SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest SC 13G/A SEC Filings
Statement of acquisition of beneficial ownership by individuals: [Amend]

GOLDMAN SACHS GROUP INC/, SC 13G/A, 2001-01-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-12-11
LEGG MASON INC, SC 13G/A, 2000-12-11
MERRILL LYNCH & CO INC, SC 13G/A, 2000-12-08
MERRILL LYNCH & CO INC, SC 13G/A, 2000-12-06
PAINE WEBBER GROUP INC, SC 13G/A, 2000-11-17
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-11-13
MERRILL LYNCH & CO INC, SC 13G/A, 2000-11-09
WADDELL & REED FINANCIAL INC, SC 13G/A, 2000-11-08
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-11-03
MERRILL LYNCH & CO INC, SC 13G/A, 2000-11-03
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-10-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-10-10
PAINE WEBBER GROUP INC, SC 13G/A, 2000-09-11
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-09-08
DAIN RAUSCHER CORP, SC 13G/A, 2000-09-05
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-08-23
DAIN RAUSCHER CORP, SC 13G/A, 2000-08-10
NUVEEN JOHN COMPANY, SC 13G/A, 2000-08-01
LEGG MASON INC, SC 13G/A, 2000-07-19
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-07-10
MERRILL LYNCH & CO INC, SC 13G/A, 2000-07-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-06-28
LEGG MASON INC, SC 13G/A, 2000-06-21
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 2000-06-14
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-06-12
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-06-08
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-05-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-05-10
MERRILL LYNCH & CO INC, SC 13G/A, 2000-05-05
LEGG MASON INC, SC 13G/A, 2000-05-03
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-04-17
LEGG MASON INC, SC 13G/A, 2000-04-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-04-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-04-10
MERRILL LYNCH & CO INC, SC 13G/A, 2000-04-07
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-03-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-03-10
MERRILL LYNCH & CO INC, SC 13G/A, 2000-03-03
PAINE WEBBER GROUP INC, SC 13G/A, 2000-02-29
JEFFERIES GROUP INC, SC 13G/A, 2000-02-17
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-02-16
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-02-15
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 2000-02-15
PAINE WEBBER GROUP INC, SC 13G/A, 2000-02-15
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 2000-02-15
WADDELL & REED FINANCIAL INC, SC 13G/A, 2000-02-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 2000-02-14
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-02-14
HOENIG GROUP INC, SC 13G/A, 2000-02-14
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-02-14
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 2000-02-14
BEAR STEARNS COMPANIES INC, SC 13G/A, 2000-02-14
EDWARDS A G INC, SC 13G/A, 2000-02-14
LEGG MASON INC, SC 13G/A, 2000-02-14
SEI CORP, SC 13G/A, 2000-02-14
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-14
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 2000-02-14
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-02-11
NUVEEN JOHN COMPANY, SC 13G/A, 2000-02-11
JEFFERIES GROUP INC, SC 13G/A, 2000-02-11
LEGG MASON INC, SC 13G/A, 2000-02-11
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-11
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-02-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-02-10
MFC BANCORP LTD, SC 13G/A, 2000-02-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-02-09
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-08
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-07
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-04
WADDELL & REED FINANCIAL INC, SC 13G/A, 2000-02-01
MERRILL LYNCH & CO INC, SC 13G/A, 2000-02-01
LEGG MASON INC, SC 13G/A, 2000-01-31
MERRILL LYNCH & CO INC, SC 13G/A, 2000-01-31
MERRILL LYNCH & CO INC, SC 13G/A, 2000-01-21
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-01-10
MERRILL LYNCH & CO INC, SC 13G/A, 2000-01-07
HOENIG GROUP INC, SC 13G/A, 1999-12-29
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1999-12-27
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-12-10
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1999-12-10
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-12-07
LEGG MASON INC, SC 13G/A, 1999-12-07
MERRILL LYNCH & CO INC, SC 13G/A, 1999-12-07
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1999-12-06
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-11-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-11-08
MFC BANCORP LTD, SC 13G/A, 1999-11-08
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-10-27
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1999-10-21
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-10-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1999-09-09
MERRILL LYNCH & CO INC, SC 13G/A, 1999-09-08
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1999-08-27
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-08-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-08-06
MFC BANCORP LTD, SC 13G/A, 1999-08-06
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1999-07-14
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-07-12
MERRILL LYNCH & CO INC, SC 13G/A, 1999-07-09
MERRILL LYNCH & CO INC, SC 13G/A, 1999-07-07
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1999-06-16
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-06-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-06-09
GOLDMAN SACHS GROUP INC, SC 13G/A, 1999-05-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-05-07
MERRILL LYNCH & CO INC, SC 13G/A, 1999-04-12
MERRILL LYNCH & CO INC, SC 13G/A, 1999-04-09
E TRADE GROUP INC, SC 13G/A, 1999-04-06
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1999-03-15
PAINE WEBBER GROUP INC, SC 13G/A, 1999-03-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-03-08
NUVEEN JOHN COMPANY, SC 13G/A, 1999-03-04
EDWARDS A G INC, SC 13G/A, 1999-03-03
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1999-02-25
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-23
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-19
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-18
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1999-02-16
HAMBRECHT & QUIST GROUP, SC 13G/A, 1999-02-16
RYAN BECK & CO INC, SC 13G/A, 1999-02-16
BEAR STEARNS COMPANIES INC, SC 13G/A, 1999-02-16
LEGG MASON INC, SC 13G/A, 1999-02-16
SCHWAB CHARLES CORP, SC 13G/A, 1999-02-16
PAINE WEBBER GROUP INC, SC 13G/A, 1999-02-16
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-16
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1999-02-16
HAMBRECHT & QUIST GROUP, SC 13G/A, 1999-02-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1999-02-12
JEFFERIES GROUP INC, SC 13G/A, 1999-02-12
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-12
HAMBRECHT & QUIST GROUP, SC 13G/A, 1999-02-11
NUVEEN JOHN COMPANY, SC 13G/A, 1999-02-11
EDWARDS A G INC, SC 13G/A, 1999-02-11
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-11
LEGG MASON INC, SC 13G/A, 1999-02-10
DAIN RAUSCHER CORP, SC 13G/A, 1999-02-10
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-09
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 1999-02-08
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-08
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-05
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-04
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-03
AMERITRADE HOLDING CORP, SC 13G/A, 1999-02-02
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-02
CIBC OPPENHEIMER CORP/, SC 13G/A, 1999-02-01
MERRILL LYNCH & CO INC, SC 13G/A, 1999-02-01
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-29
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-28
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-27
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-26
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-25
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-22
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-21
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-19
MERRILL LYNCH & CO INC, SC 13G/A, 1999-01-08
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1998-12-09
MERRILL LYNCH & CO INC, SC 13G/A, 1998-12-09
MERRILL LYNCH & CO INC, SC 13G/A, 1998-11-23
MERRILL LYNCH & CO INC, SC 13G/A, 1998-11-19
FRIEDMAN BILLINGS RAMSEY GROUP INC, SC 13G/A, 1998-10-13
MERRILL LYNCH & CO INC, SC 13G/A, 1998-10-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-09-10
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1998-08-28
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-08-18
LEGG MASON INC, SC 13G/A, 1998-08-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-08-10
MERRILL LYNCH & CO INC, SC 13G/A, 1998-07-13
MERRILL LYNCH & CO INC, SC 13G/A, 1998-07-09
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-06-10
MERRILL LYNCH & CO INC, SC 13G/A, 1998-06-09
MERRILL LYNCH & CO INC, SC 13G/A, 1998-05-08
MERRILL LYNCH & CO INC, SC 13G/A, 1998-03-16
MERRILL LYNCH & CO INC, SC 13G/A, 1998-03-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-03-10
MERRILL LYNCH & CO INC, SC 13G/A, 1998-03-04
MERRILL LYNCH & CO INC, SC 13G/A, 1998-03-03
HAMBRECHT & QUIST GROUP, SC 13G/A, 1998-02-17
E TRADE GROUP INC, SC 13G/A, 1998-02-17
OPPENHEIMER & CO INC, SC 13G/A, 1998-02-17
QUICK & REILLY GROUP INC /DE/, SC 13G/A, 1998-02-17
LEGG MASON INC, SC 13G/A, 1998-02-17
PAINE WEBBER GROUP INC, SC 13G/A, 1998-02-17
MERRILL LYNCH & CO INC, SC 13G/A, 1998-02-17
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1998-02-17
KIRLIN HOLDING CORP, SC 13G/A, 1998-02-13
SCHWAB CHARLES CORP, SC 13G/A, 1998-02-13
MERRILL LYNCH & CO INC, SC 13G/A, 1998-02-13
CREDIT SUISSE FIRST BOSTON INC, SC 13G/A, 1998-02-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1998-02-12
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 1998-02-11
JEFFERIES GROUP INC, SC 13G/A, 1998-02-11
LEGG MASON INC, SC 13G/A, 1998-02-10
STIFEL FINANCIAL CORP, SC 13G/A, 1998-02-06
MERRILL LYNCH & CO INC, SC 13G/A, 1998-02-05
MERRILL LYNCH & CO INC, SC 13G/A, 1998-02-04
MERRILL LYNCH & CO INC, SC 13G/A, 1998-02-03
ADVEST GROUP INC, SC 13G/A, 1998-01-27
MERRILL LYNCH & CO INC, SC 13G/A, 1998-01-16
MERRILL LYNCH & CO INC, SC 13G/A, 1998-01-15
MERRILL LYNCH & CO INC, SC 13G/A, 1998-01-13
MERRILL LYNCH & CO INC, SC 13G/A, 1998-01-09
MERRILL LYNCH & CO INC, SC 13G/A, 1997-12-08
SALOMON INC, SC 13G/A, 1997-11-25
MERRILL LYNCH & CO INC, SC 13G/A, 1997-11-20
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1997-11-10
MERRILL LYNCH & CO INC, SC 13G/A, 1997-11-10
MERRILL LYNCH & CO INC, SC 13G/A, 1997-10-14
MERRILL LYNCH & CO INC, SC 13G/A, 1997-10-07
MERRILL LYNCH & CO INC, SC 13G/A, 1997-09-09
WESTAMERICA CORP, SC 13G/A, 1997-09-08
SALOMON INC, SC 13G/A, 1997-09-04
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-08-12
MERRILL LYNCH & CO INC, SC 13G/A, 1997-08-12
SALOMON INC, SC 13G/A, 1997-08-05
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1997-07-10
MERRILL LYNCH & CO INC, SC 13G/A, 1997-07-09
SALOMON INC, SC 13G/A, 1997-07-07
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-06-11
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-06-10
PAINE WEBBER GROUP INC, SC 13G/A, 1997-06-10
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-05-30
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-05-13
MERRILL LYNCH & CO INC, SC 13G/A, 1997-05-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1997-05-12
STIFEL FINANCIAL CORP, SC 13G/A, 1997-05-12
MERRILL LYNCH & CO INC, SC 13G/A, 1997-05-12
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-05-07
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-05-06
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-04-28
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-04-22
MERRILL LYNCH & CO INC, SC 13G/A, 1997-04-09
KIRLIN HOLDING CORP, SC 13G/A, 1997-04-07
MERRILL LYNCH & CO INC, SC 13G/A, 1997-04-04
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-04-03
MERRILL LYNCH & CO INC, SC 13G/A, 1997-03-14
SALOMON INC, SC 13G/A, 1997-03-07
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-03-03
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-02-26
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-02-14
STIFEL FINANCIAL CORP, SC 13G/A, 1997-02-14
QUICK & REILLY GROUP INC /DE/, SC 13G/A, 1997-02-14
LEGG MASON INC, SC 13G/A, 1997-02-14
SALOMON INC, SC 13G/A, 1997-02-14
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-14
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1997-02-13
LEGG MASON INC, SC 13G/A, 1997-02-13
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-13
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-02-12
JEFFERIES GROUP INC, SC 13G/A, 1997-02-12
SCHWAB CHARLES CORP, SC 13G/A, 1997-02-12
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-12
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1997-02-11
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-11
INTERRA FINANCIAL INC, SC 13G/A, 1997-02-11
FAHNESTOCK VINER HOLDINGS INC, SC 13G/A, 1997-02-10
SEI CORP, SC 13G/A, 1997-02-10
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-10
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-02-07
SALOMON INC, SC 13G/A, 1997-02-07
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-07
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1997-02-05
PAINE WEBBER GROUP INC, SC 13G/A, 1997-02-05
MERRILL LYNCH & CO INC, SC 13G/A, 1997-02-05
MERRILL LYNCH & CO INC, SC 13G/A, 1997-01-30
MERRILL LYNCH & CO INC, SC 13G/A, 1997-01-10
MERRILL LYNCH & CO INC, SC 13G/A, 1996-12-10
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-12-05
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1996-11-12
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-11-12
MERRILL LYNCH & CO INC, SC 13G/A, 1996-10-22
MERRILL LYNCH & CO INC, SC 13G/A, 1996-09-11
MERRILL LYNCH & CO INC, SC 13G/A, 1996-09-10
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-08-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1996-08-12
MERRILL LYNCH & CO INC, SC 13G/A, 1996-08-09
MERRILL LYNCH & CO INC, SC 13G/A, 1996-08-08
MERRILL LYNCH & CO INC, SC 13G/A, 1996-07-24
MERRILL LYNCH & CO INC, SC 13G/A, 1996-07-09
MERRILL LYNCH & CO INC, SC 13G/A, 1996-07-08
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-06-10
PAINE WEBBER GROUP INC, SC 13G/A, 1996-05-10
MERRILL LYNCH & CO INC, SC 13G/A, 1996-05-10
PAINE WEBBER GROUP INC, SC 13G/A, 1996-04-11
MERRILL LYNCH & CO INC, SC 13G/A, 1996-04-10
AMERICAN EXPRESS CO, SC 13G/A, 1996-04-10
UNITED ASSET MANAGEMENT CORP, SC 13G/A, 1996-04-09
BHC FINANCIAL INC, SC 13G/A, 1996-04-03
MERRILL LYNCH & CO INC, SC 13G/A, 1996-04-01
MERRILL LYNCH & CO INC, SC 13G/A, 1996-03-20
MERRILL LYNCH & CO INC, SC 13G/A, 1996-03-12
MERRILL LYNCH & CO INC, SC 13G/A, 1996-03-08
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-02-16
INTERSTATE JOHNSON LANE INC, SC 13G/A, 1996-02-15
PAINE WEBBER GROUP INC, SC 13G/A, 1996-02-15
MERRILL LYNCH & CO INC, SC 13G/A, 1996-02-15
AMERICAN EXPRESS CO, SC 13G/A, 1996-02-15
WATERHOUSE INVESTOR SERVICES INC, SC 13G/A, 1996-02-14
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 1996-02-14
MORGAN STANLEY GROUP INC /DE/, SC 13G/A, 1996-02-14