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SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Latest SEC Filings
LABRANCHE & CO INC, 425, 2001-01-19
LABRANCHE & CO INC, 8-K, 2001-01-19
INCAM AG, SC 13G, 2001-01-19
E TRADE GROUP INC, 8-K, 2001-01-19
NEW YORK BROKER DEUTSCHLAND AG, SC 13G, 2001-01-19
BANC STOCK GROUP INC, 10QSB/A, 2001-01-19
BEAR STEARNS COMPANIES INC, 424B3, 2001-01-19
BEAR STEARNS COMPANIES INC, 424B3, 2001-01-18
SEI CORP, DEFS14A, 2001-01-18
MERRILL LYNCH & CO INC, 424B3, 2001-01-18
MERRILL LYNCH & CO INC, 8-K, 2001-01-18
INCAM AG, SC 13G, 2001-01-17
AMERITRADE HOLDING CORP, DEF 14A, 2001-01-17
SALOMON SMITH BARNEY HOLDINGS INC, 8-K, 2001-01-17
WADDELL & REED FINANCIAL INC, 424B2, 2001-01-16
GOLDMAN SACHS GROUP INC/, 8-K/A, 2001-01-16
GOLDMAN SACHS GROUP INC/, 424B3, 2001-01-16
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2001-01-16
BEAR STEARNS COMPANIES INC, 424B3, 2001-01-16
EDWARDS A G INC, 10-Q, 2001-01-16
ADVEST GROUP INC, 10-K, 2001-01-16
E TRADE GROUP INC, 424B3, 2001-01-12
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 2001-01-12
BANC STOCK GROUP INC, 10QSB, 2001-01-12
GOLDMAN SACHS GROUP INC/, 424B3, 2001-01-12
MERRILL LYNCH & CO INC, 424B3, 2001-01-12
GOLDMAN SACHS GROUP INC/, 424B5, 2001-01-11
GOLDMAN SACHS GROUP INC/, SC 13G, 2001-01-11
BEAR STEARNS COMPANIES INC, 8-K, 2001-01-11
BEAR STEARNS COMPANIES INC, 424B5, 2001-01-11
MAXCOR FINANCIAL GROUP INC, 4, 2001-01-10
GOLDMAN SACHS GROUP INC/, 4, 2001-01-10
GOLDMAN SACHS GROUP INC/, SC 13G/A, 2001-01-10
FIRST ALBANY COMPANIES INC, 8-K, 2001-01-10
LEGG MASON INC, SC 13G, 2001-01-10
DAIN RAUSCHER CORP, 15-15D, 2001-01-10
WADDELL & REED FINANCIAL INC, 424B5, 2001-01-09
MEYERSON M H & CO INC /NJ/, S-8, 2001-01-09
INTERNATIONAL ASSETS HOLDING CORP, 4, 2001-01-09
GOLDMAN SACHS GROUP INC/, 424B3, 2001-01-09
ZIEGLER COMPANIES INC, 4, 2001-01-09
MERRILL LYNCH & CO INC, 424B3, 2001-01-09
MERRILL LYNCH & CO INC, 8-A12B, 2001-01-09
DAIN RAUSCHER CORP, 13F-HR, 2001-01-09
MFC BANCORP LTD, 4, 2001-01-09
WADDELL & REED FINANCIAL INC, POS AM, 2001-01-08
BEAR STEARNS COMPANIES INC, 424B3, 2001-01-08
BEAR STEARNS COMPANIES INC, 8-K, 2001-01-08
SEI CORP, PRES14A, 2001-01-08
MERRILL LYNCH & CO INC, 424B3, 2001-01-08
BETHURUM LABORATORIES INC, 8-K, 2001-01-05
E TRADE GROUP INC, 424B2, 2001-01-05
ND HOLDINGS INC, SC TO-I/A, 2001-01-05
MEYERSON M H & CO INC /NJ/, 4, 2001-01-05
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2001-01-05
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2001-01-05
GOLDMAN SACHS GROUP INC/, SC 13D/A, 2001-01-04
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2001-01-04
ONLINETRADINGINC COM CORP, 15-12G, 2001-01-03
STOCKWALK COM GROUP INC, 8-K, 2001-01-03
EVISION USA COM INC, 8-K, 2001-01-03
JWGENESIS FINANCIAL CORP /, 15-12B, 2001-01-02
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2001-01-02
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2001-01-02
LEGG MASON INC, S-8, 2001-01-02
SALOMON SMITH BARNEY HOLDINGS INC, 424B2, 2001-01-02
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-12-29
INTERNATIONAL ASSETS HOLDING CORP, 8-K, 2000-12-29
INTERNATIONAL ASSETS HOLDING CORP, 10KSB, 2000-12-29
EVISION USA COM INC, NT 10-K, 2000-12-29
FIREBRAND FINANCIAL GROUP INC, 8-K, 2000-12-29
ADVEST GROUP INC, NT 10-K, 2000-12-29
PWG CAPITAL TRUST I, F-1, 2000-12-28
BEAR STEARNS COMPANIES INC, S-3, 2000-12-28
MERRILL LYNCH & CO INC, SC 13G, 2000-12-28
MERRILL LYNCH & CO INC, S-3, 2000-12-27
AMERITRADE HOLDING CORP, 10-K, 2000-12-22
GOLDMAN SACHS GROUP INC, 424B3, 2000-12-22
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-12-22
STIFEL FINANCIAL CORP, S-8, 2000-12-22
RAYMOND JAMES FINANCIAL INC, 10-K, 2000-12-22
RAYMOND JAMES FINANCIAL INC, DEF 14A, 2000-12-22
ND HOLDINGS INC, SC TO-I, 2000-12-21
GOLDMAN SACHS GROUP INC, S-3/A, 2000-12-21
ADVEST GROUP INC, 8-A12B/A, 2000-12-21
MERRILL LYNCH & CO INC, SC 13G, 2000-12-21
BANC STOCK GROUP INC, 8-K, 2000-12-20
MORGAN KEEGAN INC, S-8, 2000-12-20
MERRILL LYNCH & CO INC, 424B3, 2000-12-20
GOLDMAN SACHS GROUP INC, 8-K, 2000-12-19
MORGAN KEEGAN INC, 8-K, 2000-12-19
EDWARDS A G INC, 8-K, 2000-12-19
EDWARDS A G INC, 8-A12B/A, 2000-12-19
MORGAN KEEGAN INC, PREM14A, 2000-12-18
LEGG MASON INC, S-3/A, 2000-12-18
SHOCHET HOLDING CORP, 10QSB, 2000-12-15
ONLINETRADINGINC COM CORP, 10-Q, 2000-12-15
WIT SOUNDVIEW GROUP INC, S-8, 2000-12-15
MEYERSON M H & CO INC /NJ/, 10-Q, 2000-12-15
MACKENZIE INVESTMENT MANAGEMENT INC, 8-K, 2000-12-15
FIREBRAND FINANCIAL GROUP INC, 10-Q, 2000-12-15
BEAR STEARNS COMPANIES INC, 8-K, 2000-12-15
MORGAN KEEGAN INC, 10-Q, 2000-12-15
MERRILL LYNCH & CO INC, 424B3, 2000-12-15
JWGENESIS FINANCIAL CORP /, 8-K, 2000-12-14
EVISION USA COM INC, 8-K, 2000-12-14
RAYMOND JAMES FINANCIAL INC, S-3, 2000-12-14
ONLINETRADINGINC COM CORP, DEF 14A, 2000-12-13
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-12-13
MERRILL LYNCH & CO INC, 424B3, 2000-12-13
GOLDMAN SACHS GROUP INC, 424B3, 2000-12-12
DAIN RAUSCHER CORP, DEFA14A, 2000-12-12
ONLINETRADINGINC COM CORP, PRER14A, 2000-12-11
MEYERSON M H & CO INC /NJ/, 4, 2000-12-11
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-12-11
GOLDMAN SACHS GROUP INC, SC 13D, 2000-12-11
GOLDMAN SACHS GROUP INC, 4, 2000-12-11
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-12-11
HOENIG GROUP INC, S-8, 2000-12-11
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 2000-12-11
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2000-12-11
STEWART W P & CO LTD, 13F-HR/A, 2000-12-11
LEGG MASON INC, SC 13G/A, 2000-12-11
ZIEGLER COMPANIES INC, 4, 2000-12-11
MERRILL LYNCH & CO INC, 424B3, 2000-12-11
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-12-08
STEWART W P & CO LTD, 424B4, 2000-12-08
MERRILL LYNCH & CO INC, SC 13G/A, 2000-12-08
DAIN RAUSCHER CORP, DEFM14A, 2000-12-08
MFC BANCORP LTD, 4, 2000-12-08
PENSON WORLDWIDE INC, 8-A12G, 2000-12-07
STOCKWALK COM GROUP INC, S-8, 2000-12-07
MEYERSON M H & CO INC /NJ/, 3, 2000-12-07
BEAR STEARNS COMPANIES INC, 424B3, 2000-12-06
STEWART W P & CO LTD, 8-A12B/A, 2000-12-06
STEWART W P & CO LTD, F-1/A, 2000-12-06
MERRILL LYNCH & CO INC, 424B3, 2000-12-06
MERRILL LYNCH & CO INC, 8-K, 2000-12-06
MERRILL LYNCH & CO INC, SC 13G/A, 2000-12-06
MERRILL LYNCH & CO INC, SC 13G, 2000-12-06
E TRADE GROUP INC, S-3, 2000-12-05
MERRILL LYNCH & CO INC, 424B3, 2000-12-05
KIRLIN HOLDING CORP, 4, 2000-12-04
SCHWAB CHARLES CORP, S-3/A, 2000-12-04
MERRILL LYNCH & CO INC, 424B5, 2000-12-04
PENSON WORLDWIDE INC, S-1/A, 2000-12-01
COLONIAL DIRECT FINANCIAL GROUP INC, RW, 2000-12-01
MEYERSON M H & CO INC /NJ/, SC 13D/A, 2000-12-01
GLOBALNET FINANCIAL COM INC, S-3/A, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, 15-12B, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-12-01
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13E3/A, 2000-12-01
KNIGHT TRADING GROUP INC, 8-K, 2000-11-30
INTERNATIONAL ASSETS HOLDING CORP, 5, 2000-11-30
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-11-30
BEAR STEARNS COMPANIES INC, 424B3, 2000-11-30
BEAR STEARNS COMPANIES INC, S-8, 2000-11-30
MERRILL LYNCH & CO INC, 424B3, 2000-11-30
MERRILL LYNCH & CO INC, 8-A12B, 2000-11-30
MFC BANCORP LTD, 6-K, 2000-11-30
PHARMACEUTICAL HOLDRS TRUST, 8-K, 2000-11-28
TELECOM HOLDRS TRUST, 8-K, 2000-11-28
JWGENESIS FINANCIAL CORP /, DEFA14A, 2000-11-28
TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7, 8-K, 2000-11-28
INVESTMENT TECHNOLOGY GROUP INC, S-8, 2000-11-28
OVVIO BETTER LIFE INC, 8-K, 2000-11-28
BEAR STEARNS COMPANIES INC, S-3/A, 2000-11-28
SCHWAB CHARLES CORP, S-3, 2000-11-28
DAIN RAUSCHER CORP, 8-K, 2000-11-28
ADVEST GROUP INC, 8-K, 2000-11-27
E TRADE GROUP INC, 10-K/A, 2000-11-22
E TRADE GROUP INC, DEF 14A, 2000-11-22
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13D/A, 2000-11-22
NATIONAL DISCOUNT BROKERS GROUP INC, 8-K, 2000-11-22
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13E3/A, 2000-11-22
NATIONAL DISCOUNT BROKERS GROUP INC, SC TO-T/A, 2000-11-22
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2000-11-22
BROWN ALEX INC, N-30D, 2000-11-22
STEWART W P & CO LTD, 8-A12B, 2000-11-22
MERRILL LYNCH & CO INC, 424B3, 2000-11-22
DAIN RAUSCHER CORP, PRER14A, 2000-11-22
CREDIT SUISSE FIRST BOSTON INC, SC 13G, 2000-11-22
ONLINETRADINGINC COM CORP, PRER14C, 2000-11-21
STEWART W P & CO LTD, F-1/A, 2000-11-21
BETHURUM LABORATORIES INC, 10QSB, 2000-11-20
KIRLIN HOLDING CORP, 10QSB, 2000-11-20
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-20
SALOMON SMITH BARNEY HOLDINGS INC, 424B2, 2000-11-20
FIRST MONTAUK FINANCIAL CORP, 10-Q, 2000-11-20
MERRILL LYNCH & CO INC, 8-K, 2000-11-20
SALOMON SMITH BARNEY HOLDINGS INC, 424B2, 2000-11-17
PAINE WEBBER GROUP INC, SC 13G/A, 2000-11-17
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-16
NATIONAL DISCOUNT BROKERS GROUP INC, SC TO-T/A, 2000-11-16
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13E3/A, 2000-11-16
MERRILL LYNCH & CO INC, 424B3, 2000-11-16
MERRILL LYNCH & CO INC, 424B5, 2000-11-16
JWGENESIS FINANCIAL CORP /, DEF 14A, 2000-11-15
GOLDMAN SACHS GROUP INC, S-3, 2000-11-15
GOLDMAN SACHS GROUP INC, 8-K, 2000-11-15
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13E3/A, 2000-11-15
NATIONAL DISCOUNT BROKERS GROUP INC, SC TO-T/A, 2000-11-15
LEHMAN BROTHERS HOLDINGS INC, 13F-HR/A, 2000-11-15
LEHMAN BROTHERS HOLDINGS INC, 13F-HR, 2000-11-15
LEHMAN BROTHERS HOLDINGS INC, 8-A12B, 2000-11-15
MERRILL LYNCH & CO INC, 424B3, 2000-11-15
DAIN RAUSCHER CORP, DEFA14A, 2000-11-15
CREDIT SUISSE FIRST BOSTON INC, 13F-HR, 2000-11-15
GOLDMAN SACHS & CO BANK, 13F-NT, 2000-11-14
LABRANCHE & CO INC, 10-Q, 2000-11-14
BETHURUM LABORATORIES INC, NT 10-Q, 2000-11-14
WIT SOUNDVIEW GROUP INC, 10-Q, 2000-11-14
KNIGHT TRADING GROUP INC, 10-Q, 2000-11-14
GABELLI ASSET MANAGEMENT INC, 10-Q, 2000-11-14
JWGENESIS FINANCIAL CORP /, 10-Q, 2000-11-14
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 2000-11-14
WADDELL & REED FINANCIAL INC, 10-Q, 2000-11-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 2000-11-14
BEDFORD HOLDINGS INC, 10QSB, 2000-11-14
STOCKWALK COM GROUP INC, 10-Q, 2000-11-14
MAXCOR FINANCIAL GROUP INC, 10-Q, 2000-11-14
KIRLIN HOLDING CORP, NT 10-Q, 2000-11-14
OVVIO BETTER LIFE INC, 10-Q, 2000-11-14
GOLDMAN SACHS GROUP INC, 13F-HR, 2000-11-14
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 2000-11-14
PROGRESSIVE ASSET MANAGEMENT INC, 10QSB, 2000-11-14
GLOBALNET FINANCIAL COM INC, 10QSB, 2000-11-14
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2000-11-14
LEHMAN BROTHERS HOLDINGS INC, 8-K, 2000-11-14
FIRST ALBANY COMPANIES INC, 10-Q, 2000-11-14
STEWART W P & CO LTD, SC 13G, 2000-11-14
STEWART W P & CO LTD, 13F-HR, 2000-11-14
STIFEL FINANCIAL CORP, 10-Q, 2000-11-14
EDWARDS A G INC, 13F-HR, 2000-11-14
JEFFERIES GROUP INC, SC 13D/A, 2000-11-14
PAULSON CAPITAL CORP, 10QSB, 2000-11-14
LEGG MASON INC, 13F-HR, 2000-11-14
ZIEGLER COMPANIES INC, 10-Q, 2000-11-14
FIRST MONTAUK FINANCIAL CORP, NT 10-Q, 2000-11-14
MERRILL LYNCH & CO INC, 8-A12G, 2000-11-14
MERRILL LYNCH & CO INC, 424B3, 2000-11-14
WADDELL & REED FINANCIAL INC, 13F-HR, 2000-11-13
SUMMIT BROKERAGE SERVICES INC / FL, 10QSB, 2000-11-13
TUCKER ANTHONY SUTRO, 10-Q, 2000-11-13
ND HOLDINGS INC, 10QSB, 2000-11-13
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 2000-11-13
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-11-13
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-13
NUVEEN JOHN COMPANY, 10-Q, 2000-11-13
SOUTHWEST SECURITIES GROUP INC, 10-Q, 2000-11-13
EVISION USA COM INC, S-8, 2000-11-13
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 2000-11-13
LEHMAN BROTHERS HOLDINGS INC, 424B2, 2000-11-13
LEHMAN BROTHERS HOLDINGS INC, SC 13G/A, 2000-11-13
BEAR STEARNS COMPANIES INC, S-3, 2000-11-13
LEGG MASON INC, 10-Q, 2000-11-13
SEI CORP, 10-Q, 2000-11-13
SALOMON SMITH BARNEY HOLDINGS INC, 13F-NT, 2000-11-13
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 2000-11-13
SIEBERT FINANCIAL CORP, 10-Q, 2000-11-13
MERRILL LYNCH & CO INC, 424B3, 2000-11-13
MERRILL LYNCH & CO INC, 10-Q, 2000-11-13
DAIN RAUSCHER CORP, 10-Q, 2000-11-13
JEFFERIES GROUP INC /DE/, 10-Q, 2000-11-09
MERRILL LYNCH PREFERRED CAPITAL TRUST VI, 10-Q, 2000-11-09
E TRADE GROUP INC, 10-K, 2000-11-09
ND HOLDINGS INC, 8-K/A, 2000-11-09
NATIONAL DISCOUNT BROKERS GROUP INC, SC TO-T/A, 2000-11-09
NATIONAL DISCOUNT BROKERS GROUP INC, SC 13E3/A, 2000-11-09
STIFEL FINANCIAL CORP, 13F-HR, 2000-11-09
SCHWAB CHARLES CORP, 10-Q, 2000-11-09
PAINE WEBBER GROUP INC, 15-12B, 2000-11-09
MERRILL LYNCH & CO INC, SC 13G/A, 2000-11-09
WADDELL & REED FINANCIAL INC, SC 13G/A, 2000-11-08
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-08
GOLDMAN SACHS GROUP INC, SC 13G, 2000-11-08
NATIONAL DISCOUNT BROKERS GROUP INC, 4, 2000-11-08
SCHWAB CHARLES CORP, S-4/A, 2000-11-08
KENT FINANCIAL SERVICES INC, 10QSB, 2000-11-08
ZIEGLER COMPANIES INC, 4, 2000-11-08
IPO CONNECTION COM, S-1/A, 2000-11-07
INTERNATIONAL ASSETS HOLDING CORP, 4, 2000-11-07
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-11-07
MERRILL LYNCH & CO INC, 13F-HR, 2000-11-07
PEOPLES FINANCIAL SERVICES CORP/, 8-K, 2000-11-06
E TRADE GROUP INC, 424B3, 2000-11-06
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-06
GOLDMAN SACHS GROUP INC, 8-A12B, 2000-11-06
MERRILL LYNCH & CO INC, 424B5, 2000-11-06
GOLDMAN SACHS GROUP INC, SC 13D/A, 2000-11-03
GOLDMAN SACHS GROUP INC, SC 13G/A, 2000-11-03
HOENIG GROUP INC, 10-Q, 2000-11-03
MERRILL LYNCH & CO INC, SC 13G/A, 2000-11-03
FRIEDMAN BILLINGS RAMSEY GROUP INC, 8-K, 2000-11-02
ND HOLDINGS INC, 4, 2000-11-02
PAINE WEBBER GROUP INC, 10-Q, 2000-11-02
PAINE WEBBER GROUP INC, 10-K405/A, 2000-11-02
PAINE WEBBER GROUP INC, 13F-HR, 2000-11-02
GOLDMAN SACHS GROUP INC, 424B3, 2000-11-01
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