SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest S-3/A SEC Filings
Registration statement under Securities Act of 1933: [Amend]

GOLDMAN SACHS GROUP INC, S-3/A, 2000-12-21
LEGG MASON INC, S-3/A, 2000-12-18
SCHWAB CHARLES CORP, S-3/A, 2000-12-04
GLOBALNET FINANCIAL COM INC, S-3/A, 2000-12-01
BEAR STEARNS COMPANIES INC, S-3/A, 2000-11-28
GLOBALNET FINANCIAL COM INC, S-3/A, 2000-10-05
WADDELL & REED FINANCIAL INC, S-3/A, 2000-09-07
E TRADE GROUP INC, S-3/A, 2000-08-25
GOLDMAN SACHS GROUP INC, S-3/A, 2000-07-17
LEGG MASON INC, S-3/A, 2000-05-15
SCHWAB CHARLES CORP, S-3/A, 2000-05-15
GOLDMAN SACHS GROUP INC, S-3/A, 2000-05-03
SCHWAB CHARLES CORP, S-3/A, 2000-05-01
SALOMON SMITH BARNEY HOLDINGS INC, S-3/A, 2000-04-19
E TRADE GROUP INC, S-3/A, 1999-12-03
E TRADE GROUP INC, S-3/A, 1999-11-04
E TRADE GROUP INC, S-3/A, 1999-10-27
AMERITRADE HOLDING CORP, S-3/A, 1999-10-21
AMERITRADE HOLDING CORP, S-3/A, 1999-08-27
AMERITRADE HOLDING CORP, S-3/A, 1999-07-12
BEAR STEARNS COMPANIES INC, S-3/A, 1999-06-30
SCHWAB CHARLES CORP, S-3/A, 1999-06-25
SCHWAB CHARLES CORP, S-3/A, 1999-06-24
NATIONAL DISCOUNT BROKERS GROUP INC, S-3/A, 1999-06-21
NATIONAL DISCOUNT BROKERS GROUP INC, S-3/A, 1999-06-11
SOUTHWEST SECURITIES GROUP INC, S-3/A, 1999-06-08
SOUTHWEST SECURITIES GROUP INC, S-3/A, 1999-06-07
NATIONAL DISCOUNT BROKERS GROUP INC, S-3/A, 1999-05-20
NATIONAL DISCOUNT BROKERS GROUP INC, S-3/A, 1999-05-18
LEHMAN BROTHERS HOLDINGS INC, S-3/A, 1999-04-27
MORGAN KEEGAN INC, S-3/A, 1999-04-16
MERRILL LYNCH & CO INC, S-3/A, 1999-03-29
SALOMON SMITH BARNEY HOLDINGS INC, S-3/A, 1999-03-08
MERRILL LYNCH & CO INC, S-3/A, 1999-02-26
PAINE WEBBER GROUP INC, S-3/A, 1999-02-10
PAINE WEBBER GROUP INC, S-3/A, 1998-12-31
BEAR STEARNS COMPANIES INC, S-3/A, 1998-11-18
MERRILL LYNCH & CO INC, S-3/A, 1998-08-21
BEAR STEARNS COMPANIES INC, S-3/A, 1998-06-29
BEAR STEARNS COMPANIES INC, S-3/A, 1998-06-26
SCHWAB CHARLES CORP, S-3/A, 1998-06-22
DAIN RAUSCHER CORP, S-3/A, 1998-06-12
JW CHARLES FINANCIAL SERVICES INC/FL, S-3/A, 1998-05-12
SALOMON SMITH BARNEY HOLDINGS INC, S-3/A, 1998-05-08
LEHMAN BROTHERS HOLDINGS INC, S-3/A, 1998-04-28
SALOMON SMITH BARNEY HOLDINGS INC, S-3/A, 1998-03-26
AMERICAN CORPORATE RECEIPTS INC, S-3/A, 1998-03-04
MERRILL LYNCH & CO INC, S-3/A, 1998-01-28
MERRILL LYNCH & CO INC, S-3/A, 1998-01-09
AMERICAN CORPORATE RECEIPTS INC, S-3/A, 1998-01-06
MERRILL LYNCH & CO INC, S-3/A, 1998-01-06
BEAR STEARNS COMPANIES INC, S-3/A, 1997-12-22
SALOMON SMITH BARNEY HOLDINGS INC, S-3/A, 1997-12-01
FIRST MONTAUK FINANCIAL CORP, S-3/A, 1997-11-24
MERRILL LYNCH & CO INC, S-3/A, 1997-11-20
SALOMON INC, S-3/A, 1997-11-17
STRUCTURED PRODUCTS CORP, S-3/A, 1997-09-18
FIRST MONTAUK FINANCIAL CORP, S-3/A, 1997-07-29
SMITH BARNEY HOLDINGS INC, S-3/A, 1997-07-15
LEGG MASON INC, S-3/A, 1997-05-20
INTER REGIONAL FINANCIAL GROUP INC, S-3/A, 1997-02-04
MERRILL LYNCH & CO INC, S-3/A, 1997-02-03
MERRILL LYNCH & CO INC, S-3/A, 1997-01-31
MORGAN STANLEY GROUP INC /DE/, S-3/A, 1997-01-22
MERRILL LYNCH & CO INC, S-3/A, 1996-12-11
MERRILL LYNCH & CO INC, S-3/A, 1996-12-05
MERRILL LYNCH & CO INC, S-3/A, 1996-11-26
SALOMON INC, S-3/A, 1996-11-22
PAINE WEBBER GROUP INC, S-3/A, 1996-11-22
SALOMON INC, S-3/A, 1996-11-08
MEYERSON M H & CO INC /NJ/, S-3/A, 1996-11-06
LEHMAN BROTHERS INC//, S-3/A, 1996-07-23
MERRILL LYNCH & CO INC, S-3/A, 1996-06-27
MORGAN STANLEY GROUP INC /DE/, S-3/A, 1996-04-26
MORGAN STANLEY GROUP INC /DE/, S-3/A, 1996-04-15
UNITED ASSET MANAGEMENT CORP, S-3/A, 1996-03-26
UNITED ASSET MANAGEMENT CORP, S-3/A, 1996-03-14
UNITED ASSET MANAGEMENT CORP, S-3/A, 1996-03-04
LEGG MASON INC, S-3/A, 1996-02-05
LEGG MASON INC, S-3/A, 1996-02-01
UNITED ASSET MANAGEMENT CORP, S-3/A, 1996-01-12
BEAR STEARNS COMPANIES INC, S-3/A, 1995-12-15
PAINE WEBBER GROUP INC, S-3/A, 1995-11-14
LEHMAN BROTHERS HOLDINGS INC, S-3/A, 1995-10-25
PAINE WEBBER GROUP INC, S-3/A, 1995-10-16
MERRILL LYNCH & CO INC, S-3/A, 1995-08-22
MERRILL LYNCH & CO INC, S-3/A, 1995-08-11
MERRILL LYNCH & CO INC, S-3/A, 1995-07-20
MORGAN STANLEY GROUP INC /DE/, S-3/A, 1995-07-17
MERRILL LYNCH & CO INC, S-3/A, 1995-07-10
MORGAN STANLEY GROUP INC /DE/, S-3/A, 1995-03-23
UNITED ASSET MANAGEMENT CORP, S-3/A, 1995-01-26
MERRILL LYNCH & CO INC, S-3/A, 1994-10-24
BEAR STEARNS COMPANIES INC, S-3/A, 1994-10-18
LEGG MASON INC, S-3/A, 1994-08-11
LEHMAN BROTHERS INC//, S-3/A, 1994-05-17
SCHWAB CHARLES CORP, S-3/A, 1994-04-12
BEAR STEARNS COMPANIES INC, S-3/A, 1994-02-07