT CAPITAL GROUP INC, S-1/A, 1999-05-18
GOLDMAN SACHS GROUP INC, S-1/A, 1999-05-18
GOLDMAN SACHS GROUP INC, S-1/A, 1999-05-17
GOLDMAN SACHS GROUP INC, S-1/A, 1999-05-11
GOLDMAN SACHS GROUP INC, S-1/A, 1999-05-10
WIT CAPITAL GROUP INC, S-1/A, 1999-05-04
GOLDMAN SACHS GROUP INC, S-1/A, 1999-05-03
GOLDMAN SACHS GROUP INC, S-1/A, 1999-04-30
GOLDMAN SACHS GROUP INC, S-1/A, 1999-04-12
KNIGHT TRIMARK GROUP INC, S-1/A, 1999-02-25
KNIGHT TRIMARK GROUP INC, S-1/A, 1999-02-22
GABELLI ASSET MANAGEMENT INC, S-1/A, 1999-02-10
KNIGHT TRIMARK GROUP INC, S-1/A, 1999-02-04
GABELLI ASSET MANAGEMENT INC, S-1/A, 1999-01-29
ALPHA G INC, S-1/A, 1998-11-24
ALPHA G INC, S-1/A, 1998-10-07
FREEDOM SECURITIES CORP /DE/, S-1/A, 1998-09-30
SIEBERT FINANCIAL CORP, S-1/A, 1998-07-30
SIEBERT FINANCIAL CORP, S-1/A, 1998-07-29
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-07-07
SIEBERT FINANCIAL CORP, S-1/A, 1998-07-06
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-06-25
RAGEN MACKENZIE GROUP INC, S-1/A, 1998-06-22
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-06-19
RAGEN MACKENZIE GROUP INC, S-1/A, 1998-06-19
RAGEN MACKENZIE GROUP INC, S-1/A, 1998-06-18
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-06-10
RAGEN MACKENZIE GROUP INC, S-1/A, 1998-06-04
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-06-01
RAGEN MACKENZIE GROUP INC, S-1/A, 1998-06-01
KNIGHT TRIMARK GROUP INC, S-1/A, 1998-05-26
FREEDOM SECURITIES CORP /DE/, S-1/A, 1998-04-01
FREEDOM SECURITIES CORP /DE/, S-1/A, 1998-03-26
FREEDOM SECURITIES CORP /DE/, S-1/A, 1998-03-11
WADDELL & REED FINANCIAL INC, S-1/A, 1998-03-04
WADDELL & REED FINANCIAL INC, S-1/A, 1998-03-02
WADDELL & REED FINANCIAL INC, S-1/A, 1998-02-27
WADDELL & REED FINANCIAL INC, S-1/A, 1998-02-17
WADDELL & REED FINANCIAL INC, S-1/A, 1998-01-30
FRIEDMAN BILLINGS RAMSEY GROUP INC, S-1/A, 1997-12-22
FRIEDMAN BILLINGS RAMSEY GROUP INC, S-1/A, 1997-12-19
FRIEDMAN BILLINGS RAMSEY GROUP INC, S-1/A, 1997-12-08
E TRADE GROUP INC, S-1/A, 1997-08-18
E TRADE GROUP INC, S-1/A, 1997-07-31
AMERITRADE HOLDING CORP, S-1/A, 1997-02-26
MILLBURN WORLD RESOURCE TRUST, S-1/A, 1997-02-18
AMERITRADE HOLDING CORP, S-1/A, 1997-02-07
ND HOLDINGS INC, S-1/A, 1997-01-29
AMERITRADE HOLDING CORP, S-1/A, 1997-01-21
SIEBERT FINANCIAL CORP, S-1/A, 1997-01-21
ML GLOBAL HORIZONS LP, S-1/A, 1996-11-26
ML GLOBAL HORIZONS LP, S-1/A, 1996-10-23
ND HOLDINGS INC, S-1/A, 1996-08-27
WITTER DEAN SELECT FUTURES FUND LP, S-1/A, 1996-08-09
HAMBRECHT & QUIST GROUP INC, S-1/A, 1996-08-08
E TRADE GROUP INC, S-1/A, 1996-08-08
HAMBRECHT & QUIST GROUP INC, S-1/A, 1996-08-05
E TRADE GROUP INC, S-1/A, 1996-08-02
GKN HOLDING CORP, S-1/A, 1996-07-29
HAMBRECHT & QUIST GROUP INC, S-1/A, 1996-07-25
ND HOLDINGS INC, S-1/A, 1996-07-24
E TRADE GROUP INC, S-1/A, 1996-07-22
GKN HOLDING CORP, S-1/A, 1996-07-18
WITTER DEAN SELECT FUTURES FUND LP, S-1/A, 1996-05-15
LEHMAN BROTHERS HOLDINGS INC, S-1/A, 1994-04-28


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