SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest S-3 SEC Filings
Registration statement under Securities Act of 1933

BEAR STEARNS COMPANIES INC, S-3, 2000-12-28
MERRILL LYNCH & CO INC, S-3, 2000-12-27
RAYMOND JAMES FINANCIAL INC, S-3, 2000-12-14
E TRADE GROUP INC, S-3, 2000-12-05
SCHWAB CHARLES CORP, S-3, 2000-11-28
GOLDMAN SACHS GROUP INC, S-3, 2000-11-15
BEAR STEARNS COMPANIES INC, S-3, 2000-11-13
GLOBALNET FINANCIAL COM INC, S-3, 2000-10-06
MERRILL LYNCH & CO INC, S-3, 2000-09-15
E TRADE GROUP INC, S-3, 2000-08-25
GLOBALNET FINANCIAL COM INC, S-3, 2000-08-18
WADDELL & REED FINANCIAL INC, S-3, 2000-08-16
KNIGHT TRIMARK GROUP INC, S-3, 2000-07-20
E TRADE GROUP INC, S-3, 2000-07-18
STIFEL FINANCIAL CORP, S-3, 2000-07-12
GOLDMAN SACHS GROUP INC, S-3, 2000-07-05
MERRILL LYNCH & CO INC, S-3, 2000-06-07
E TRADE GROUP INC, S-3, 2000-05-10
SCHWAB CHARLES CORP, S-3, 2000-05-05
GOLDMAN SACHS GROUP INC, S-3, 2000-05-03
E TRADE GROUP INC, S-3, 2000-04-27
LEGG MASON INC, S-3, 2000-04-13
LEGG MASON INC, S-3, 2000-03-27
MEYERSON M H & CO INC /NJ/, S-3, 2000-03-23
SALOMON SMITH BARNEY HOLDINGS INC, S-3, 2000-03-17
SCHWAB CHARLES CORP, S-3, 2000-03-09
BEAR STEARNS COMPANIES INC, S-3, 2000-03-08
FREEDOM SECURITIES CORP /DE/, S-3, 2000-02-07
E TRADE GROUP INC, S-3, 2000-01-11
E TRADE GROUP INC, S-3, 1999-11-23
E TRADE GROUP INC, S-3, 1999-11-15
E TRADE GROUP INC, S-3, 1999-11-08
E TRADE GROUP INC, S-3, 1999-10-27
JWGENESIS FINANCIAL CORP /, S-3, 1999-10-19
AMERITRADE HOLDING CORP, S-3, 1999-09-28
E TRADE GROUP INC, S-3, 1999-09-10
PEOPLES FINANCIAL SERVICES CORP/, S-3, 1999-07-30
KIRLIN HOLDING CORP, S-3, 1999-07-30
BEAR STEARNS COMPANIES INC, S-3, 1999-07-16
AMERITRADE HOLDING CORP, S-3, 1999-06-25
EVISION USA COM INC, S-3, 1999-06-25
SIEBERT FINANCIAL CORP, S-3, 1999-06-18
MEYERSON M H & CO INC /NJ/, S-3, 1999-06-10
BEAR STEARNS COMPANIES INC, S-3, 1999-05-27
SOUTHWEST SECURITIES GROUP INC, S-3, 1999-05-21
FREEDOM SECURITIES CORP /DE/, S-3, 1999-05-11
NATIONAL DISCOUNT BROKERS GROUP INC, S-3, 1999-05-10
SCHWAB CHARLES CORP, S-3, 1999-04-29
LEHMAN BROTHERS HOLDINGS INC, S-3, 1999-04-06
MORGAN KEEGAN INC, S-3, 1999-02-26
SALOMON SMITH BARNEY HOLDINGS INC, S-3, 1999-02-03
MERRILL LYNCH & CO INC, S-3, 1998-12-11
MERRILL LYNCH & CO INC, S-3, 1998-11-25
PAINE WEBBER GROUP INC, S-3, 1998-11-12
BEAR STEARNS COMPANIES INC, S-3, 1998-11-06
PAINE WEBBER GROUP INC, S-3, 1998-09-09
BEAR STEARNS COMPANIES INC, S-3, 1998-08-13
MERRILL LYNCH & CO INC, S-3, 1998-07-28
MERRILL LYNCH & CO INC, S-3, 1998-07-16
STRUCTURED PRODUCTS CORP, S-3, 1998-06-19
BEAR STEARNS COMPANIES INC, S-3, 1998-06-17
SCHWAB CHARLES CORP, S-3, 1998-05-29
DAIN RAUSCHER CORP, S-3, 1998-05-28
LEHMAN BROTHERS INC//, S-3, 1998-05-06
LEHMAN BROTHERS HOLDINGS INC, S-3, 1998-04-15
JW CHARLES FINANCIAL SERVICES INC/FL, S-3, 1998-04-02
PAINE WEBBER GROUP INC, S-3, 1998-03-03
SCHWAB CHARLES CORP, S-3, 1998-02-27
SALOMON SMITH BARNEY HOLDINGS INC, S-3, 1998-02-03
LEHMAN BROTHERS HOLDINGS INC, S-3, 1998-01-23
LEGG MASON INC, S-3, 1998-01-16
MERRILL LYNCH & CO INC, S-3, 1998-01-13
BEAR STEARNS COMPANIES INC, S-3, 1997-12-31
PAINE WEBBER GROUP INC, S-3, 1997-12-31
ADVEST GROUP INC, S-3, 1997-12-23
MERRILL LYNCH & CO INC, S-3, 1997-12-22
BEAR STEARNS COMPANIES INC, S-3, 1997-12-15
MORGAN KEEGAN INC, S-3, 1997-10-29
SALOMON INC, S-3, 1997-10-28
LEHMAN BROTHERS HOLDINGS INC, S-3, 1997-10-17
MERRILL LYNCH & CO INC, S-3, 1997-09-29
BEAR STEARNS COMPANIES INC, S-3, 1997-07-15
LEHMAN BROTHERS HOLDINGS INC, S-3, 1997-07-08
SMITH BARNEY HOLDINGS INC, S-3, 1997-06-27
FIRST MONTAUK FINANCIAL CORP, S-3, 1997-06-26
FIRST MONTAUK FINANCIAL CORP, S-3, 1997-06-10
MERRILL LYNCH & CO INC, S-3, 1997-06-05
QUICK & REILLY GROUP INC /DE/, S-3, 1997-05-06
MERRILL LYNCH & CO INC, S-3, 1997-04-16
MERRILL LYNCH & CO INC, S-3, 1997-04-10
INTERNATIONAL ASSETS HOLDING CORP, S-3, 1997-01-28
INTER REGIONAL FINANCIAL GROUP INC, S-3, 1997-01-27
MERRILL LYNCH & CO INC, S-3, 1997-01-22
MORGAN STANLEY GROUP INC /DE/, S-3, 1996-12-16
BEAR STEARNS COMPANIES INC, S-3, 1996-12-16
SMITH BARNEY HOLDINGS INC, S-3, 1996-12-13
PAINE WEBBER GROUP INC, S-3, 1996-12-13
MERRILL LYNCH & CO INC, S-3, 1996-11-22
LEHMAN BROTHERS HOLDINGS INC, S-3, 1996-10-24
PAINE WEBBER GROUP INC, S-3, 1996-10-10
MERRILL LYNCH & CO INC, S-3, 1996-10-07
SCHWAB CHARLES CORP, S-3, 1996-09-26
SALOMON INC, S-3, 1996-09-12
LEHMAN BROTHERS INC//, S-3, 1996-07-17
MEYERSON M H & CO INC /NJ/, S-3, 1996-07-03
BEAR STEARNS COMPANIES INC, S-3, 1996-05-14
MERRILL LYNCH & CO INC, S-3, 1996-04-04
MORGAN STANLEY GROUP INC /DE/, S-3, 1996-03-12
LEGG MASON INC, S-3, 1996-01-11
LEGG MASON INC, S-3, 1996-01-02
MERRILL LYNCH & CO INC, S-3, 1995-12-19
LEHMAN BROTHERS HOLDINGS INC, S-3, 1995-12-11
UNITED ASSET MANAGEMENT CORP, S-3, 1995-11-20
QUICK & REILLY GROUP INC /DE/, S-3, 1995-11-07
LEHMAN BROTHERS INC//, S-3, 1995-10-23
BEAR STEARNS COMPANIES INC, S-3, 1995-10-20
LEHMAN BROTHERS HOLDINGS INC, S-3, 1995-08-24
SCHWAB CHARLES CORP, S-3, 1995-08-18
MERRILL LYNCH & CO INC, S-3, 1995-08-04
BROWN ALEX INC, S-3, 1995-07-10
MERRILL LYNCH & CO INC, S-3, 1995-06-20
BEAR STEARNS COMPANIES INC, S-3, 1995-06-08
MORGAN STANLEY GROUP INC /DE/, S-3, 1995-04-14
MORGAN STANLEY GROUP INC /DE/, S-3, 1995-02-24
UNITED ASSET MANAGEMENT CORP, S-3, 1994-12-22
LEHMAN BROTHERS HOLDINGS INC, S-3, 1994-11-23
BEAR STEARNS COMPANIES INC, S-3, 1994-10-13
BEAR STEARNS COMPANIES INC, S-3, 1994-09-29
MERRILL LYNCH & CO INC, S-3, 1994-09-02
LEGG MASON INC, S-3, 1994-07-29
LEHMAN BROTHERS HOLDINGS INC, S-3, 1994-05-16
BEAR STEARNS COMPANIES INC, S-3, 1994-03-16
PAINE WEBBER GROUP INC, S-3, 1994-03-16
MERRILL LYNCH & CO INC, S-3, 1994-03-14
UNITED ASSET MANAGEMENT CORP, S-3, 1994-03-03
BEAR STEARNS COMPANIES INC, S-3, 1994-01-28
SHEARSON LEHMAN BROTHERS INC, S-3, 1994-01-07


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