SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest SC 13D SEC Filings
General statement of acquisition of beneficial ownership

GOLDMAN SACHS GROUP INC, SC 13D, 2000-12-11
E TRADE GROUP INC, SC 13D, 2000-10-26
ADVEST GROUP INC, SC 13D, 2000-10-04
MFC BANCORP LTD, SC 13D, 2000-10-04
ADVEST GROUP INC, SC 13D, 2000-09-18
MERRILL LYNCH & CO INC, SC 13D, 2000-09-08
SUMMIT BROKERAGE SERVICES INC / FL, SC 13D, 2000-08-24
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 2000-08-21
BEAR STEARNS COMPANIES INC, SC 13D, 2000-08-21
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 2000-08-11
BETHURUM LABORATORIES INC, SC 13D, 2000-08-08
STOCKWALK COM GROUP INC, SC 13D, 2000-08-04
GOLDMAN SACHS GROUP INC, SC 13D, 2000-07-14
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D, 2000-06-27
KINNARD INVESTMENTS INC, SC 13D, 2000-06-26
BEAR STEARNS COMPANIES INC, SC 13D, 2000-06-23
WIT CAPITAL GROUP INC, SC 13D, 2000-05-25
BEAR STEARNS COMPANIES INC, SC 13D, 2000-05-05
MEYERSON M H & CO INC /NJ/, SC 13D, 2000-04-27
ZIEGLER COMPANIES INC, SC 13D, 2000-03-08
GOLDMAN SACHS GROUP INC, SC 13D, 2000-03-06
HOENIG GROUP INC, SC 13D, 2000-03-01
INTERNATIONAL ASSETS HOLDING CORP, SC 13D, 2000-02-15
BEAR STEARNS COMPANIES INC, SC 13D, 2000-02-02
GOLDMAN SACHS GROUP INC, SC 13D, 2000-01-24
BEAR STEARNS COMPANIES INC, SC 13D, 2000-01-21
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 2000-01-19
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1999-12-29
BEAR STEARNS COMPANIES INC, SC 13D, 1999-10-01
GOLDMAN SACHS GROUP INC, SC 13D, 1999-08-30
BEAR STEARNS COMPANIES INC, SC 13D, 1999-08-27
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1999-08-20
GLOBALNET FINANCIAL COM INC, SC 13D, 1999-07-22
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1999-06-25
GOLDMAN SACHS GROUP INC, SC 13D, 1999-06-21
GOLDMAN SACHS GROUP INC, SC 13D, 1999-05-18
GOLDMAN SACHS GROUP INC, SC 13D, 1999-05-17
GOLDMAN SACHS GROUP INC, SC 13D, 1999-05-13
JEFFERIES GROUP INC, SC 13D, 1999-05-13
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1999-04-12
NUVEEN JOHN COMPANY, SC 13D, 1999-02-17
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D, 1999-02-11
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D, 1999-02-08
RESEARCH PARTNERS INTERNATIONAL INC, SC 13D, 1998-11-16
ZIEGLER COMPANIES INC, SC 13D, 1998-11-12
INTERSTATE JOHNSON LANE INC, SC 13D, 1998-11-05
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1998-09-25
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D, 1998-09-11
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1998-06-01
CITIZENS BANCORP, SC 13D, 1998-05-29
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1998-04-16
SEI CORP, SC 13D, 1998-04-09
CITIZENS BANCORP, SC 13D, 1998-04-06
FIRST ALBANY COMPANIES INC, SC 13D, 1998-03-27
FIRST ALBANY COMPANIES INC, SC 13D, 1998-03-26
FRONTEER FINANCIAL HOLDINGS LTD, SC 13D, 1998-03-11
INTERNATIONAL ASSETS HOLDING CORP, SC 13D, 1998-02-13
JJFN SERVICES INC, SC 13D, 1998-01-27
LEGG MASON INC, SC 13D, 1998-01-26
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1998-01-23
WESTAMERICA CORP, SC 13D, 1998-01-08
OPPENHEIMER & CO INC, SC 13D, 1998-01-07
MERRILL LYNCH & CO INC, SC 13D, 1998-01-02
SHERWOOD GROUP INC, SC 13D, 1997-12-15
SALOMON INC, SC 13D, 1997-11-06
KENT FINANCIAL SERVICES INC, SC 13D, 1997-11-04
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1997-10-17
CREDIT SUISSE FIRST BOSTON INC, SC 13D, 1997-10-16
HARTER FINANCIAL INC, SC 13D, 1997-09-04
HOENIG GROUP INC, SC 13D, 1997-08-26
SALOMON INC, SC 13D, 1997-08-11
FIRST OF MICHIGAN CAPITAL CORP, SC 13D, 1997-07-23
FIRST OF MICHIGAN CAPITAL CORP, SC 13D, 1997-06-25
MORGAN STANLEY GROUP INC /DE/, SC 13D, 1997-06-02
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1997-05-12
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1997-05-05
KINNARD INVESTMENTS INC, SC 13D, 1997-04-16
FIRST OF MICHIGAN CAPITAL CORP, SC 13D, 1997-04-08
KIRLIN HOLDING CORP, SC 13D, 1997-04-07
DEVELOPMENT BANCORP LTD, SC 13D, 1997-03-27
MORGAN STANLEY GROUP INC /DE/, SC 13D, 1997-03-24
INTERNATIONAL ASSETS HOLDING CORP, SC 13D, 1997-02-14
MORGAN STANLEY GROUP INC /DE/, SC 13D, 1997-02-14
MEYERSON M H & CO INC /NJ/, SC 13D, 1997-02-05
OPPENHEIMER & CO INC, SC 13D, 1997-01-30
SYNERGISTIC HOLDINGS CORP /DE, SC 13D, 1997-01-06
SYNERGISTIC HOLDINGS CORP /DE, SC 13D, 1997-01-03
GKN HOLDING CORP, SC 13D, 1996-11-12
MEYERSON M H & CO INC /NJ/, SC 13D, 1996-11-08
CS FIRST BOSTON INC, SC 13D, 1996-11-01
CS FIRST BOSTON INC, SC 13D, 1996-10-31
GKN HOLDING CORP, SC 13D, 1996-10-30
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1996-10-21
MERRILL LYNCH & CO INC, SC 13D, 1996-09-23
OPPENHEIMER & CO INC, SC 13D, 1996-09-13
NATIONAL SECURITIES CORP/WA/, SC 13D, 1996-08-07
SALOMON INC, SC 13D, 1996-07-25
FIRST OF MICHIGAN CAPITAL CORP, SC 13D, 1996-06-27
INTERNATIONAL ASSETS HOLDING CORP, SC 13D, 1996-06-24
STIFEL FINANCIAL CORP, SC 13D, 1996-06-19
NUVEEN JOHN COMPANY, SC 13D, 1996-06-07
NUVEEN JOHN COMPANY, SC 13D, 1996-05-31
MERRILL LYNCH & CO INC, SC 13D, 1996-05-28
OPPENHEIMER & CO INC, SC 13D, 1996-05-17
QUICK & REILLY GROUP INC /DE/, SC 13D, 1996-05-17
KINNARD INVESTMENTS INC, SC 13D, 1996-04-23
WATERHOUSE INVESTOR SERVICES INC, SC 13D, 1996-04-19
WATERHOUSE INVESTOR SERVICES INC, SC 13D, 1996-04-15
LEHMAN BROTHERS HOLDINGS INC, SC 13D, 1996-02-27
ZIEGLER COMPANIES INC, SC 13D, 1996-02-09
JW CHARLES FINANCIAL SERVICES INC/FL, SC 13D, 1996-01-29
RODMAN & RENSHAW CAPITAL GROUP INC, SC 13D, 1996-01-12
AMERICAN EXPRESS CO, SC 13D, 1995-12-15
FIRST OF MICHIGAN CAPITAL CORP, SC 13D, 1995-10-06
SHERWOOD GROUP INC, SC 13D, 1995-08-18
AMERICAN EXPRESS CO, SC 13D, 1994-06-22
RODMAN & RENSHAW CAPITAL GROUP INC, SC 13D, 1994-06-13
ADVEST GROUP INC, SC 13D, 1994-04-08