SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Latest DEF 14A SEC Filings
Other definitive proxy statements

AMERITRADE HOLDING CORP, DEF 14A, 2001-01-17
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 2001-01-12
RAYMOND JAMES FINANCIAL INC, DEF 14A, 2000-12-22
ONLINETRADINGINC COM CORP, DEF 14A, 2000-12-13
E TRADE GROUP INC, DEF 14A, 2000-11-22
JWGENESIS FINANCIAL CORP /, DEF 14A, 2000-11-15
MORGAN KEEGAN INC, DEF 14A, 2000-10-20
GLOBALNET FINANCIAL COM INC, DEF 14A, 2000-10-06
SOUTHWEST SECURITIES GROUP INC, DEF 14A, 2000-09-28
NATIONAL DISCOUNT BROKERS GROUP INC, DEF 14A, 2000-09-05
STOCKWALK COM GROUP INC, DEF 14A, 2000-08-03
SUMMIT BROKERAGE SERVICES INC / FL, DEF 14A, 2000-07-31
BANC STOCK GROUP INC, DEF 14A, 2000-07-20
KIRLIN HOLDING CORP, DEF 14A, 2000-07-10
MEYERSON M H & CO INC /NJ/, DEF 14A, 2000-06-29
RESEARCH PARTNERS INTERNATIONAL INC, DEF 14A, 2000-06-27
LEGG MASON INC, DEF 14A, 2000-06-15
FIRST MONTAUK FINANCIAL CORP, DEF 14A, 2000-05-23
EDWARDS A G INC, DEF 14A, 2000-05-12
WIT CAPITAL GROUP INC, DEF 14A, 2000-05-02
FIRST ALBANY COMPANIES INC, DEF 14A, 2000-05-02
SIEBERT FINANCIAL CORP, DEF 14A, 2000-05-01
MAXCOR FINANCIAL GROUP INC, DEF 14A, 2000-04-27
PAULSON CAPITAL CORP, DEF 14A, 2000-04-26
GABELLI ASSET MANAGEMENT INC, DEF 14A, 2000-04-20
TUCKER ANTHONY SUTRO, DEF 14A, 2000-04-20
FRIEDMAN BILLINGS RAMSEY GROUP INC, DEF 14A, 2000-04-18
KNIGHT TRIMARK GROUP INC, DEF 14A, 2000-04-17
HOENIG GROUP INC, DEF 14A, 2000-04-17
SEI CORP, DEF 14A, 2000-04-12
JEFFERIES GROUP INC /DE/, DEF 14A, 2000-04-04
LABRANCHE & CO INC, DEF 14A, 2000-03-31
NUVEEN JOHN COMPANY, DEF 14A, 2000-03-31
PAINE WEBBER GROUP INC, DEF 14A, 2000-03-31
INVESTMENT TECHNOLOGY GROUP INC, DEF 14A, 2000-03-28
STIFEL FINANCIAL CORP, DEF 14A, 2000-03-27
SCHWAB CHARLES CORP, DEF 14A, 2000-03-27
DAIN RAUSCHER CORP, DEF 14A, 2000-03-24
WADDELL & REED FINANCIAL INC, DEF 14A, 2000-03-23
ZIEGLER COMPANIES INC, DEF 14A, 2000-03-21
PEOPLES FINANCIAL SERVICES CORP/, DEF 14A, 2000-03-17
MERRILL LYNCH & CO INC, DEF 14A, 2000-03-09
EVISION USA COM INC, DEF 14A, 2000-03-08
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 2000-02-24
GOLDMAN SACHS GROUP INC, DEF 14A, 2000-02-14
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 2000-01-14
AMERITRADE HOLDING CORP, DEF 14A, 2000-01-12
ADVEST GROUP INC, DEF 14A, 1999-12-28
RAYMOND JAMES FINANCIAL INC, DEF 14A, 1999-12-22
E TRADE GROUP INC, DEF 14A, 1999-11-29
SIEBERT FINANCIAL CORP, DEF 14A, 1999-11-23
MORGAN KEEGAN INC, DEF 14A, 1999-10-15
BEAR STEARNS COMPANIES INC, DEF 14A, 1999-10-08
SOUTHWEST SECURITIES GROUP INC, DEF 14A, 1999-09-24
CITIZENS BANCORP, DEF 14A, 1999-09-20
NATIONAL DISCOUNT BROKERS GROUP INC, DEF 14A, 1999-09-09
RESEARCH PARTNERS INTERNATIONAL INC, DEF 14A, 1999-08-19
LEGG MASON INC, DEF 14A, 1999-06-17
FIRST MONTAUK FINANCIAL CORP, DEF 14A, 1999-05-25
MEYERSON M H & CO INC /NJ/, DEF 14A, 1999-05-24
JWGENESIS FINANCIAL CORP /, DEF 14A, 1999-05-20
EDWARDS A G INC, DEF 14A, 1999-05-14
KIRLIN HOLDING CORP, DEF 14A, 1999-04-29
FREEDOM SECURITIES CORP /DE/, DEF 14A, 1999-04-28
PAULSON CAPITAL CORP, DEF 14A, 1999-04-28
SEI CORP, DEF 14A, 1999-04-27
CHAPMAN HOLDINGS INC, DEF 14A, 1999-04-23
ND HOLDINGS INC, DEF 14A, 1999-04-20
FIRST ALBANY COMPANIES INC, DEF 14A, 1999-04-19
KNIGHT TRIMARK GROUP INC, DEF 14A, 1999-04-16
KINNARD INVESTMENTS INC, DEF 14A, 1999-04-16
HOENIG GROUP INC, DEF 14A, 1999-04-12
FRIEDMAN BILLINGS RAMSEY GROUP INC, DEF 14A, 1999-04-09
NUVEEN JOHN COMPANY, DEF 14A, 1999-04-02
SCHWAB CHARLES CORP, DEF 14A, 1999-03-31
PAINE WEBBER GROUP INC, DEF 14A, 1999-03-29
STIFEL FINANCIAL CORP, DEF 14A, 1999-03-26
DAIN RAUSCHER CORP, DEF 14A, 1999-03-24
ZIEGLER COMPANIES INC, DEF 14A, 1999-03-23
PEOPLES FINANCIAL SERVICES CORP/, DEF 14A, 1999-03-22
WADDELL & REED FINANCIAL INC, DEF 14A, 1999-03-22
INVESTMENT TECHNOLOGY GROUP INC, DEF 14A, 1999-03-19
FRONTEER FINANCIAL HOLDINGS LTD, DEF 14A, 1999-03-15
MERRILL LYNCH & CO INC, DEF 14A, 1999-03-05
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 1999-02-18
E TRADE GROUP INC, DEF 14A, 1999-01-28
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 1999-01-15
AMERITRADE HOLDING CORP, DEF 14A, 1999-01-08
HAMBRECHT & QUIST GROUP, DEF 14A, 1999-01-07
RAYMOND JAMES FINANCIAL INC, DEF 14A, 1998-12-24
ADVEST GROUP INC, DEF 14A, 1998-12-24
RAGEN MACKENZIE GROUP INC, DEF 14A, 1998-12-18
SIEBERT FINANCIAL CORP, DEF 14A, 1998-11-27
MORGAN KEEGAN INC, DEF 14A, 1998-10-21
KENT FINANCIAL SERVICES INC, DEF 14A, 1998-10-02
BEAR STEARNS COMPANIES INC, DEF 14A, 1998-09-30
SOUTHWEST SECURITIES GROUP INC, DEF 14A, 1998-09-24
CITIZENS BANCORP, DEF 14A, 1998-09-17
JWGENESIS FINANCIAL CORP /, DEF 14A, 1998-09-15
NATIONAL DISCOUNT BROKERS GROUP INC, DEF 14A, 1998-09-09
BANC STOCK GROUP INC, DEF 14A, 1998-07-21
MCDONALD & CO INVESTMENTS INC, DEF 14A, 1998-06-26
GKN HOLDING CORP, DEF 14A, 1998-06-16
LEGG MASON INC, DEF 14A, 1998-06-12
FRONTEER FINANCIAL HOLDINGS LTD, DEF 14A, 1998-06-02
FIRST MONTAUK FINANCIAL CORP, DEF 14A, 1998-05-27
MEYERSON M H & CO INC /NJ/, DEF 14A, 1998-05-18
EDWARDS A G INC, DEF 14A, 1998-05-08
PAULSON CAPITAL CORP, DEF 14A, 1998-05-01
FRIEDMAN BILLINGS RAMSEY GROUP INC, DEF 14A, 1998-04-30
KIRLIN HOLDING CORP, DEF 14A, 1998-04-28
SEI CORP, DEF 14A, 1998-04-24
ND HOLDINGS INC, DEF 14A, 1998-04-17
HOENIG GROUP INC, DEF 14A, 1998-04-17
KINNARD INVESTMENTS INC, DEF 14A, 1998-04-17
FIRST ALBANY COMPANIES INC, DEF 14A, 1998-04-10
INVESTMENT TECHNOLOGY GROUP INC, DEF 14A, 1998-04-06
NUVEEN JOHN COMPANY, DEF 14A, 1998-04-03
JEFFERIES GROUP INC, DEF 14A, 1998-04-02
DAIN RAUSCHER CORP, DEF 14A, 1998-03-30
STIFEL FINANCIAL CORP, DEF 14A, 1998-03-27
SCHWAB CHARLES CORP, DEF 14A, 1998-03-27
PAINE WEBBER GROUP INC, DEF 14A, 1998-03-27
ZIEGLER COMPANIES INC, DEF 14A, 1998-03-25
MERRILL LYNCH & CO INC, DEF 14A, 1998-03-04
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 1998-02-19
CITIZENS BANCORP, DEF 14A, 1998-02-17
E TRADE GROUP INC, DEF 14A, 1998-01-16
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 1998-01-15
AMERITRADE HOLDING CORP, DEF 14A, 1998-01-14
HAMBRECHT & QUIST GROUP, DEF 14A, 1998-01-09
RAYMOND JAMES FINANCIAL INC, DEF 14A, 1997-12-24
ADVEST GROUP INC, DEF 14A, 1997-12-23
INTERSTATE JOHNSON LANE INC, DEF 14A, 1997-12-15
SIEBERT FINANCIAL CORP, DEF 14A, 1997-11-12
MORGAN KEEGAN INC, DEF 14A, 1997-10-21
BEAR STEARNS COMPANIES INC, DEF 14A, 1997-10-06
SOUTHWEST SECURITIES GROUP INC, DEF 14A, 1997-09-25
KENT FINANCIAL SERVICES INC, DEF 14A, 1997-09-23
SCOTT & STRINGFELLOW FINANCIAL INC, DEF 14A, 1997-09-22
SHERWOOD GROUP INC, DEF 14A, 1997-09-03
MCDONALD & CO INVESTMENTS INC, DEF 14A, 1997-06-26
LEGG MASON INC, DEF 14A, 1997-06-13
QUICK & REILLY GROUP INC /DE/, DEF 14A, 1997-05-28
FIRST MONTAUK FINANCIAL CORP, DEF 14A, 1997-05-23
MEYERSON M H & CO INC /NJ/, DEF 14A, 1997-05-20
EDWARDS A G INC, DEF 14A, 1997-05-12
GKN HOLDING CORP, DEF 14A, 1997-05-02
KIRLIN HOLDING CORP, DEF 14A, 1997-04-30
JW CHARLES FINANCIAL SERVICES INC/FL, DEF 14A, 1997-04-30
PAULSON CAPITAL CORP, DEF 14A, 1997-04-30
ND HOLDINGS INC, DEF 14A, 1997-04-21
KINNARD INVESTMENTS INC, DEF 14A, 1997-04-21
FIRST ALBANY COMPANIES INC, DEF 14A, 1997-04-18
SEI CORP, DEF 14A, 1997-04-18
HOENIG GROUP INC, DEF 14A, 1997-04-17
INVESTMENT TECHNOLOGY GROUP INC, DEF 14A, 1997-04-09
SALOMON INC, DEF 14A, 1997-04-04
JEFFERIES GROUP INC, DEF 14A, 1997-03-28
NUVEEN JOHN COMPANY, DEF 14A, 1997-03-27
PAINE WEBBER GROUP INC, DEF 14A, 1997-03-27
INTERRA FINANCIAL INC, DEF 14A, 1997-03-26
SCHWAB CHARLES CORP, DEF 14A, 1997-03-24
STIFEL FINANCIAL CORP, DEF 14A, 1997-03-21
BROWN ALEX INC, DEF 14A, 1997-03-20
FRONTEER FINANCIAL HOLDINGS LTD, DEF 14A, 1997-03-14
MERRILL LYNCH & CO INC, DEF 14A, 1997-03-10
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 1997-02-18
HAMBRECHT & QUIST GROUP, DEF 14A, 1997-01-27
FIRST OF MICHIGAN CAPITAL CORP, DEF 14A, 1997-01-27
E TRADE GROUP INC, DEF 14A, 1997-01-24
INTERNATIONAL ASSETS HOLDING CORP, DEF 14A, 1997-01-14
PIPER JAFFRAY COMPANIES INC, DEF 14A, 1996-12-27
RAYMOND JAMES FINANCIAL INC, DEF 14A, 1996-12-24
INTERSTATE JOHNSON LANE INC, DEF 14A, 1996-12-20
ADVEST GROUP INC, DEF 14A, 1996-12-20
MORGAN KEEGAN INC, DEF 14A, 1996-10-18
KENT FINANCIAL SERVICES INC, DEF 14A, 1996-10-09
BEAR STEARNS COMPANIES INC, DEF 14A, 1996-09-27
SCOTT & STRINGFELLOW FINANCIAL INC, DEF 14A, 1996-09-25
SOUTHWEST SECURITIES GROUP INC, DEF 14A, 1996-09-24
SHERWOOD GROUP INC, DEF 14A, 1996-09-11
RODMAN & RENSHAW CAPITAL GROUP INC, DEF 14A, 1996-08-23
WESTAMERICA CORP, DEF 14A, 1996-08-14
MCDONALD & CO INVESTMENTS INC, DEF 14A, 1996-06-27
LEGG MASON INC, DEF 14A, 1996-06-14
FIRST MONTAUK FINANCIAL CORP, DEF 14A, 1996-05-30
QUICK & REILLY GROUP INC /DE/, DEF 14A, 1996-05-29
NUVEEN JOHN COMPANY, DEF 14A, 1996-05-23
EDWARDS A G INC, DEF 14A, 1996-05-10
FIRST ALBANY COMPANIES INC, DEF 14A, 1996-05-01
HELMSTAR GROUP INC, DEF 14A, 1996-04-29
JW CHARLES FINANCIAL SERVICES INC/FL, DEF 14A, 1996-04-29
PAULSON CAPITAL CORP, DEF 14A, 1996-04-29
KINNARD INVESTMENTS INC, DEF 14A, 1996-04-12
JEFFERIES GROUP INC, DEF 14A, 1996-03-29
PAINE WEBBER GROUP INC, DEF 14A, 1996-03-29
INTER REGIONAL FINANCIAL GROUP INC, DEF 14A, 1996-03-28
UNITED ASSET MANAGEMENT CORP, DEF 14A, 1996-03-25
STIFEL FINANCIAL CORP, DEF 14A, 1996-03-25
SCHWAB CHARLES CORP, DEF 14A, 1996-03-25
BROWN ALEX INC, DEF 14A, 1996-03-21
AMERICAN EXPRESS CO, DEF 14A, 1996-03-12
ZIEGLER COMPANIES INC, DEF 14A, 1996-03-08
MERRILL LYNCH & CO INC, DEF 14A, 1996-03-08
WATERHOUSE INVESTOR SERVICES INC, DEF 14A, 1996-02-28
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 1996-02-26
MORGAN STANLEY GROUP INC /DE/, DEF 14A, 1996-02-26
RAYMOND JAMES FINANCIAL INC, DEF 14A, 1995-12-29
ADVEST GROUP INC, DEF 14A, 1995-12-22
PIPER JAFFRAY COMPANIES INC, DEF 14A, 1995-12-21
INTERSTATE JOHNSON LANE INC, DEF 14A, 1995-12-15
KENT FINANCIAL SERVICES INC, DEF 14A, 1995-10-06
BEAR STEARNS COMPANIES INC, DEF 14A, 1995-09-28
SCOTT & STRINGFELLOW FINANCIAL INC, DEF 14A, 1995-09-21
SHERWOOD GROUP INC, DEF 14A, 1995-09-19
MCDONALD & CO INVESTMENTS INC, DEF 14A, 1995-06-26
LEGG MASON INC, DEF 14A, 1995-06-15
QUICK & REILLY GROUP INC /DE/, DEF 14A, 1995-05-26
EDWARDS A G INC, DEF 14A, 1995-05-15
RODMAN & RENSHAW CAPITAL GROUP INC, DEF 14A, 1995-05-01
HELMSTAR GROUP INC, DEF 14A, 1995-04-27
MORGAN STANLEY GROUP INC /DE/, DEF 14A, 1995-04-26
JEFFERIES GROUP INC, DEF 14A, 1995-04-03
STIFEL FINANCIAL CORP, DEF 14A, 1995-03-31
UNITED ASSET MANAGEMENT CORP, DEF 14A, 1995-03-29
PAINE WEBBER GROUP INC, DEF 14A, 1995-03-28
SCHWAB CHARLES CORP, DEF 14A, 1995-03-24
BROWN ALEX INC, DEF 14A, 1995-03-22
INTER REGIONAL FINANCIAL GROUP INC, DEF 14A, 1995-03-21
AMERICAN EXPRESS CO, DEF 14A, 1995-03-13
MERRILL LYNCH & CO INC, DEF 14A, 1995-03-10
ZIEGLER COMPANIES INC, DEF 14A, 1995-03-03
LEHMAN BROTHERS HOLDINGS INC, DEF 14A, 1995-02-28
FIRST ALBANY COMPANIES INC, DEF 14A, 1995-02-06
PIPER JAFFRAY COMPANIES INC, DEF 14A, 1994-12-23
ADVEST GROUP INC, DEF 14A, 1994-12-21
INTERSTATE JOHNSON LANE INC, DEF 14A, 1994-12-16
MCDONALD & CO INVESTMENTS INC, DEF 14A, 1994-06-30
LEGG MASON INC, DEF 14A, 1994-06-15
EDWARDS A G INC, DEF 14A, 1994-05-16
RODMAN & RENSHAW CAPITAL GROUP INC, DEF 14A, 1994-04-27
SCHWAB CHARLES CORP, DEF 14A, 1994-04-08
UNITED ASSET MANAGEMENT CORP, DEF 14A, 1994-04-04
JEFFERIES GROUP INC, DEF 14A, 1994-04-04
PAINE WEBBER GROUP INC, DEF 14A, 1994-03-30
BROWN ALEX INC, DEF 14A, 1994-03-23
INTER REGIONAL FINANCIAL GROUP INC, DEF 14A, 1994-03-23
AMERICAN EXPRESS CO, DEF 14A, 1994-03-15
MERRILL LYNCH & CO INC, DEF 14A, 1994-03-14


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