SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest 10-Q SEC Filings
Quarterly report [Sections 13 or 15(d)]

EDWARDS A G INC, 10-Q, 2001-01-16
ONLINETRADINGINC COM CORP, 10-Q, 2000-12-15
MEYERSON M H & CO INC /NJ/, 10-Q, 2000-12-15
FIREBRAND FINANCIAL GROUP INC, 10-Q, 2000-12-15
MORGAN KEEGAN INC, 10-Q, 2000-12-15
FIRST MONTAUK FINANCIAL CORP, 10-Q, 2000-11-20
LABRANCHE & CO INC, 10-Q, 2000-11-14
WIT SOUNDVIEW GROUP INC, 10-Q, 2000-11-14
KNIGHT TRADING GROUP INC, 10-Q, 2000-11-14
GABELLI ASSET MANAGEMENT INC, 10-Q, 2000-11-14
JWGENESIS FINANCIAL CORP /, 10-Q, 2000-11-14
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 2000-11-14
WADDELL & REED FINANCIAL INC, 10-Q, 2000-11-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 2000-11-14
STOCKWALK COM GROUP INC, 10-Q, 2000-11-14
MAXCOR FINANCIAL GROUP INC, 10-Q, 2000-11-14
OVVIO BETTER LIFE INC, 10-Q, 2000-11-14
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 2000-11-14
FIRST ALBANY COMPANIES INC, 10-Q, 2000-11-14
STIFEL FINANCIAL CORP, 10-Q, 2000-11-14
ZIEGLER COMPANIES INC, 10-Q, 2000-11-14
TUCKER ANTHONY SUTRO, 10-Q, 2000-11-13
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 2000-11-13
NUVEEN JOHN COMPANY, 10-Q, 2000-11-13
SOUTHWEST SECURITIES GROUP INC, 10-Q, 2000-11-13
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 2000-11-13
LEGG MASON INC, 10-Q, 2000-11-13
SEI CORP, 10-Q, 2000-11-13
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 2000-11-13
SIEBERT FINANCIAL CORP, 10-Q, 2000-11-13
MERRILL LYNCH & CO INC, 10-Q, 2000-11-13
DAIN RAUSCHER CORP, 10-Q, 2000-11-13
JEFFERIES GROUP INC /DE/, 10-Q, 2000-11-09
MERRILL LYNCH PREFERRED CAPITAL TRUST VI, 10-Q, 2000-11-09
SCHWAB CHARLES CORP, 10-Q, 2000-11-09
HOENIG GROUP INC, 10-Q, 2000-11-03
PAINE WEBBER GROUP INC, 10-Q, 2000-11-02
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 2000-10-31
MACKENZIE INVESTMENT MANAGEMENT INC, 10-Q, 2000-10-27
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 2000-10-16
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 2000-10-16
LEHMAN BROTHERS INC//, 10-Q, 2000-10-16
EDWARDS A G INC, 10-Q, 2000-10-16
GOLDMAN SACHS GROUP INC, 10-Q, 2000-10-10
BEAR STEARNS COMPANIES INC, 10-Q, 2000-10-10
FIREBRAND FINANCIAL GROUP INC, 10-Q, 2000-09-19
ONLINETRADINGINC COM CORP, 10-Q, 2000-09-13
MEYERSON M H & CO INC /NJ/, 10-Q, 2000-09-13
EVISION USA COM INC, 10-Q, 2000-08-21
OVVIO BETTER LIFE INC, 10-Q, 2000-08-17
LABRANCHE & CO INC, 10-Q, 2000-08-14
WIT SOUNDVIEW GROUP INC, 10-Q, 2000-08-14
KNIGHT TRADING GROUP INC, 10-Q, 2000-08-14
GABELLI ASSET MANAGEMENT INC, 10-Q, 2000-08-14
JWGENESIS FINANCIAL CORP /, 10-Q, 2000-08-14
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 2000-08-14
TUCKER ANTHONY SUTRO, 10-Q, 2000-08-14
AMERITRADE HOLDING CORP, 10-Q, 2000-08-14
E TRADE GROUP INC, 10-Q, 2000-08-14
STOCKWALK COM GROUP INC, 10-Q, 2000-08-14
MAXCOR FINANCIAL GROUP INC, 10-Q, 2000-08-14
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 2000-08-14
NUVEEN JOHN COMPANY, 10-Q, 2000-08-14
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 2000-08-14
FIRST ALBANY COMPANIES INC, 10-Q, 2000-08-14
STIFEL FINANCIAL CORP, 10-Q, 2000-08-14
ZIEGLER COMPANIES INC, 10-Q, 2000-08-14
FIRST MONTAUK FINANCIAL CORP, 10-Q, 2000-08-14
PAINE WEBBER GROUP INC, 10-Q, 2000-08-14
SIEBERT FINANCIAL CORP, 10-Q, 2000-08-14
JEFFERIES GROUP INC /DE/, 10-Q, 2000-08-11
HOENIG GROUP INC, 10-Q, 2000-08-11
RAYMOND JAMES FINANCIAL INC, 10-Q, 2000-08-11
SEI CORP, 10-Q, 2000-08-11
ADVEST GROUP INC, 10-Q, 2000-08-11
SCHWAB CHARLES CORP, 10-Q, 2000-08-11
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 2000-08-11
MERRILL LYNCH & CO INC, 10-Q, 2000-08-11
DAIN RAUSCHER CORP, 10-Q, 2000-08-11
MERRILL LYNCH PREFERRED CAPITAL TRUST VI, 10-Q, 2000-08-10
WADDELL & REED FINANCIAL INC, 10-Q, 2000-08-10
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 2000-08-10
LEGG MASON INC, 10-Q, 2000-08-10
KINNARD INVESTMENTS INC, 10-Q, 2000-08-09
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 2000-08-08
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 2000-08-03
MACKENZIE INVESTMENT MANAGEMENT INC, 10-Q, 2000-07-26
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 2000-07-17
LEHMAN BROTHERS INC//, 10-Q, 2000-07-17
EDWARDS A G INC, 10-Q, 2000-07-17
BEAR STEARNS COMPANIES INC, 10-Q, 2000-07-10
GOLDMAN SACHS GROUP INC, 10-Q, 2000-07-05
RESEARCH PARTNERS INTERNATIONAL INC, 10-Q, 2000-06-19
MORGAN KEEGAN INC, 10-Q, 2000-06-13
MEYERSON M H & CO INC /NJ/, 10-Q, 2000-06-12
OVVIO BETTER LIFE INC, 10-Q, 2000-05-25
EVISION USA COM INC, 10-Q, 2000-05-22
FIRST MONTAUK FINANCIAL CORP, 10-Q, 2000-05-18
LABRANCHE & CO INC, 10-Q, 2000-05-15
GABELLI ASSET MANAGEMENT INC, 10-Q, 2000-05-15
WADDELL & REED FINANCIAL INC, 10-Q, 2000-05-15
CITIZENS BANCORP, 10-Q, 2000-05-15
AMERITRADE HOLDING CORP, 10-Q, 2000-05-15
E TRADE GROUP INC, 10-Q, 2000-05-15
MAXCOR FINANCIAL GROUP INC, 10-Q, 2000-05-15
NUVEEN JOHN COMPANY, 10-Q, 2000-05-15
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 2000-05-15
HOENIG GROUP INC, 10-Q, 2000-05-15
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 2000-05-15
FIRST ALBANY COMPANIES INC, 10-Q, 2000-05-15
STIFEL FINANCIAL CORP, 10-Q, 2000-05-15
ZIEGLER COMPANIES INC, 10-Q, 2000-05-15
PAINE WEBBER GROUP INC, 10-Q, 2000-05-15
JEFFERIES GROUP INC /DE/, 10-Q, 2000-05-12
MERRILL LYNCH PREFERRED CAPITAL TRUST VI, 10-Q, 2000-05-12
WIT CAPITAL GROUP INC, 10-Q, 2000-05-12
KNIGHT TRIMARK GROUP INC, 10-Q, 2000-05-12
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 2000-05-12
TUCKER ANTHONY SUTRO, 10-Q, 2000-05-12
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 2000-05-12
SOUTHWEST SECURITIES GROUP INC, 10-Q, 2000-05-12
SEI CORP, 10-Q, 2000-05-12
ADVEST GROUP INC, 10-Q, 2000-05-12
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 2000-05-12
SIEBERT FINANCIAL CORP, 10-Q, 2000-05-12
MERRILL LYNCH & CO INC, 10-Q, 2000-05-12
RAYMOND JAMES FINANCIAL INC, 10-Q, 2000-05-11
SCHWAB CHARLES CORP, 10-Q, 2000-05-10
KINNARD INVESTMENTS INC, 10-Q, 2000-05-10
DAIN RAUSCHER CORP, 10-Q, 2000-05-10
JWGENESIS FINANCIAL CORP /, 10-Q, 2000-05-08
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 2000-05-08
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 2000-05-03
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 2000-04-14
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 2000-04-14
LEHMAN BROTHERS INC//, 10-Q, 2000-04-14
BEAR STEARNS COMPANIES INC, 10-Q, 2000-04-10
GOLDMAN SACHS GROUP INC, 10-Q, 2000-04-07
MORGAN KEEGAN INC, 10-Q, 2000-03-14
BEAR STEARNS COMPANIES INC, 10-Q, 2000-03-03
EVISION USA COM INC, 10-Q, 2000-02-22
CITIZENS BANCORP, 10-Q, 2000-02-14
AMERITRADE HOLDING CORP, 10-Q, 2000-02-14
RAGEN MACKENZIE GROUP INC, 10-Q, 2000-02-14
E TRADE GROUP INC, 10-Q, 2000-02-14
SOUTHWEST SECURITIES GROUP INC, 10-Q, 2000-02-14
BEAR STEARNS COMPANIES INC, 10-Q, 2000-02-14
ADVEST GROUP INC, 10-Q, 2000-02-14
RAYMOND JAMES FINANCIAL INC, 10-Q, 2000-02-11
LEGG MASON INC, 10-Q, 2000-02-11
MACKENZIE INVESTMENT MANAGEMENT INC, 10-Q, 2000-01-25
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 2000-01-14
EDWARDS A G INC, 10-Q, 2000-01-14
CENTURY PACIFIC FINANCIAL CORP, 10-Q, 2000-01-13
RESEARCH PARTNERS INTERNATIONAL INC, 10-Q, 1999-12-15
MORGAN KEEGAN INC, 10-Q, 1999-12-14
MEYERSON M H & CO INC /NJ/, 10-Q, 1999-12-09
FIRST MONTAUK FINANCIAL CORP, 10-Q, 1999-11-22
JWGENESIS FINANCIAL CORP /, 10-Q, 1999-11-19
OVVIO BETTER LIFE INC, 10-Q, 1999-11-19
LABRANCHE & CO INC, 10-Q, 1999-11-15
WIT CAPITAL GROUP INC, 10-Q, 1999-11-15
GABELLI ASSET MANAGEMENT INC, 10-Q, 1999-11-15
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 1999-11-15
WADDELL & REED FINANCIAL INC, 10-Q, 1999-11-15
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 1999-11-15
FREEDOM SECURITIES CORP /DE/, 10-Q, 1999-11-15
MAXCOR FINANCIAL GROUP INC, 10-Q, 1999-11-15
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 1999-11-15
ZIEGLER COMPANIES INC, 10-Q, 1999-11-15
PAINE WEBBER GROUP INC, 10-Q, 1999-11-15
SIEBERT FINANCIAL CORP, 10-Q, 1999-11-15
DAIN RAUSCHER CORP, 10-Q, 1999-11-15
KNIGHT TRIMARK GROUP INC, 10-Q, 1999-11-12
CITIZENS BANCORP, 10-Q, 1999-11-12
HOENIG GROUP INC, 10-Q, 1999-11-12
FIRST ALBANY COMPANIES INC, 10-Q, 1999-11-12
STIFEL FINANCIAL CORP, 10-Q, 1999-11-12
LEGG MASON INC, 10-Q, 1999-11-12
SEI CORP, 10-Q, 1999-11-12
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 1999-11-12
NUVEEN JOHN COMPANY, 10-Q, 1999-11-10
SCHWAB CHARLES CORP, 10-Q, 1999-11-10
KINNARD INVESTMENTS INC, 10-Q, 1999-11-10
MERRILL LYNCH PREFERRED CAPITAL TRUST VI, 10-Q, 1999-11-08
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 1999-11-08
SOUTHWEST SECURITIES GROUP INC, 10-Q, 1999-11-08
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 1999-11-08
BEAR STEARNS COMPANIES INC, 10-Q, 1999-11-08
JEFFERIES GROUP INC /DE/, 10-Q, 1999-11-05
MERRILL LYNCH & CO INC, 10-Q, 1999-11-05
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 1999-10-28
MACKENZIE INVESTMENT MANAGEMENT INC, 10-Q, 1999-10-25
EDWARDS A G INC, 10-Q, 1999-10-15
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 1999-10-14
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 1999-10-14
LEHMAN BROTHERS INC//, 10-Q, 1999-10-14
GOLDMAN SACHS GROUP INC, 10-Q, 1999-10-07
RESEARCH PARTNERS INTERNATIONAL INC, 10-Q, 1999-09-14
OVVIO BETTER LIFE INC, 10-Q, 1999-09-09
MEYERSON M H & CO INC /NJ/, 10-Q, 1999-08-30
GABELLI ASSET MANAGEMENT INC, 10-Q, 1999-08-16
JWGENESIS FINANCIAL CORP /, 10-Q, 1999-08-16
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 1999-08-16
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 1999-08-16
E TRADE GROUP INC, 10-Q, 1999-08-16
NUVEEN JOHN COMPANY, 10-Q, 1999-08-16
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 1999-08-16
HOENIG GROUP INC, 10-Q, 1999-08-16
ZIEGLER COMPANIES INC, 10-Q, 1999-08-16
PAINE WEBBER GROUP INC, 10-Q, 1999-08-16
WIT CAPITAL GROUP INC, 10-Q, 1999-08-13
WADDELL & REED FINANCIAL INC, 10-Q, 1999-08-13
FREEDOM SECURITIES CORP /DE/, 10-Q, 1999-08-13
HAMBRECHT & QUIST GROUP, 10-Q, 1999-08-13
MAXCOR FINANCIAL GROUP INC, 10-Q, 1999-08-13
FIRST ALBANY COMPANIES INC, 10-Q, 1999-08-13
STIFEL FINANCIAL CORP, 10-Q, 1999-08-13
ADVEST GROUP INC, 10-Q, 1999-08-13
SIEBERT FINANCIAL CORP, 10-Q, 1999-08-13
DAIN RAUSCHER CORP, 10-Q, 1999-08-13
LEGG MASON INC, 10-Q, 1999-08-12
KINNARD INVESTMENTS INC, 10-Q, 1999-08-12
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 1999-08-12
FIRST MONTAUK FINANCIAL CORP, 10-Q, 1999-08-12
KNIGHT TRIMARK GROUP INC, 10-Q, 1999-08-11
EVISION USA COM INC, 10-Q, 1999-08-11
SEI CORP, 10-Q, 1999-08-11
SCHWAB CHARLES CORP, 10-Q, 1999-08-11
AMERITRADE HOLDING CORP, 10-Q, 1999-08-09
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 1999-08-09
JEFFERIES GROUP INC /DE/, 10-Q, 1999-08-06
RAGEN MACKENZIE GROUP INC, 10-Q, 1999-08-06
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 1999-08-06
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 1999-08-06
RAYMOND JAMES FINANCIAL INC, 10-Q, 1999-08-06
MERRILL LYNCH & CO INC, 10-Q, 1999-08-06
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 1999-07-15
LEHMAN BROTHERS INC//, 10-Q, 1999-07-15
EDWARDS A G INC, 10-Q, 1999-07-15
GOLDMAN SACHS GROUP INC, 10-Q, 1999-07-09
RESEARCH PARTNERS INTERNATIONAL INC, 10-Q, 1999-06-14
MORGAN KEEGAN INC, 10-Q, 1999-06-11
MEYERSON M H & CO INC /NJ/, 10-Q, 1999-05-25
OVVIO BETTER LIFE INC, 10-Q, 1999-05-18
GABELLI ASSET MANAGEMENT INC, 10-Q, 1999-05-17
JWGENESIS FINANCIAL CORP /, 10-Q, 1999-05-17
FRIEDMAN BILLINGS RAMSEY GROUP INC, 10-Q, 1999-05-17
CITIZENS BANCORP, 10-Q, 1999-05-17
E TRADE GROUP INC, 10-Q, 1999-05-17
DEAN WITTER GLOBAL PERSPECTIVE PORTFOLIO L P, 10-Q, 1999-05-17
ZIEGLER COMPANIES INC, 10-Q, 1999-05-17
PAINE WEBBER GROUP INC, 10-Q, 1999-05-17
DAIN RAUSCHER CORP, 10-Q, 1999-05-17
KNIGHT TRIMARK GROUP INC, 10-Q, 1999-05-14
FREEDOM SECURITIES CORP /DE/, 10-Q, 1999-05-14
NUVEEN JOHN COMPANY, 10-Q, 1999-05-14
HOENIG GROUP INC, 10-Q, 1999-05-14
FIRST ALBANY COMPANIES INC, 10-Q, 1999-05-14
STIFEL FINANCIAL CORP, 10-Q, 1999-05-14
SEI CORP, 10-Q, 1999-05-14
ADVEST GROUP INC, 10-Q, 1999-05-14
KINNARD INVESTMENTS INC, 10-Q, 1999-05-14
SALOMON SMITH BARNEY HOLDINGS INC, 10-Q, 1999-05-14
FIRST MONTAUK FINANCIAL CORP, 10-Q, 1999-05-14
SIEBERT FINANCIAL CORP, 10-Q, 1999-05-14
PEOPLES FINANCIAL SERVICES CORP/, 10-Q, 1999-05-13
WADDELL & REED FINANCIAL INC, 10-Q, 1999-05-13
HAMBRECHT & QUIST GROUP, 10-Q, 1999-05-13
JONES FINANCIAL COMPANIES LP LLP, 10-Q, 1999-05-13
SCHWAB CHARLES CORP, 10-Q, 1999-05-11
AMERITRADE HOLDING CORP, 10-Q, 1999-05-10
INVESTMENT TECHNOLOGY GROUP INC, 10-Q, 1999-05-10
EVISION USA COM INC, 10-Q, 1999-05-10
BEAR STEARNS COMPANIES INC, 10-Q, 1999-05-10
MERRILL LYNCH & CO INC, 10-Q, 1999-05-10
JEFFERIES GROUP INC /DE/, 10-Q, 1999-05-07
RAGEN MACKENZIE GROUP INC, 10-Q, 1999-05-07
RAYMOND JAMES FINANCIAL INC, 10-Q, 1999-05-07
SOUTHWEST SECURITIES GROUP INC, 10-Q, 1999-05-06
FAHNESTOCK VINER HOLDINGS INC, 10-Q, 1999-04-29
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 1999-04-14
LEHMAN BROTHERS HOLDINGS INC, 10-Q, 1999-04-14
LEHMAN BROTHERS INC//, 10-Q, 1999-04-14
MORGAN KEEGAN INC, 10-Q, 1999-03-12
E TRADE GROUP INC, 10-Q, 1999-02-16
SOUTHWEST SECURITIES GROUP INC, 10-Q, 1999-02-16
FRONTEER FINANCIAL HOLDINGS LTD, 10-Q, 1999-02-16
BEAR STEARNS COMPANIES INC, 10-Q, 1999-02-16
INTERSTATE JOHNSON LANE INC, 10-Q, 1999-02-16
CITIZENS BANCORP, 10-Q, 1999-02-12
AMERITRADE HOLDING CORP, 10-Q, 1999-02-12
HAMBRECHT & QUIST GROUP, 10-Q, 1999-02-12
SCOTT & STRINGFELLOW FINANCIAL INC, 10-Q, 1999-02-12
LEGG MASON INC, 10-Q, 1999-02-12
ADVEST GROUP INC, 10-Q, 1999-02-12
RAYMOND JAMES FINANCIAL INC, 10-Q, 1999-02-05
RAGEN MACKENZIE GROUP INC, 10-Q, 1999-02-04
EDWARDS A G INC, 10-Q, 1999-01-14
NATIONAL DISCOUNT BROKERS GROUP INC, 10-Q, 1999-01-13


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